Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:35 AM ET

Sponsor Check › Person

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Stephen James

Named as an officer, director or promoter on SEC Form D filings · AZ · Aug 31, 2023 → Sep 5, 2024

1deal (issuers)

$9.61Mreported sold

69investors

3Form D filings

2023–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen James is listed as a director on 3 SEC Form D filings by 1 issuer between Aug 2023 and Sep 2024: ZenniHome Holdings Inc. (Page, AZ — residential — 2023–2024; $9.61M reported sold to 69 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bob Worsley (3 shared filings), Chris Loeffler (3 shared filings), Connie Carras (3 shared filings), Mindy Rex (3 shared filings) and Jerry Coleman (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 47 bankruptcy cases matching the name listed in Key records below.

What this means 49 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Stephen James and found 6 differences, 1 worth asking the sponsor about: Form D filed 370 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen James has not run yet — it is joining a line of 57,030 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

In re: Stephen M. James closed

District Court, W.D. Washington · No. 2:12-rd-00057 · Filed Jun 14, 2012 · Closed Jul 25, 2012

Role of Stephen M. James: Party · Outcome: Terminated 2012-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)

Stephen James v. America Online Inc dismissed

District Court, C.D. California · No. 2:00-cv-11886 · Filed Nov 7, 2000 · Closed Mar 12, 2001 · Nature of suit: 890 Other statutory actions

Role of Stephen James: Plaintiff · Outcome: Terminated 2001-03-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen James..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

47 cases: 1 open, 46 closed (disposition not in docket feed)

Stephen J. James open

United States Bankruptcy Court, S.D. Ohio · No. 3:24-bk-30380 · Filed Mar 1, 2024

Role of Stephen J. James: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)

STEPHEN JAMES and SILVIA JAMES closed

United States Bankruptcy Court, D. Arizona · No. 2:23-bk-06561 · Filed Sep 20, 2023 · Closed Jan 10, 2024

Role of STEPHEN JAMES and SILVIA JAMES: Debtor · Outcome: Case closed 2024-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)

Stephen F. James, Jr. closed

United States Bankruptcy Court, S.D. California · No. 20-03011 · Filed Jun 11, 2020 · Closed Sep 16, 2020

Role of Stephen F. James, Jr.: Debtor · Outcome: Case closed 2020-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

Stephen James and Elizabeth James closed

United States Bankruptcy Court, E.D. Texas · No. 17-60519 · Filed Jul 14, 2017 · Closed Oct 23, 2017

Role of Stephen James and Elizabeth James: Debtor · Outcome: Case closed 2017-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)

Stephen James and Sarah F James closed

United States Bankruptcy Court, N.D. Indiana · No. 13-31389 · Filed May 9, 2013 · Closed Jun 17, 2014

Role of Stephen James and Sarah F James: Debtor · Outcome: Case closed 2014-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)

Stephen A. James and Diane L. James closed

United States Bankruptcy Court, S.D. Ohio · No. 2:12-bk-50321 · Filed Jan 17, 2012 · Closed May 16, 2012

Role of Stephen A. James and Diane L. James: Debtor · Outcome: Case closed 2012-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)

Stephen D. James closed

United States Bankruptcy Court, W.D. Kentucky · No. 10-36452 · Filed Dec 13, 2010 · Closed Feb 22, 2012

Role of Stephen D. James: Debtor · Outcome: Case closed 2012-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)

Stephen H. James closed

United States Bankruptcy Court, W.D. Missouri · No. 10-44983 · Filed Sep 15, 2010 · Closed Oct 25, 2012

Role of Stephen H. James: Debtor · Outcome: Case closed 2012-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)

Stephen J. James closed

United States Bankruptcy Court, N.D. New York · No. 10-12840 · Filed Jul 30, 2010 · Closed Nov 29, 2010

Role of Stephen J. James: Debtor · Outcome: Case closed 2010-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Stephen James and Heather James closed

United States Bankruptcy Court, M.D. Louisiana · No. 10-11021 · Filed Jul 5, 2010 · Closed Jan 25, 2016

Role of Stephen James and Heather James: Debtor · Outcome: Case closed 2016-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)

Stephen F James closed

United States Bankruptcy Court, C.D. California · No. 6:09-bk-39116 · Filed Dec 2, 2009 · Closed Jul 26, 2010

Role of Stephen F James: Debtor · Outcome: Case closed 2010-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

Stephen R James closed

United States Bankruptcy Court, M.D. Alabama · No. 09-10337 · Filed Feb 20, 2009 · Closed Apr 13, 2010

