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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:05 AM ET

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Stephen Haggerty

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1), FL · Feb 23, 2010 → Jan 8, 2021

2deals (issuers)
$4.29Mreported sold
24investors
12Form D filings
2010–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Haggerty is listed as an executive officer and director on 12 SEC Form D filings by 2 issuers between Feb 2010 and Jun 2024: Diamcor Mining Inc. (Kelowna, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010–2024; $3.13M reported sold to 20 investors) and LoneStars Mining & Exploration, LLC (Dallas, TX — industry reported as "Other" — 2012; $1.16M reported sold to 4 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $4.29M sold in total.

Listed alongside Darren Vucurevich (11 shared filings), Dean Taylor (11 shared filings), Sheldon Nelson (10 shared filings), Mark A Smith (7 shared filings), Bruce Rudin (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Stephen Haggerty and found 15 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Haggerty has not run yet — it is joining a line of 46,793 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Haggerty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Stephen T. Haggerty and Maureen E. Haggerty closed
United States Bankruptcy Court, S.D. New York · No. 13-35848 · Filed Apr 15, 2013 · Closed Jul 19, 2013
Role of Stephen T. Haggerty and Maureen E. Haggerty: Debtor · Outcome: Case closed 2013-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Stephen C. Haggerty and Debra R. Haggerty closed
United States Bankruptcy Court, D. Delaware · No. 08-10808 · Filed Apr 30, 2008 · Closed Sep 24, 2008
Role of Stephen C. Haggerty and Debra R. Haggerty: Debtor · Outcome: Case closed 2008-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in DE (not a filing state)
Stephen Haggerty and Renee Haggerty closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-26846 · Filed May 24, 2004 · Closed Sep 23, 2004
Role of Stephen Haggerty and Renee Haggerty: Debtor · Outcome: Case closed 2004-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Stephen P Haggerty closed
United States Bankruptcy Court, S.D. Ohio · No. 3:95-bk-30495 · Filed Feb 16, 1995 · Closed Oct 5, 1996
Role of Stephen P Haggerty: Debtor · Outcome: Case closed 1996-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Stephen Haggerty — 4 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Jan 12, 2015 – Jan 13, 2015

Amount sold went down between filings — Diamcor Mining Inc.

The Jan 12, 2015 filing says $3,133,600 sold; the Jan 13, 2015 Form D/A says $341,262 sold — $2,792,338 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jan 12, 2015 ↗Form D/A (later) · Jan 13, 2015 ↗Diamcor Mining Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 12, 2015 – Jan 13, 2015

Investor count went down between filings — Diamcor Mining Inc.

The Jan 12, 2015 filing reports 10 investors; the Jan 13, 2015 Form D/A reports 6 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jan 12, 2015 ↗Form D/A (later) · Jan 13, 2015 ↗Diamcor Mining Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 24, 2012

72% of the money raised went to insiders — LoneStars Mining & Exploration, LLC

The Oct 24, 2012 Form D reports $1,160,000 sold and $840,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 24, 2012 ↗LoneStars Mining & Exploration, LLC — PartnerFacts page ↗
Sources
Note · Oct 24, 2012

Stephen Haggerty appears on 1 deal that stopped filing before reaching its target

LoneStars Mining & Exploration, LLC (last filing Oct 24, 2012; $1,160,000 sold of $8,400,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

LoneStars Mining & Exploration, LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 27, 2007 – Jun 21, 2024

7 Form Ds were filed more than 15 days after the first sale

Form D filed 94 days after the first sale — Diamcor Mining Inc. · Form D filed 1,092 days after the first sale — Diamcor Mining Inc. · Form D filed 44 days after the first sale — Diamcor Mining Inc. · Form D filed 18 days after the first sale — Diamcor Mining Inc. · Form D filed 22 days after the first sale — Diamcor Mining Inc. · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 1, 2016 ↗Diamcor Mining Inc. — PartnerFacts page ↗Form D · Feb 23, 2010 ↗Form D · Jun 21, 2024 ↗
Sources
Note · May 8, 2024 – Jun 21, 2024

No amendment in the last 12 months on an offering that may still be open — Diamcor Mining Inc. (latest filing Jun 21, 2024)

The latest filing for this offering is dated Jun 21, 2024 (first sale May 8, 2024). It reports $554,572 sold of $1,824,250 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 21, 2024 ↗Diamcor Mining Inc. — PartnerFacts page ↗
Sources
Note · Mar 14, 2014 – Mar 25, 2014

No amendment in the last 12 months on an offering that may still be open — Diamcor Mining Inc. (latest filing Mar 25, 2014)

The latest filing for this offering is dated Mar 25, 2014 (first sale Mar 14, 2014). It reports $915,180 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 25, 2014 ↗Diamcor Mining Inc. — PartnerFacts page ↗
Sources
Note · Oct 15, 2012 – Oct 24, 2012

No amendment in the last 12 months on an offering that may still be open — LoneStars Mining & Exploration, LLC (latest filing Oct 24, 2012)

The latest filing for this offering is dated Oct 24, 2012 (first sale Oct 15, 2012). It reports $1,160,000 sold of $8,400,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 24, 2012 ↗LoneStars Mining & Exploration, LLC — PartnerFacts page ↗
Sources
Note · Jan 12, 2015 – Jan 13, 2015

Offering amount lowered between filings — Diamcor Mining Inc.

