PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:40 AM ET

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Stephen L. Brooks

Named as an officer, director or promoter on SEC Form D filings · NY · Dec 16, 2009 → Jul 8, 2026

25deals (issuers)
$5.27Breported sold
477investors
33Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen L. Brooks is listed as an executive officer on 33 SEC Form D filings by 25 issuers between Dec 2009 and Jul 2026. Largest by amount reported sold: JFL Equity Investors V, L.P. (New York, NY — pooled investment fund — 2019–2020; $1.29B reported sold to 61 investors), JFL Equity Investors VI, L.P. (New York, NY — pooled investment fund — 2022–2024; $1.18B reported sold to 50 investors), JFL Equity Investors VII, L.P. (New York, NY — pooled investment fund — 2026; $993.5M reported sold to 28 investors), JFL Equity Investors IV, L.P. (New York, NY — pooled investment fund — 2015–2016; $614M reported sold to 34 investors), JFL Equity Investors III, L.P. (New York, NY — pooled investment fund — 2010–2011; $500.4M reported sold to 36 investors) and 20 more (all listed below).

What this means That is a lot of deals — 25 separate companies raised money with this person listed as executive officer, over about 17 years. Across those companies the filings report $5.27B sold in total.

Listed alongside Louis N. Mintz (33 shared filings), C. Alexander Harman (30 shared filings), John F. Lehman (19 shared filings), JFL GP Investors VI, LLC (7 shared filings, management entity), L. JFL GP Investors IV, LLC (6 shared filings, management entity) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

All 25 issuers belong to the sponsor group Jfl (30 issuers, $5.98B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Jfl has 30 companies on file and $5.98B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 33 public filings for Stephen L. Brooks and found 4 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen L. Brooks has not run yet — it is joining a line of 58,844 names; searches run around the clock at the hosts' allowed rate. Searched so far: 664 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen L. Brooks..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Stephen Brooks closed
United States Bankruptcy Court, E.D. New York · No. 8-11-75053 · Filed Jul 15, 2011 · Closed Oct 2, 2017
Role of Stephen Brooks: Debtor · Outcome: Case closed 2017-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 130 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Stephen E. Brooks and Juli A. Brooks closed
United States Bankruptcy Court, N.D. New York · No. 96-13641 · Filed Jul 15, 1996 · Closed Nov 26, 1996
Role of Stephen E. Brooks and Juli A. Brooks: Debtor · Outcome: Case closed 1996-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 130 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Stephen L. Brooks — 1 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · Aug 20, 2009 – Jul 15, 2019

4 Form Ds were filed more than 15 days after the first sale

Form D filed 92 days after the first sale — JFL Parallel Fund IV, L.P. · Form D filed 92 days after the first sale — JFL Executive Investors IV, L.P. · Form D filed 118 days after the first sale — JFL-DMH Co-Invest Partners, L.P. · Form D filed 17 days after the first sale — JFL Equity Investors V, L.P.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 1, 2017 ↗JFL Parallel Fund IV, L.P. — PartnerFacts page ↗Form D · Mar 1, 2017 ↗JFL Executive Investors IV, L.P. — PartnerFacts page ↗
Sources
Note · Aug 20, 2009 – Jan 4, 2024

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — JFL Equity Investors VI, L.P. (latest filing Jan 4, 2024) · No amendment in the last 12 months on an offering that may still be open — JFL-IPR Co-Invest Partners, L.P. (latest filing Jun 22, 2022) · No amendment in the last 12 months on an offering that may still be open — JFL-NG Continuation Fund, L.P. (latest filing Nov 8, 2021) · No amendment in the last 12 months on an offering that may still be open — JFL Executive Investors V, L.P. (latest filing Jul 20, 2020) · No amendment in the last 12 months on an offering that may still be open — JFL Parallel Fund V, L.P. (latest filing Jul 20, 2020) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 4, 2024 ↗JFL Equity Investors VI, L.P. — PartnerFacts page ↗Form D/A · Jun 22, 2022 ↗JFL-IPR Co-Invest Partners, L.P. — PartnerFacts page ↗
Sources
Note · Feb 14, 2022 – Mar 21, 2024