Role of Stephen R James: Debtor · Outcome: Case closed 2010-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)

Stephen F. James and Sandra James closed

United States Bankruptcy Court, E.D. California · No. 08-23754 · Filed Mar 27, 2008 · Closed Oct 4, 2011

Role of Stephen F. James and Sandra James: Debtor · Outcome: Case closed 2011-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

Stephen M. James closed

United States Bankruptcy Court, S.D. Georgia · No. 07-41076 · Filed Jul 20, 2007 · Closed Mar 5, 2013

Role of Stephen M. James: Debtor · Outcome: Case closed 2013-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

STEPHEN JAMES and ELISE JAMES closed

United States Bankruptcy Court, D. Nevada · No. 06-13664 · Filed Dec 3, 2006 · Closed Dec 21, 2010

Role of STEPHEN JAMES and ELISE JAMES: Debtor · Outcome: Case closed 2010-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)

Stephen C. James closed

United States Bankruptcy Court, D. New Hampshire · No. 06-11271 · Filed Sep 29, 2006 · Closed Feb 28, 2007

Role of Stephen C. James: Debtor · Outcome: Case closed 2007-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)

Stephen James closed

United States Bankruptcy Court, C.D. California · No. 1:05-bk-21594 · Filed Oct 16, 2005 · Closed Feb 28, 2006

Role of Stephen James: Debtor · Outcome: Case closed 2006-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

Stephen A. James and Sherry D. James closed

United States Bankruptcy Court, N.D. Texas · No. 05-80450 · Filed Sep 8, 2005 · Closed Dec 8, 2005

Role of Stephen A. James and Sherry D. James: Debtor · Outcome: Case closed 2005-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)

Stephen R James closed

United States Bankruptcy Court, M.D. Florida · No. 8:05-bk-08161 · Filed Apr 25, 2005 · Closed Nov 14, 2007

Role of Stephen R James: Debtor · Outcome: Case closed 2007-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

Stephen James and Misty James closed

United States Bankruptcy Court, D. Oregon · No. 05-60925 · Filed Feb 14, 2005 · Closed Sep 20, 2006

Role of Stephen James and Misty James: Debtor · Outcome: Case closed 2006-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)

Stephen James, III closed

United States Bankruptcy Court, S.D. Georgia · No. 04-13570 · Filed Oct 5, 2004 · Closed Jan 14, 2009

Role of Stephen James, III: Debtor · Outcome: Case closed 2009-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

Stephen A James closed

United States Bankruptcy Court, N.D. New York · No. 04-14919 · Filed Jul 28, 2004 · Closed Jun 14, 2006

Role of Stephen A James: Debtor · Outcome: Case closed 2006-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Stephen T. James closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 04-23629 · Filed Mar 19, 2004 · Closed Jun 28, 2004

Role of Stephen T. James: Debtor · Outcome: Case closed 2004-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)

Stephen M James and Tracy L James closed

United States Bankruptcy Court, M.D. Florida · No. 3:04-bk-00198 · Filed Jan 9, 2004 · Closed Aug 25, 2006

Role of Stephen M James and Tracy L James: Debtor · Outcome: Case closed 2006-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

Stephen A. James closed

United States Bankruptcy Court, N.D. New York · No. 03-17044 · Filed Oct 22, 2003 · Closed Oct 22, 2004

Role of Stephen A. James: Debtor · Outcome: Case closed 2004-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Stephen Iii James closed

United States Bankruptcy Court, S.D. Georgia · No. 03-13584 · Filed Sep 19, 2003 · Closed Mar 23, 2004

Role of Stephen Iii James: Debtor · Outcome: Case closed 2004-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

Stephen S James and Rosemarie James closed

United States Bankruptcy Court, C.D. California · No. 6:03-bk-22664 · Filed Aug 25, 2003 · Closed Dec 22, 2004

Role of Stephen S James and Rosemarie James: Debtor · Outcome: Case closed 2004-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

Stephen A. James and Tena D. James closed

United States Bankruptcy Court, W.D. Texas · No. 03-61555 · Filed Jul 2, 2003 · Closed Oct 24, 2003

Role of Stephen A. James and Tena D. James: Debtor · Outcome: Case closed 2003-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)

Stephen S James and Rosemarie James closed

United States Bankruptcy Court, C.D. California · No. 6:03-bk-16049 · Filed Apr 21, 2003 · Closed Oct 9, 2003

