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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

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Stephen L. Millham

Named as an officer, director or promoter on SEC Form D filings · CA, Netherlands (as filed: P7) · Mar 12, 2010 → May 7, 2012

13deals (issuers)
$25.5Breported sold
1,702investors
31Form D filings
2010–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen L. Millham is listed as an executive officer and director on 31 SEC Form D filings by 13 issuers between Mar 2010 and Mar 2017. Largest by amount reported sold: Farallon Capital Institutional Partners, L.P. (San Francisco, CA — pooled investment fund — 2010–2012; $10.53B reported sold to 530 investors), Farallon Capital Partners, L.P. (San Francisco, CA — pooled investment fund — 2010–2012; $8.42B reported sold to 874 investors), FCOI II Holdings, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $5B reported sold to 134 investors), SIDECAR PARTNERS HOLDINGS, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $370M reported sold to 11 investors), Farallon Asia Special Situations Master, L.P. (San Francisco, CA — pooled investment fund — 2010; $237.8M reported sold to 14 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $25.5B sold in total.

Listed alongside Daniel J. Hirsch (31 shared filings), Andrew J.M. Spokes (30 shared filings), Gregory S. Swart (30 shared filings), Mark C. Wehrly (30 shared filings), Monica R. Landry (30 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

12 of the issuers belong to the sponsor group Farallon (53 issuers, $40.13B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Farallon has 53 companies on file and $40.13B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 31 public filings for Stephen L. Millham and found 4 differences, 2 worth asking the sponsor about: Investor count went down between filings; 12 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen L. Millham has not run yet — it is joining a line of 59,039 names; searches run around the clock at the hosts' allowed rate. Searched so far: 668 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen L. Millham..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

John J. Millham and Eleanor M. Siegert closed
United States Bankruptcy Court, D. Maryland · No. 11-24285 · Filed Jul 11, 2011 · Closed Feb 7, 2014
Role of John J. Millham and Eleanor M. Siegert: Debtor · Outcome: Case closed 2014-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 1 federal dockets); different first name (john); court in MD (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Stephen L. Millham — 2 worth asking about (compared 31 filings on Oct 24, 2026)

Worth asking · Mar 16, 2011 – Mar 16, 2012

Investor count went down between filings — Farallon Capital Institutional Partners, L.P.

The Mar 16, 2011 filing reports 369 investors; the Mar 16, 2012 Form D/A reports 367 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 16, 2011 ↗Form D/A (later) · Mar 16, 2012 ↗Farallon Capital Institutional Partners, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 15, 2010 – Mar 18, 2013

12 people are no longer listed on a later amendment

Stephen L. Millham is no longer listed on the Mar 18, 2013 amendment — Farallon Special Situation Partners V, L.P. · Stephen L. Millham is no longer listed on the Mar 18, 2013 amendment — Farallon Capital Partners, L.P. · Stephen L. Millham is no longer listed on the Mar 18, 2013 amendment — Farallon Capital (AM) Investors, L.P. · Stephen L. Millham is no longer listed on the Mar 18, 2013 amendment — FCOI II Holdings, L.P. · Stephen L. Millham is no longer listed on the Mar 18, 2013 amendment — Farallon Capital Institutional Partners, L.P. · and 7 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · May 7, 2012 ↗Form D/A · Mar 18, 2013 ↗Stephen L. Millham — PartnerFacts page ↗Farallon Special Situation Partners V, L.P. — PartnerFacts page ↗
Sources
Note · Mar 12, 2010 – Mar 16, 2017

Stephen L. Millham is written 2 different ways on the filings

listed as "Stephen L. Millham" on 30 filings (from Mar 12, 2010), and "Stephen Millham" on the Mar 16, 2017 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 12, 2010 ↗Form D · Mar 16, 2017 ↗Stephen L. Millham — PartnerFacts page ↗
Sources
Note · Mar 12, 2010 – Mar 16, 2017

