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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:51 AM ET

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Stephen Gordon

Named as an officer, director or promoter on SEC Form D filings · MA · Jun 4, 2015 → Jan 15, 2019

2deals (issuers)
$67Mreported sold
43investors
7Form D filings
2015–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Gordon is listed as an executive officer and director on 7 SEC Form D filings by 2 issuers between Jun 2015 and Oct 2021: TransMedics, Inc. (Andover, MA — other health care — 2015–2016; $63.7M reported sold to 26 investors) and Edenbridge Health, Inc. (Boston, MA — other health care — 2019–2021; $3.25M reported sold to 17 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $67M sold in total.

Listed alongside David C. Abrams (4 shared filings), Edwin M. Kania, Jr. (4 shared filings), James R. Tobin (4 shared filings), Travis M. Rhodes (4 shared filings), Waleed H. Hassanein (4 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 2 SEC releases, 30 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Stephen Gordon and found 9 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Gordon has not run yet — it is joining a line of 42,339 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 dismissed, 2 closed (disposition not in docket feed)

Michael Scott v. Stephen H. Gordon dismissed
District Court, C.D. California · No. 2:17-cv-08989 · Filed Dec 14, 2017 · Closed Mar 8, 2018 · Nature of suit: 160 Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits
Role of Stephen H. Gordon: Defendant · Outcome: Terminated 2018-03-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Melvyn Klein v. Stephen H. Gordon closed
District Court, C.D. California · No. 2:17-cv-00568 · Filed Jan 24, 2017 · Closed Jan 24, 2017 · Nature of suit: 160 Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits
Role of Stephen H. Gordon: Defendant · Outcome: Terminated 2017-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Melvyn Klein v. Stephen H. Gordon closed
District Court, C.D. California · No. 8:17-cv-00123 · Filed Jan 24, 2017 · Closed Feb 12, 2019 · Nature of suit: 160 Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits
Role of Stephen H. Gordon: Defendant · Outcome: Terminated 2019-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg Litigation release
SEC · Jul 21, 2005 · Parties as named in the release: Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg Litigation release
SEC · Aug 11, 2004 · Parties as named in the release: Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Gordon..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

30 cases: 1 open, 29 closed (disposition not in docket feed)