The Jan 12, 2015 filing says $3,133,600 offered; the Jan 13, 2015 Form D/A says $341,262.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jan 12, 2015 ↗Form D/A (later) · Jan 13, 2015 ↗Diamcor Mining Inc. — PartnerFacts page ↗
Sources
Note · Jan 12, 2015 – Jan 13, 2015

Minimum investment changed between filings — Diamcor Mining Inc.

The Jan 12, 2015 filing lists a minimum of $10,000; the Jan 13, 2015 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 12, 2015 ↗Form D/A (later) · Jan 13, 2015 ↗Diamcor Mining Inc. — PartnerFacts page ↗
Sources
Note · Feb 23, 2010 – Oct 4, 2019

Reported revenue range changed between filings — Diamcor Mining Inc.

"No Revenues" (Feb 23, 2010); then "$1 - $1,000,000" (Jul 19, 2013); then "$1,000,001 - $5,000,000" (Jan 12, 2015); then "$5,000,001 - $25,000,000" (Dec 1, 2016); then "Decline to Disclose" (Oct 4, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 23, 2010 ↗Form D · Jul 19, 2013 ↗Form D · Jan 12, 2015 ↗Form D · Dec 1, 2016 ↗
Sources
Note · Mar 16, 2017

Same name, different state: "Stephen Haggerty" (P7 or WA) is a separate record

This page covers filings where the address state is A1 or FL. A separate record, "Stephen Haggerty" with address state P7 or WA, is listed on 2 filings — most recently by Broadmark Realty Capital Inc. (Nov 20, 2019). Both records have filings in the same period (Mar 16, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Haggerty (P7,WA) — PartnerFacts page ↗Form D · Nov 20, 2019 ↗Broadmark Realty Capital Inc. — PartnerFacts page ↗Stephen Haggerty (A1,FL) — this page ↗
Sources
Note · Jan 26, 2017

Same name, different state: "Stephen G. Haggerty" (IL) is a separate record

This page covers filings where the address state is A1 or FL. A separate record, "Stephen G. Haggerty" with address state IL, is listed on 1 filing — most recently by H.E. Tucson JV, L.L.C. (Jan 26, 2017). Both records have filings in the same period (Jan 26, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen G. Haggerty (IL) — PartnerFacts page ↗Form D · Jan 26, 2017 ↗H.E. Tucson JV, L.L.C. — PartnerFacts page ↗Stephen Haggerty (A1,FL) — this page ↗
Sources
Note · Jan 8, 2021 – Jun 21, 2024

Address moved from Kelowna, British Columbia, Canada (as filed: A1) to Miami, FL — Diamcor Mining Inc.

The people listed on the Jan 8, 2021 filing give Kelowna, British Columbia, Canada (as filed: A1); on the Jun 21, 2024 filing they give Miami, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 8, 2021 ↗Form D · Jun 21, 2024 ↗Diamcor Mining Inc. — PartnerFacts page ↗
Sources
Note · Feb 23, 2010 – Jun 21, 2024