Stephen L. Millham is listed with 2 different address states: CA, P7

CA on 30 filings (Mar 12, 2010 to May 7, 2012); Netherlands (as filed: P7) on 1 filing (Mar 16, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 12, 2010 ↗Form D · Mar 16, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 13 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 16, 2017 D
Playa Hotels & Resorts N.V.
File 021-282749
$0$0$0None listed on this filingEDGAR ↗
May 7, 2012 D
Farallon Special Situation Partners V, L.P.
File 021-177794
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
SIDECAR PARTNERS HOLDINGS, L.P.
File 021-97345
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
SIDECAR PARTNERS, L.P.
File 021-97346
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
Farallon Special Investment Partners, L.P.
File 021-103119
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
FARALLON SPECIAL INVESTMENT PARTNERS II, L.P.
File 021-113561
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
Farallon Capital Institutional Partners, L.P.
File 021-44561
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
Farallon Capital Partners, L.P.
File 021-44767
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
Farallon Investment Holdings, L.P.
File 021-107006
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
FCOI II Holdings, L.P.
File 021-82328
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
Farallon Capital (AM) Investors, L.P.
File 021-147982
$0$0$0
The fund is charged a management fee, as described in the fund's offering documents.
None listed on this filingEDGAR ↗
Oct 15, 2010 D
Farallon Asia Special Situations, L.P.
File 021-149177
$0$0$0
The fund is charged a management fee, as described in the fund's offering documents.
None listed on this filingEDGAR ↗
Oct 15, 2010 D
Farallon Asia Special Situations Master, L.P.
File 021-149179
$0$0$0
The fund is charged a management fee, as described in the fund's offering documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named Stephen L. Millham on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PH
Lodging and Conventions

Playa Hotels & Resorts N.V.

Amsterdam, Netherlands (as filed: P7) · Mar 16, 2017
  • Mar 16, 2017 · D · $798,547 sold of $798,547 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 25 investors (100% of the $799K target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Lodging and Conventions / 506(b) (141 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Pooled Investment Fund · group: Farallon

Farallon Special Situation Partners V, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · May 7, 2012
  • May 7, 2012 · D · $21,719,261 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $21.7M from 1 investor as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FC
Pooled Investment Fund · group: Farallon

Farallon Capital Partners, L.P.

San Francisco, CA · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $5,974,759,003 sold of Indefinite · 673 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $5,949,499,003 sold of Indefinite · 662 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $5,861,854,991 sold of Indefinite · 646 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $8.42B from 874 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FC
Pooled Investment Fund · group: Farallon

Farallon Capital (AM) Investors, L.P.

San Francisco, CA · Sep 21, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $45,461,354 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $45,461,354 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Sep 21, 2010 · D · $38,180,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $130.5M from 1 investor as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FH
Pooled Investment Fund · group: Farallon

FCOI II Holdings, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $2,142,221,608 sold of Indefinite · 88 investors · min. $50,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $2,035,646,441 sold of Indefinite · 80 investors · min. $50,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $1,978,095,707 sold of Indefinite · 77 investors · min. $50,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $5B from 134 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FC
Pooled Investment Fund · group: Farallon

Farallon Capital Institutional Partners, L.P.

San Francisco, CA · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $6,669,524,333 sold of Indefinite · 367 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $6,545,593,563 sold of Indefinite · 369 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $6,483,696,563 sold of Indefinite · 365 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $10.53B from 530 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FS
Pooled Investment Fund · group: Farallon

Farallon Special Investment Partners, L.P.

San Francisco, CA · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $220,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $220,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $220,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $220.5M from 5 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FI
Pooled Investment Fund · group: Farallon

Farallon Investment Holdings, L.P.

San Francisco, CA · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $39,106,053 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $39,106,053 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $37,118,053 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $51.5M from 80 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Pooled Investment Fund · group: Farallon

SIDECAR PARTNERS, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $193,500,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $193,500,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $193,500,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $193.5M from 10 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Pooled Investment Fund · group: Farallon

SIDECAR PARTNERS HOLDINGS, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $370,000,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $370,000,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $370,000,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $370M from 11 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FS
Pooled Investment Fund · group: Farallon

FARALLON SPECIAL INVESTMENT PARTNERS II, L.P.

San Francisco, CA · Mar 12, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D/A · $70,172,500 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 16, 2011 · D/A · $70,172,500 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $70,172,500 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $70.2M from 5 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FA
Pooled Investment Fund · group: Farallon

Farallon Asia Special Situations Master, L.P.