Stephen Gordon open
United States Bankruptcy Court, D. Maryland · No. 25-15499 · Filed Jun 18, 2025
Role of Stephen Gordon: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Stephen B Gordon closed
United States Bankruptcy Court, N.D. Florida · No. 19-40021 · Filed Jan 11, 2019 · Closed Nov 20, 2019
Role of Stephen B Gordon: Debtor · Outcome: Case closed 2019-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Stephen B. Gordon and Angelique Gordon closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 15-16051 · Filed Aug 24, 2015 · Closed Jan 13, 2016
Role of Stephen B. Gordon and Angelique Gordon: Debtor · Outcome: Case closed 2016-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Stephen M. Gordon closed
United States Bankruptcy Court, E.D. Michigan · No. 14-43181 · Filed Feb 28, 2014 · Closed Jun 19, 2015
Role of Stephen M. Gordon: Debtor · Outcome: Case closed 2015-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Stephen A. Gordon and Karen A. Gordon closed
United States Bankruptcy Court, D. Oregon · No. 13-62605 · Filed Jul 5, 2013 · Closed Nov 12, 2013
Role of Stephen A. Gordon and Karen A. Gordon: Debtor · Outcome: Case closed 2013-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
Stephen M Gordon and Bethanie S. Gordon closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-21328 · Filed May 4, 2010 · Closed Aug 27, 2010
Role of Stephen M Gordon and Bethanie S. Gordon: Debtor · Outcome: Case closed 2010-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Stephen E. Gordon and Kimberly P Gordon closed
United States Bankruptcy Court, W.D. Oklahoma · No. 10-10211 · Filed Jan 19, 2010 · Closed Apr 14, 2015
Role of Stephen E. Gordon and Kimberly P Gordon: Debtor · Outcome: Case closed 2015-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in OK (not a filing state)
STEPHEN F GORDON, III and LYNN R GORDON closed
United States Bankruptcy Court, D. Nevada · No. 09-31602 · Filed Nov 16, 2009 · Closed Jul 9, 2015
Role of STEPHEN F GORDON, III: Debtor · Outcome: Case closed 2015-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in NV (not a filing state)
Stephen J. Gordon closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 09-15601 · Filed Jul 30, 2009 · Closed Jan 25, 2010
Role of Stephen J. Gordon: Debtor · Outcome: Case closed 2010-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Stephen C. Gordon closed
United States Bankruptcy Court, N.D. California · No. 08-55171 · Filed Sep 14, 2008 · Closed Mar 17, 2014
Role of Stephen C. Gordon: Debtor · Outcome: Case closed 2014-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Stephen M Gordon and Dawn Marie Gordon closed
United States Bankruptcy Court, N.D. Indiana · No. 08-12296 · Filed Jul 15, 2008 · Closed Oct 27, 2008
Role of Stephen M Gordon and Dawn Marie Gordon: Debtor · Outcome: Case closed 2008-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in IN (not a filing state)
Stephen Gordon and Kimberly Gordon closed
United States Bankruptcy Court, S.D. Georgia · No. 06-60625 · Filed Dec 20, 2006 · Closed Sep 24, 2010
Role of Stephen Gordon and Kimberly Gordon: Debtor · Outcome: Case closed 2010-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
Stephen W. Gordon and Teresa A Gordon closed
United States Bankruptcy Court, E.D. Kentucky · No. 06-51681 · Filed Dec 12, 2006 · Closed Jul 30, 2009
Role of Stephen W. Gordon and Teresa A Gordon: Debtor · Outcome: Case closed 2009-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
Stephen B. Gordon closed
United States Bankruptcy Court, S.D. Texas · No. 06-33398 · Filed Jul 26, 2006 · Closed Dec 28, 2006
Role of Stephen B. Gordon: Debtor · Outcome: Case closed 2006-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
Stephen C. Gordon closed
United States Bankruptcy Court, N.D. California · No. 04-54943 · Filed Aug 9, 2004 · Closed Sep 29, 2008
Role of Stephen C. Gordon: Debtor · Outcome: Case closed 2008-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Stephen P. Gordon and Deborah S. Gordon closed
United States Bankruptcy Court, N.D. Alabama · No. 04-82291 · Filed May 20, 2004 · Closed Aug 30, 2004
Role of Stephen P. Gordon and Deborah S. Gordon: Debtor · Outcome: Case closed 2004-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
Stephen R Gordon and Ronda Lee Gordon closed
United States Bankruptcy Court, N.D. Illinois · No. 03-09717 · Filed Mar 5, 2003 · Closed Aug 26, 2003
Role of Stephen R Gordon and Ronda Lee Gordon: Debtor · Outcome: Case closed 2003-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Stephen A. Gordon closed
United States Bankruptcy Court, M.D. Florida · No. 6:02-bk-13471 · Filed Dec 10, 2002 · Closed Jun 2, 2004
Role of Stephen A. Gordon: Debtor · Outcome: Case closed 2004-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Stephen H. Gordon closed
United States Bankruptcy Court, M.D. North Carolina · No. 02-12534 · Filed Aug 22, 2002 · Closed Jul 31, 2006
Role of Stephen H. Gordon: Debtor · Outcome: Case closed 2006-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in NC (not a filing state)
Stephen H. Gordon and Pamela M. Gordon closed
United States Bankruptcy Court, M.D. North Carolina · No. 02-10808 · Filed Mar 18, 2002 · Closed Aug 5, 2002
Role of Stephen H. Gordon and Pamela M. Gordon: Debtor · Outcome: Case closed 2002-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in NC (not a filing state)
Stephen M. Gordon and Nikki A. Gordon closed
United States Bankruptcy Court, D. Maryland · No. 02-51828 · Filed Feb 4, 2002 · Closed Jun 11, 2002
Role of Stephen M. Gordon and Nikki A. Gordon: Debtor · Outcome: Case closed 2002-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Stephen M. Gordon and Christy L. Gordon closed
United States Bankruptcy Court, M.D. Florida · No. 6:00-bk-08888 · Filed Nov 13, 2000 · Closed Mar 13, 2001
Role of Stephen M. Gordon and Christy L. Gordon: Debtor · Outcome: Case closed 2001-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Stephen A. Gordon and Tammy L. Gordon closed
United States Bankruptcy Court, W.D. New York · No. 1-98-10834 · Filed Feb 11, 1998 · Closed Jun 16, 1998
Role of Stephen A. Gordon and Tammy L. Gordon: Debtor · Outcome: Case closed 1998-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Stephen M Gordon closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-25600 · Filed Nov 12, 1997 · Closed May 11, 2001
Role of Stephen M Gordon: Debtor · Outcome: Case closed 2001-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Stephen Gordon closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-11365 · Filed Apr 17, 1997 · Closed Jan 25, 1999
Role of Stephen Gordon: Debtor · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
STEPHEN GORDON closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:00-bk-11504 · Filed Mar 26, 1997 · Closed Jan 7, 2002
Role of STEPHEN GORDON: Debtor · Outcome: Case closed 2002-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Stephen A. Gordon closed
United States Bankruptcy Court, D. Rhode Island · No. 1:95-bk-10008 · Filed Jan 3, 1995 · Closed Sep 16, 1997
Role of Stephen A. Gordon: Debtor · Outcome: Case closed 1997-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)
Stephen P. Gordon and Mary A. Gordon closed
United States Bankruptcy Court, C.D. California · No. 9:93-bk-13425 · Filed Oct 1, 1993 · Closed Jan 19, 1994
Role of Stephen P. Gordon and Mary A. Gordon: Debtor · Outcome: Case closed 1994-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Stephen Gordon closed
United States Bankruptcy Court, N.D. Illinois · No. 92-24575 · Filed Nov 3, 1992 · Closed Oct 15, 1993
Role of Stephen Gordon: Debtor · Outcome: Case closed 1993-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Stephen A. Gordon and Anita Gordon closed
United States Bankruptcy Court, D. Rhode Island · No. 1:91-bk-10229 · Filed Jan 31, 1991 · Closed Nov 12, 1993
Role of Stephen A. Gordon and Anita Gordon: Debtor · Outcome: Case closed 1993-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Stephen Gordon (compared 7 filings on Oct 24, 2026)