Stephen Haggerty is listed with 2 different address states: A1, FL

British Columbia, Canada (as filed: A1) on 10 filings (Feb 23, 2010 to Jan 8, 2021); FL on 2 filings (Oct 24, 2012 to Jun 21, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 23, 2010 ↗Form D · Oct 24, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 11 offerings report sales commissions totalling $205,721; 1 reports finder's fees totalling $19,000; 1 reports proceeds to related persons totalling $840,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 21, 2024 D
Diamcor Mining Inc.
File 021-516508
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2021 D
Diamcor Mining Inc.
File 021-385647
$0$0$0
The proceeds will be used for general corporate purposes, the resumption of operations, and the continued advancement of the work programmes previously underway prior to the COVID-19 related shut down at the Company?s Krone-Endora at Venetia project.
None listed on this filingEDGAR ↗
Oct 4, 2019 D
Diamcor Mining Inc.
File 021-350353
$0$0$0
The proceeds are to be used for working capital purposes and for general and administrative purposes.
None listed on this filingEDGAR ↗
Jul 10, 2018 D
Diamcor Mining Inc.
File 021-316347
$0$0$0
No special compensation or payment was or will be made to any of the executive officers, directors or promoters out of the offering proceeds. The proceeds are to be used for general and administrative purposes among other disclosed purposes.
None listed on this filingEDGAR ↗
Jun 21, 2017 D
Diamcor Mining Inc.
File 021-289113
$0$0$0
No special compensation or payment was or will be made to any of the executive officers, directors, or promoters out of the offering proceeds. The proceeds are to be used for general and administrative purposes among other disclosed purposes.
None listed on this filingEDGAR ↗
Dec 1, 2016 D
Diamcor Mining Inc.
File 021-275477
$0$0$0
No special compensation or payment was or will be made to any of the executive officers, directors, or promoter out of the offering proceeds. The proceeds are to be used for working capital purposes and for general and administrative purposes.
None listed on this filingEDGAR ↗
Jan 13, 2015 D/A
Diamcor Mining Inc.
File 021-231892
$140,721$0$0
No special compensation or payment was or will be made to any of the executive officers, directors, or promoters out of the offering proceeds. The proceeds are to be used for working capital purposes.
ROTH Capital Partners, LLC BrokerCheck CRD 15407 ↗EDGAR ↗
Mar 25, 2014 D
Diamcor Mining Inc.
File 021-214156
$65,000 (est.)$0 (est.)$0
No special compensation or payment was made to any of the executive officers, directors, or promoters out of the offering proceeds. The proceeds were used for working capital purposes.
ROTH Capital Partners, LLC BrokerCheck CRD 15407 ↗EDGAR ↗
Jul 19, 2013 D
Diamcor Mining Inc.
File 021-199972
$0$19,000 (est.)$0
No special compensation or payment was made to any of the executive officers, directors, or promoters out of the offering proceeds. The proceeds were used for working capital purposes.
GVC Capital LLC BrokerCheck CRD 038923 ↗EDGAR ↗
Oct 24, 2012 D
LoneStars Mining & Exploration, LLC
File 021-186027
$0$0$840,000 (est.)None listed on this filingEDGAR ↗
Feb 23, 2010 D
Diamcor Mining Inc.
File 021-138943
$0$0$0
No special compensation or payment was made to any of the executive officers, directors, or promoters out of the offering proceeds. The proceeds were used for working capital purposes.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stephen Haggerty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DM
Other

Diamcor Mining Inc.

Kelowna, British Columbia, Canada (as filed: A1) · Feb 23, 2010 → Jun 21, 2024 · 11 filings
  • Jun 21, 2024 · D · $554,572 sold of $1,824,250 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 8, 2021 · D · $20,000 sold of $20,000 · 1 investors · min. $20,000 · role: Director EDGAR ↗
  • Oct 4, 2019 · D · $100,000 sold of $100,000 · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 10, 2018 · D · $114,731 sold of $114,731 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2017 · D · $49,707 sold of $49,707 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 1, 2016 · D · $122,100 sold of $122,100 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 13, 2015 · D/A · $341,262 sold of $341,262 · 6 investors · min. $1 · role: Director EDGAR ↗
  • Jan 12, 2015 · D · $3,133,600 sold of $3,133,600 · 10 investors · min. $10,000 · role: Director EDGAR ↗
  • Mar 25, 2014 · D · $915,180 sold of $2,000,000 · 6 investors · min. $1 · role: Director EDGAR ↗
  • Jul 19, 2013 · D · $1,332,480 sold of $1,332,480 · 15 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 23, 2010 · D · $1,239,882 sold of $1,239,882 · 20 investors · min. $7,000 · role: Director EDGAR ↗

Raised $3.13M from 20 investors (100% of the $1.82M target) as of the latest filing. Stephen is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LM
Other

LoneStars Mining & Exploration, LLC

Dallas, TX · Oct 24, 2012
  • Oct 24, 2012 · D · $1,160,000 sold of $8,400,000 · 4 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.16M from 4 investors (14% of the $8.4M target) as of the latest filing. Stephen is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Haggerty — Netherlands (as filed: P7), WA, 2 issuers, Mar 16, 2017 → Mar 16, 2017 · no shared issuer
  • Stephen G. Haggerty — IL, 1 issuer, Jan 26, 2017 → Jan 26, 2017 · no shared issuer

People around Stephen 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Vucurevich

Director, Executive Officer · 11 shared filings (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Taylor

Executive Officer, Director, Promoter · 11 shared filings (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Sheldon Nelson

Director · 10 shared filings (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark A Smith

Executive Officer · 7 shared filings (1 issuer) · also on 9 other issuers

Mark A Smith is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Sexton

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Fulton

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patty Dimmitt

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

FY
No photo found yet (own website and image search run after this page is viewed)
Person

Farage Youssef

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Todd Harad

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Rudin

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Wayne Howard

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Haggerty. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Haggerty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Haggerty is listed on: none on file. No website or social profile named in Diamcor Mining Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #96,548 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Kelowna, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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