Role of Stephen S James and Rosemarie James: Debtor · Outcome: Case closed 2003-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

Stephen P. James closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-03-12883 · Filed Apr 18, 2003 · Closed Aug 15, 2003

Role of Stephen P. James: Debtor · Outcome: Case closed 2003-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)

Stephen James closed

United States Bankruptcy Court, S.D. Georgia · No. 02-14102 · Filed Nov 21, 2002 · Closed Nov 26, 2003

Role of Stephen James: Debtor · Outcome: Case closed 2003-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

STEPHEN P JAMES and PAT A JAMES closed

United States Bankruptcy Court, D. Arizona · No. 2:02-bk-13800 · Filed Aug 30, 2002 · Closed Aug 1, 2005

Role of STEPHEN P JAMES and PAT A JAMES: Debtor · Outcome: Case closed 2005-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)

Stephen James and Tina M. James closed

United States Bankruptcy Court, N.D. Georgia · No. 02-10352 · Filed Mar 14, 2002 · Closed Jul 23, 2002

Role of Stephen James and Tina M. James: Debtor · Outcome: Case closed 2002-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

STEPHEN A JAMES closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:01-bk-10153 · Filed Sep 12, 2001 · Closed Feb 13, 2002

Role of STEPHEN A JAMES: Debtor · Outcome: Case closed 2002-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)

Stephen R. James closed

United States Bankruptcy Court, N.D. California · No. 01-11060 · Filed Apr 26, 2001 · Closed Aug 17, 2001

Role of Stephen R. James: Debtor · Outcome: Case closed 2001-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

Stephen M. James and Gloria J. James closed

United States Bankruptcy Court, D. Massachusetts · No. 00-10633 · Filed Feb 2, 2000 · Closed Jun 22, 2000

Role of Stephen M. James and Gloria J. James: Debtor · Outcome: Case closed 2000-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)

Stephen James closed

United States Bankruptcy Court, S.D. New York · No. 99-45980 · Filed Oct 25, 1999 · Closed Jan 31, 2000

Role of Stephen James: Debtor · Outcome: Case closed 2000-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Stephen J. James and Vickie D. James closed

United States Bankruptcy Court, D. Connecticut · No. 99-23027 · Filed Sep 15, 1999 · Closed Jan 12, 2000

Role of Stephen J. James and Vickie D. James: Debtor · Outcome: Case closed 2000-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)

Stephen K. James and Deanna M. James closed

United States Bankruptcy Court, S.D. Iowa · No. 99-02550 · Filed Jun 30, 1999 · Closed Sep 28, 1999

Role of Stephen K. James and Deanna M. James: Debtor · Outcome: Case closed 1999-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)

Monnie W. James and Stephen L. James closed

United States Bankruptcy Court, W.D. North Carolina · No. 99-30013 · Filed Jan 4, 1999 · Closed Apr 21, 1999

Role of Stephen L. James: Debtor · Outcome: Case closed 1999-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NC (not a filing state)

Stephen W. James and Tina M. James closed

United States Bankruptcy Court, N.D. Mississippi · No. 97-12171 · Filed May 7, 1997 · Closed Aug 22, 1997

Role of Stephen W. James and Tina M. James: Debtor · Outcome: Case closed 1997-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)

Stephen James closed

United States Bankruptcy Court, S.D. Illinois · No. 96-40794 · Filed Jul 5, 1996 · Closed Oct 10, 1996

Role of Stephen James: Debtor · Outcome: Case closed 1996-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

Stephen R. James closed

United States Bankruptcy Court, D. New Hampshire · No. 96-11460 · Filed May 29, 1996 · Closed Dec 31, 1996

Role of Stephen R. James: Debtor · Outcome: Case closed 1996-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)

Stephen T. James closed

United States Bankruptcy Court, D. New Mexico · No. 96-12005 · Filed May 10, 1996 · Closed Aug 21, 1996

Role of Stephen T. James: Debtor · Outcome: Case closed 1996-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NM (not a filing state)

Stephen A. James closed

United States Bankruptcy Court, N.D. Indiana · No. 94-40612 · Filed Dec 5, 1994 · Closed Sep 23, 1998

Role of Stephen A. James: Debtor · Outcome: Case closed 1998-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)

Stephen W. James and Cynthia J. James closed

United States Bankruptcy Court, W.D. New York · No. 1-92-12357 · Filed Jul 6, 1992 · Closed Jul 15, 1993