Same name, different state: "Stephen Brooks" (A6 or A1) is a separate record

This page covers filings where the address state is NY. A separate record, "Stephen Brooks" with address state A6 or A1, is listed on 8 filings — most recently by Braxia Scientific Corp. (Mar 21, 2024). Both records have filings in the same period (Feb 14, 2022 to Mar 21, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Brooks (A6,A1) — PartnerFacts page ↗Form D/A · Mar 21, 2024 ↗Braxia Scientific Corp. — PartnerFacts page ↗Stephen L. Brooks (NY) — this page ↗
Sources
Note · Jan 27, 2021

Same name, different state: "Stephen Brooks" (OH) is a separate record

This page covers filings where the address state is NY. A separate record, "Stephen Brooks" with address state OH, is listed on 1 filing — most recently by Physicians First Leasing LLC (Jan 27, 2021). Both records have filings in the same period (Jan 27, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Brooks (OH) — PartnerFacts page ↗Form D · Jan 27, 2021 ↗Physicians First Leasing LLC — PartnerFacts page ↗Stephen L. Brooks (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

8 of 25 offerings report sales commissions totalling $51,715,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 8, 2026 D
JFL Parallel Fund VII, L.P.
File 021-589967
$6,490,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via UBS SECURITIES LLC (CRD 000007654 ↗)
EDGAR ↗
Jun 11, 2026 D/A
JFL Equity Investors VII, L.P.
File 021-580882
$6,490,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via UBS SECURITIES LLC (CRD 000007654 ↗)
EDGAR ↗
Feb 5, 2026 D
JFL-Fortress Co-Invest Partners, L.P.
File 021-572629
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 26, 2024 D
JFL Parallel Fund VI, L.P.
File 021-530529
$0$0$0 (est.)
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, J.F. Lehman & Company, LLC. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 26, 2024 D
JFL Executive Investors VI, L.P.
File 021-530532
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 25, 2024 D
JFL-PURIS Continuation Fund, L.P.
File 021-516879
$7,335,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via JEFFERIES LLC (CRD 000002347 ↗)
EDGAR ↗
Jan 4, 2024 D/A
JFL Equity Investors VI, L.P.
File 021-458794
$7,000,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)

Not Applicable no CRD number reported
via UBS SECURITIES LLC (CRD 7654 ↗)
EDGAR ↗
Sep 27, 2023 D
JFL-Tiger Co-Invest Partners, L.P.
File 021-493170
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 2, 2023 D
JFL-Rand Co-Invest US Partners, L.P.
File 021-474708
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 2, 2023 D
JFL-Rand Co-Invest NUS Partners, L.P.
File 021-474712
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 22, 2022 D/A
JFL-IPR Co-Invest Partners, L.P.
File 021-328324
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 8, 2021 D
JFL-NG Continuation Fund, L.P.
File 021-420223
$9,000,000 (est.)$0 (est.)$0 (est.)Not applicable no CRD number reported
via EVERCORE GROUP L.L.C. (CRD 42405 ↗)
EDGAR ↗
Apr 20, 2021 D
JFL-EES Co-Invest Partners, L.P.
File 021-396390
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 20, 2020 D
JFL Parallel Fund V, L.P.
File 021-371349
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2020 D
JFL Executive Investors V, L.P.
File 021-371350
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2020 D/A
JFL Equity Investors V, L.P.
File 021-344280
$6,400,000 (est.)$0$0N/A no CRD number reported
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Oct 12, 2018 D
JFL-NRCG Annex Fund, L.P.
File 021-323396
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 1, 2017 D
JFL Executive Investors IV, L.P.
File 021-281537
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 1, 2017 D
JFL Parallel Fund IV, L.P.
File 021-281540
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 5, 2016 D/A
JFL Equity Investors IV, L.P.
File 021-249921
$4,000,000 (est.)$0 (est.)$0Not Applicable no CRD number reported
via Stanwich Advisors LLC (CRD 124667 ↗)
EDGAR ↗
Apr 27, 2016 D
JFL-API Co-Invest Partners, L.P.
File 021-262111
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2011 D
JFL Executive Investors III, L.P.
File 021-166895
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2011 D
JFL Parallel Fund III, L.P.
File 021-166896
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2011 D/A
JFL Equity Investors III, L.P.
File 021-145568
$5,000,000 (est.)$0$0Not Applicable no CRD number reported
via Stanwich Advisors LLC (CRD 124667 ↗)
EDGAR ↗
Dec 16, 2009 D
JFL-DMH Co-Invest Partners, L.P.
File 021-136967
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 25