San Francisco, CA · Oct 15, 2010
  • Oct 15, 2010 · D · $237,800,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $237.8M from 14 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FA
Pooled Investment Fund · group: Farallon

Farallon Asia Special Situations, L.P.

San Francisco, CA · Oct 15, 2010
  • Oct 15, 2010 · D · $233,500,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $233.5M from 12 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Stephen 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FP
Management entity

Farallon Partners, L.L.C.

Executive Officer · 28 shared filings (10 issuers)

Farallon Partners, L.L.C. is on 10 issuers in total — a repeat sponsor. Their page lists every one.

FA
Management entity

Farallon Asia (GP), L.L.C.

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Hirsch

Executive Officer, Director · 31 shared filings (13 issuers) · also on 13 other issuers

Daniel J. Hirsch is on 26 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas F. Steyer

Executive Officer · 30 shared filings (12 issuers) · also on 9 other issuers

Thomas F. Steyer is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory S. Swart

Executive Officer · 30 shared filings (12 issuers) · also on 17 other issuers

Gregory S. Swart is on 29 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark C. Wehrly

Executive Officer · 30 shared filings (12 issuers) · also on 38 other issuers

Mark C. Wehrly is on 50 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard B. Fried

Executive Officer · 30 shared filings (12 issuers) · also on 29 other issuers

Richard B. Fried is on 41 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Monica R. Landry

Executive Officer · 30 shared filings (12 issuers) · also on 19 other issuers

Monica R. Landry is on 31 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew J.M. Spokes

Executive Officer · 30 shared filings (12 issuers) · also on 37 other issuers

Andrew J.M. Spokes is on 49 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Rajiv A. Patel

Executive Officer · 29 shared filings (12 issuers) · also on 38 other issuers

Rajiv A. Patel is on 50 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Linn

Executive Officer · 22 shared filings (12 issuers) · also on 10 other issuers

Michael Linn is on 22 issuers in total — a repeat sponsor. Their page lists every one.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Alice Evarts

Executive Officer · 20 shared filings (11 issuers)

Alice Evarts is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Thomas G. Roberts, Jr.

Executive Officer · 19 shared filings (10 issuers) · also on 10 other issuers

Dr. Thomas G. Roberts, Jr. is on 20 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John R. Warren

Executive Officer · 19 shared filings (10 issuers) · also on 10 other issuers

John R. Warren is on 20 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Davide Leone

Executive Officer · 11 shared filings (11 issuers)

Davide Leone is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas M. MacMahon

Executive Officer · 11 shared filings (11 issuers)

Douglas M. MacMahon is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Ceremsak, Jr.

Executive Officer · 10 shared filings (10 issuers) · also on 5 other issuers

Robert J. Ceremsak, Jr. is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jason E. Moment

Executive Officer · 8 shared filings (8 issuers) · also on 5 other issuers

Jason E. Moment is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Voon

Executive Officer · 8 shared filings (8 issuers) · also on 5 other issuers

Richard Voon is on 13 issuers in total — a repeat sponsor. Their page lists every one.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William F. Duhamel

Executive Officer · 8 shared filings (8 issuers) · also on 5 other issuers

William F. Duhamel is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Ashish H. Pant

Executive Officer · 8 shared filings (8 issuers) · also on 5 other issuers

Ashish H. Pant is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas G. Roberts, Jr.

Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Hackwell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Haggerty

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Harvey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Arturo Sarukhan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Camhi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Klein

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

HJ
No photo found yet (own website and image search run after this page is viewed)
Person

Hal Stanley Jones

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Lieberman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Froemming

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Stadlin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Karl Peterson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce D. Wardinski

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Millham. Their page shows their other deals.

The team behind the deals

F
Sponsor group

Farallon

53 issuers · 247 filings · $40.13B reported sold · 2010–2026

One team, 53 deal companies. Stephen L. Millham is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen L. Millham.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 13 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen L. Millham by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen L. Millham is listed on: none on file. No website or social profile named in Farallon Capital Institutional Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #38,290 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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