Role of Stephen W. James and Cynthia J. James: Debtor · Outcome: Case closed 1993-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Stephen A James and Karen M James closed

United States Bankruptcy Court, C.D. California · No. 1:90-bk-28289 · Filed Nov 6, 1990 · Closed Apr 16, 1991

Role of Stephen A James and Karen M James: Debtor · Outcome: Case closed 1991-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 99 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Stephen James — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Note · Sep 5, 2024

Stephen James appears on 1 deal that stopped filing before reaching its target

ZenniHome Holdings Inc. (last filing Sep 5, 2024; $9,612,566 sold of $25,000,061). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

ZenniHome Holdings Inc. — PartnerFacts page ↗

Sources

ZenniHome Holdings Inc. — PartnerFacts page ↗ (Sep 5, 2024)

Worth asking · Sep 1, 2023 – Sep 5, 2024

Form D filed 370 days after the first sale — ZenniHome Holdings Inc.

The filing says the first sale was Sep 1, 2023. The Form D was filed Sep 5, 2024 — 370 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 355 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 5, 2024 ↗ZenniHome Holdings Inc. — PartnerFacts page ↗

Sources

Form D · Sep 5, 2024 ↗ (Sep 5, 2024)
ZenniHome Holdings Inc. — PartnerFacts page ↗ (Sep 5, 2024)

Note · Aug 18, 2023 – Sep 5, 2024

No amendment in the last 12 months on an offering that may still be open — ZenniHome Holdings Inc. (latest filing Sep 5, 2024)

The latest filing for this offering is dated Sep 5, 2024 (first sale Aug 18, 2023). It reports $5,442,584 sold of $25,000,061 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 5, 2024 ↗ZenniHome Holdings Inc. — PartnerFacts page ↗

Sources

Form D/A · Sep 5, 2024 ↗ (Sep 5, 2024)
ZenniHome Holdings Inc. — PartnerFacts page ↗ (Sep 5, 2024)

Note · Aug 25, 2016 – May 14, 2018

Same name, different state: "Stephen James" (TX) is a separate record

This page covers filings where the address state is AZ. A separate record, "Stephen James" with address state TX, is listed on 3 filings — most recently by Industry Bancshares, Inc. (May 14, 2018). The two records do not overlap in time: this page runs Aug 31, 2023 to Sep 5, 2024; the other runs Aug 25, 2016 to May 14, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen James (TX) — PartnerFacts page ↗Form D · May 14, 2018 ↗Industry Bancshares, Inc. — PartnerFacts page ↗Stephen James (AZ) — this page ↗

Sources

Stephen James (TX) — PartnerFacts page ↗ (May 14, 2018)
Form D · May 14, 2018 ↗ (May 14, 2018)
Industry Bancshares, Inc. — PartnerFacts page ↗ (Mar 19, 2024)
Stephen James (AZ) — this page ↗ (Sep 5, 2024)

Note · Oct 14, 2010

Same name, different state: "Stephen A. James" (TX or IL) is a separate record

This page covers filings where the address state is AZ. A separate record, "Stephen A. James" with address state TX or IL, is listed on 2 filings — most recently by NAVIGANT CONSULTING INC (Jan 12, 2016). The two records do not overlap in time: this page runs Aug 31, 2023 to Sep 5, 2024; the other has one filing dated Oct 14, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen A. James (TX,IL) — PartnerFacts page ↗Form D · Jan 12, 2016 ↗NAVIGANT CONSULTING INC — PartnerFacts page ↗Stephen James (AZ) — this page ↗

Sources

Stephen A. James (TX,IL) — PartnerFacts page ↗ (Oct 14, 2010)
Form D · Jan 12, 2016 ↗ (Jan 12, 2016)
NAVIGANT CONSULTING INC — PartnerFacts page ↗ (Jan 12, 2016)
Stephen James (AZ) — this page ↗ (Sep 5, 2024)

Note · Jun 17, 2009

Same name, different state: "Stephen O. James" (CO) is a separate record

This page covers filings where the address state is AZ. A separate record, "Stephen O. James" with address state CO, is listed on 2 filings — most recently by First Western Financial Inc (Jun 17, 2009). The two records do not overlap in time: this page runs Aug 31, 2023 to Sep 5, 2024; the other has one filing dated Jun 17, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen O. James (CO) — PartnerFacts page ↗Form D · Jun 17, 2009 ↗First Western Financial Inc — PartnerFacts page ↗Stephen James (AZ) — this page ↗

Sources

Stephen O. James (CO) — PartnerFacts page ↗ (Jun 17, 2009)
Form D · Jun 17, 2009 ↗ (Jun 17, 2009)
First Western Financial Inc — PartnerFacts page ↗ (Dec 15, 2022)
Stephen James (AZ) — this page ↗ (Sep 5, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 5, 2024 D/A ZenniHome Holdings Inc. File 021-491152	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 5, 2024 D ZenniHome Holdings Inc. File 021-523280	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen James on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Residential

ZenniHome Holdings Inc.