Every issuer that named Stephen L. Brooks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

JP
Pooled Investment Fund · group: Jfl

JFL Parallel Fund VII, L.P.

New York, NY · Jul 8, 2026
  • Jul 8, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VII, LLC, the general partner of JFL Parallel Fund VII, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL Equity Investors VII, L.P.

New York, NY · Apr 17, 2026 → Jun 11, 2026 · 2 filings
  • Jun 11, 2026 · D/A · $993,500,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VII, LLC, the general partner of JFL Equity Investors VII, L.P.) EDGAR ↗
  • Apr 17, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VII, LLC, the general partner of JFL Equity Investors VII, L.P.) EDGAR ↗

Raised $993.5M from 28 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JF
Pooled Investment Fund · group: Jfl

JFL-Fortress Co-Invest Partners, L.P.

New York, NY · Feb 5, 2026
  • Feb 5, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VI, LLC, the general partner of JFL-Fortress Co-Invest Partners, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL Executive Investors VI, L.P.

New York, NY · Nov 26, 2024
  • Nov 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VI, LLC, the general partner of JFL Executive Investors VI, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: Jfl

JFL Parallel Fund VI, L.P.

New York, NY · Nov 26, 2024
  • Nov 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VI, LLC, the general partner of JFL Parallel Fund VI, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: Jfl

JFL-PURIS Continuation Fund, L.P.

New York, NY · Jun 25, 2024
  • Jun 25, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors PURIS Continuation Fund, LLC, the general partner of JFL-PURIS Continuation Fund, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL Equity Investors VI, L.P.

New York, NY · Sep 14, 2022 → Jan 4, 2024 · 3 filings
  • Jan 4, 2024 · D/A · $1,183,500,000 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VI, LLC, the general partner of JFL Equity Investors VI, L.P.) EDGAR ↗
  • Sep 14, 2023 · D/A · $1,086,375,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VI, LLC, the general partner of JFL Equity Investors VI, L.P.) EDGAR ↗
  • Sep 14, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VI, LLC, the general partner of JFL Equity Investors VI, L.P.) EDGAR ↗

Raised $1.18B from 50 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JT
Pooled Investment Fund · group: Jfl

JFL-Tiger Co-Invest Partners, L.P.

New York, NY · Sep 27, 2023
  • Sep 27, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors VI, LLC, the general partner of JFL-Tiger Co-Invest Partners, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JR
Pooled Investment Fund · group: Jfl

JFL-Rand Co-Invest NUS Partners, L.P.

New York, NY · Mar 2, 2023
  • Mar 2, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors V, LLC, the general partner of JFL-Rand Co-Invest NUS Partners, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JR
Pooled Investment Fund · group: Jfl

JFL-Rand Co-Invest US Partners, L.P.

New York, NY · Mar 2, 2023
  • Mar 2, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors V, LLC, the general partner of JFL-Rand Co-Invest US Partners, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JI
Pooled Investment Fund · group: Jfl

JFL-IPR Co-Invest Partners, L.P.