Page, AZ · Aug 31, 2023 → Sep 5, 2024 · 3 filings

Sep 5, 2024 · D · $9,612,566 sold of $9,612,566 · 69 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 5, 2024 · D/A · $5,442,584 sold of $25,000,061 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 31, 2023 · D · $204,997 sold of $25,000,061 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.61M from 69 investors (100% of the $9.61M target) as of the latest filing. Stephen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(c) (1,237 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Stephen O. James — CO, 2 issuers, Jun 17, 2009 → Jun 17, 2009 · no shared issuer
Stephen James — TX, 1 issuer, Aug 25, 2016 → May 14, 2018 · no shared issuer
Stephen A. James — TX, IL, 1 issuer, Oct 14, 2010 → Oct 14, 2010 · no shared issuer

People around Stephen 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Chris Loeffler

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen James. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bob Worsley

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen James. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mindy Rex

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen James. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Connie Carras

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen James. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jerry Coleman

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Jerry Coleman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

6 Regulation Crowdfunding filings — tap to see each filing

Source	Filed	Form	Issuer	Amount offered (as reported)	Amount sold (as reported)	Matched on
EDGAR ↗	Apr 25, 2024 File 020-32226	Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Apr 29, 2024	ZenniHome Holdings Inc. PAGE, AZ	$50,000 target · $5,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (Stephen James) + listed as a related person on Form D filings of the same issuer (CIK 1970201) · 85%
EDGAR ↗	Nov 8, 2023 File 020-32226	Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Apr 29, 2024	ZenniHome Holdings Inc. PAGE, AZ	$50,000 target · $5,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (Stephen James) + listed as a related person on Form D filings of the same issuer (CIK 1970201) · 85%
EDGAR ↗	Oct 20, 2023 File 020-32226	Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Apr 29, 2024	ZenniHome Holdings Inc. PAGE, AZ	$50,000 target · $5,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (Stephen James) + listed as a related person on Form D filings of the same issuer (CIK 1970201) · 85%
EDGAR ↗	Aug 18, 2023 File 020-32226	Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Apr 29, 2024	ZenniHome Holdings Inc. PAGE, AZ	$50,000 target · $5,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (Stephen James) + listed as a related person on Form D filings of the same issuer (CIK 1970201) · 85%
EDGAR ↗	Jun 5, 2023 File 020-32226	Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Apr 29, 2024	ZenniHome Holdings Inc. PAGE, AZ	$50,000 target · $5,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (Stephen James) + listed as a related person on Form D filings of the same issuer (CIK 1970201) · 85%
EDGAR ↗	Apr 28, 2023 File 020-32226	Regulation Crowdfunding offering (Form C) Offering filed · deadline Apr 29, 2024	ZenniHome Holdings Inc. PAGE, AZ	$50,000 target · $5,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (Stephen James) + listed as a related person on Form D filings of the same issuer (CIK 1970201) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen James by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

zennihome.com ↗ found via ZenniHome Holdings Inc. (zennihome.com — Form C 0001213900-24-037790 (issuer website as filed))

Websites and social links of the issuers Stephen James is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Page, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

zennihome.com ↗ found on ZenniHome Holdings Inc. (zennihome.com — Form C 0001213900-24-037790 (issuer website as filed))

Change history

No corrections have been requested for this page.

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Stephen James

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Stephen James appears on 1 deal that stopped filing before reaching its target

Form D filed 370 days after the first sale — ZenniHome Holdings Inc.

No amendment in the last 12 months on an offering that may still be open — ZenniHome Holdings Inc. (latest filing Sep 5, 2024)

Same name, different state: "Stephen James" (TX) is a separate record

Same name, different state: "Stephen A. James" (TX or IL) is a separate record

Same name, different state: "Stephen O. James" (CO) is a separate record

5. Money to insiders

Deals 1

ZenniHome Holdings Inc.

People around Stephen 5

Chris Loeffler

Bob Worsley

Mindy Rex

Connie Carras

Jerry Coleman

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Found on the sponsor's own site

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person