New York, NY · Dec 18, 2018 → Jun 22, 2022 · 2 filings
  • Jun 22, 2022 · D/A · $57,083,807 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors IV, LLC, the general partner of JFL-IPR Co-Invest Partners, L.P.) EDGAR ↗
  • Dec 18, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors IV, LLC, the general partner of JFL-IPR Co-Invest Partners, L.P.) EDGAR ↗

Raised $57.1M from 9 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JN
Pooled Investment Fund · group: Jfl

JFL-NG Continuation Fund, L.P.

New York, NY · Nov 8, 2021
  • Nov 8, 2021 · D · $467,000,000 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors NG Continuation Fund, LLC, the general partner of JFL- NG Continuation Fund, L.P.) EDGAR ↗

Raised $467M from 45 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL-EES Co-Invest Partners, L.P.

New York, NY · Apr 20, 2021
  • Apr 20, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors V, LLC, the general partner of JFL-EES Co-Invest Partners, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL Executive Investors V, L.P.

New York, NY · Jul 20, 2020
  • Jul 20, 2020 · D · $5,635,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Mr. Brooks is the Managing Member of JFL GP Investors V, LLC, the general partner of JFL Executive Investors V, L.P.) EDGAR ↗

Raised $5.63M from 15 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: Jfl

JFL Parallel Fund V, L.P.

New York, NY · Jul 20, 2020
  • Jul 20, 2020 · D · $31,325,000 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (Mr. Brooks is a Managing Member of JFL GP Investors V, LLC, the general partner of JFL Parallel Fund V, L.P.) EDGAR ↗

Raised $31.3M from 70 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL Equity Investors V, L.P.

New York, NY · Jul 15, 2019 → Jul 15, 2020 · 3 filings
  • Jul 15, 2020 · D/A · $1,287,301,000 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer (Mr. Brooks is a Managing Member of JFL GP Investors V, LLC, the general partner of JFL Equity Investors V, L.P.) EDGAR ↗
  • Mar 24, 2020 · D/A · $1,013,065,000 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer (Mr. Brooks is a Managing Member of JFL GP Investors V, LLC, the general partner of JFL Equity Investors V, L.P.) EDGAR ↗
  • Jul 15, 2019 · D · $400,500,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Mr. Brooks is a Managing Member of JFL GP Investors V, LLC, the general partner of JFL Equity Investors V, L.P.) EDGAR ↗

Raised $1.29B from 61 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JN
Pooled Investment Fund · group: Jfl

JFL-NRCG Annex Fund, L.P.

New York, NY · Oct 12, 2018
  • Oct 12, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors III, LLC, the general partner of JFL-NRCG Annex Fund, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: Jfl

JFL Parallel Fund IV, L.P.

New York, NY · Mar 1, 2017
  • Mar 1, 2017 · D · $14,625,000 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors IV, LLC, the general partner of JFL Parallel Fund IV, L.P.) EDGAR ↗

Raised $14.6M from 38 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL Executive Investors IV, L.P.

New York, NY · Mar 1, 2017
  • Mar 1, 2017 · D · $3,270,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors IV, LLC, the general partner of JFL Executive Investors IV, L.P.) EDGAR ↗

Raised $3.27M from 10 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Pooled Investment Fund · group: Jfl

JFL Equity Investors IV, L.P.

New York, NY · Oct 22, 2015 → May 5, 2016 · 2 filings
  • May 5, 2016 · D/A · $614,000,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors IV, LLC, the general partner of JFL Equity Investors IV, L.P.) EDGAR ↗
  • Oct 22, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors IV, LLC, the general partner of JFL Equity Investors IV, L.P.) EDGAR ↗

Raised $614M from 34 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JA
Pooled Investment Fund · group: Jfl

JFL-API Co-Invest Partners, L.P.

New York, NY · Apr 27, 2016
  • Apr 27, 2016 · D · $68,200,000 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (Managing Member of JFL GP Investors IV, LLC, the general partner of JFL-API Co-Invest Partners, L.P.) EDGAR ↗

Raised $68.2M from 24 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: Jfl

JFL Parallel Fund III, L.P.

New York, NY · Oct 7, 2011
  • Oct 7, 2011 · D · $10,600,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors III, LLC, the general partner of JFL Parallel Fund III, L.P.) EDGAR ↗

Raised $10.6M from 30 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JE
Pooled Investment Fund · group: Jfl

JFL Executive Investors III, L.P.

New York, NY · Oct 7, 2011
  • Oct 7, 2011 · D · $2,745,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors III, LLC, the general partner of JFL Executive Investors III, L.P.) EDGAR ↗

Raised $2.75M from 14 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JE
Pooled Investment Fund · group: Jfl

JFL Equity Investors III, L.P.

New York, NY · Jul 28, 2010 → Aug 22, 2011 · 2 filings
  • Aug 22, 2011 · D/A · $500,400,000 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors III, LLC, the general partner of JFL Equity Investors III, L.P.) EDGAR ↗
  • Jul 28, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing member of JFL GP Investors III, LLC, the general partner of JFL Equity Investors III, L.P.) EDGAR ↗

Raised $500.4M from 36 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JD
Pooled Investment Fund · group: Jfl

JFL-DMH Co-Invest Partners, L.P.

New York, NY · Dec 16, 2009
  • Dec 16, 2009 · D · $31,605,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (of the general partner of the issuer) EDGAR ↗

Raised $31.6M from 13 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Brooks — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 2 issuers, Feb 14, 2022 → Mar 21, 2024 · no shared issuer
  • Stephen W. Brooks — AR, 1 issuer, Mar 31, 2011 → Mar 31, 2011 · no shared issuer
  • STEPHEN RANDOLPH BROOKS — WV, 1 issuer, Jan 13, 2011 → Dec 12, 2016 · no shared issuer
  • Stephen W. Brooks — NC, 1 issuer, Oct 20, 2020 → Oct 20, 2020 · no shared issuer
  • Stephen Brooks — OH, 1 issuer, Jan 27, 2021 → Jan 27, 2021 · no shared issuer

People around Stephen 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JG
Management entity

JFL GP Investors VI, LLC

Promoter · 7 shared filings (5 issuers)

JFL GP Investors VI, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LJ
Management entity

L. JFL GP Investors IV, LLC

Promoter · 6 shared filings (5 issuers)

L. JFL GP Investors IV, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LJ
Management entity

L. JFL GP Investors III, LLC

Promoter · 5 shared filings (4 issuers)

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

LJ
Management entity

L. JFL GP Investors V, LLC

Promoter · 5 shared filings (3 issuers)

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

JG
Management entity

JFL GP Investors V, LLC

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

JG
Management entity

JFL GP Investors VII, LLC

Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

LJ
Management entity

L. JFL GP Investors II, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

JG
Management entity

JFL GP Investors IV, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Louis N. Mintz

Executive Officer · 33 shared filings (25 issuers)

Louis N. Mintz is on 25 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

C. Alexander Harman

Executive Officer · 30 shared filings (22 issuers) · also on 3 other issuers

C. Alexander Harman is on 25 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Lehman

Executive Officer · 19 shared filings (14 issuers)

John F. Lehman is on 14 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn M. Shor

Executive Officer · 4 shared filings (3 issuers) · also on 3 other issuers

Glenn M. Shor is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Clark Alexander Harman

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tig H. Krekel

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen L. Brooks. Their page shows their other deals.

The team behind the deals

J
Sponsor group

Jfl

30 issuers · 43 filings · $5.98B reported sold · 2009–2026

One team, 30 deal companies. Stephen L. Brooks is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen L. Brooks.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 25 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen L. Brooks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 25 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen L. Brooks is listed on: none on file. No website or social profile named in JFL-NG Continuation Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #175,821 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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