Note · Oct 15, 2021 – Oct 28, 2021

No amendment in the last 12 months on an offering that may still be open — Edenbridge Health, Inc. (latest filing Oct 28, 2021)

The latest filing for this offering is dated Oct 28, 2021 (first sale Oct 15, 2021). It reports $1,780,000 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 28, 2021 ↗Edenbridge Health, Inc. — PartnerFacts page ↗
Sources
Note · Mar 1, 2021 – Mar 10, 2021

No amendment in the last 12 months on an offering that may still be open — Edenbridge Health, Inc. (latest filing Mar 10, 2021)

The latest filing for this offering is dated Mar 10, 2021 (first sale Mar 1, 2021). It reports $3,250,000 sold of $4,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 10, 2021 ↗Edenbridge Health, Inc. — PartnerFacts page ↗
Sources
Note · Dec 31, 2018 – Jan 15, 2019

No amendment in the last 12 months on an offering that may still be open — Edenbridge Health, Inc. (latest filing Jan 15, 2019)

The latest filing for this offering is dated Jan 15, 2019 (first sale Dec 31, 2018). It reports $2,015,000 sold of $3,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 15, 2019 ↗Edenbridge Health, Inc. — PartnerFacts page ↗
Sources
Note · May 26, 2016 – Jul 12, 2016

Offering amount changed between filings — TransMedics, Inc.

The May 26, 2016 filing says $51,229,735 offered; the Jul 12, 2016 Form D/A says $63,729,735.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 26, 2016 ↗Form D/A (later) · Jul 12, 2016 ↗TransMedics, Inc. — PartnerFacts page ↗
Sources
Note · Jun 4, 2015 – Mar 10, 2021

Stephen Gordon is written 2 different ways on the filings

listed as "Stephen Gordon" on 5 filings (from Jun 4, 2015), and "Stephen E. Gordon" on 2 filings (from Mar 10, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 4, 2015 ↗Form D · Mar 10, 2021 ↗Stephen Gordon — PartnerFacts page ↗
Sources
Note · Jun 23, 2010 – Feb 4, 2026

Same name, different state: "Stephen M. Gordon" (IL) is a separate record

This page covers filings where the address state is MA. A separate record, "Stephen M. Gordon" with address state IL, is listed on 176 filings — most recently by Harrison Street Canada Alternative Real Estate Trust (Feb 4, 2026). Both records have filings in the same period (Jun 4, 2015 to Jan 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen M. Gordon (IL) — PartnerFacts page ↗Form D/A · Feb 4, 2026 ↗Harrison Street Canada Alternative Real Estate Trust — PartnerFacts page ↗Stephen Gordon (MA) — this page ↗
Sources
Note · Mar 5, 2015 – Apr 8, 2025

Same name, different state: "Stephen Gordon" (GA) is a separate record

This page covers filings where the address state is MA. A separate record, "Stephen Gordon" with address state GA, is listed on 2 filings — most recently by NETTA STARTUP STUDIO LLC (Apr 8, 2025). Both records have filings in the same period (Jun 4, 2015 to Jan 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Gordon (GA) — PartnerFacts page ↗Form D · Apr 8, 2025 ↗NETTA STARTUP STUDIO LLC — PartnerFacts page ↗Stephen Gordon (MA) — this page ↗
Sources
Note · Aug 6, 2015 – Sep 20, 2016

Same name, different state: "Stephen Gordon" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "Stephen Gordon" with address state CA, is listed on 3 filings — most recently by Opus Equity Partners Opportunity Fund I, LP (Sep 20, 2016). Both records have filings in the same period (Aug 6, 2015 to Sep 20, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Gordon (CA) — PartnerFacts page ↗Form D · Sep 20, 2016 ↗Opus Equity Partners Opportunity Fund I, LP — PartnerFacts page ↗Stephen Gordon (MA) — this page ↗
Sources
Note · Sep 12, 2012 – Jun 11, 2013

Same name, different state: "STEPHEN RYAN GORDON" (WA) is a separate record

This page covers filings where the address state is MA. A separate record, "STEPHEN RYAN GORDON" with address state WA, is listed on 2 filings — most recently by MOBILLIGY, INC. (Jun 11, 2013). The two records do not overlap in time: this page runs Jun 4, 2015 to Jan 15, 2019; the other runs Sep 12, 2012 to Jun 11, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN RYAN GORDON (WA) — PartnerFacts page ↗Form D · Jun 11, 2013 ↗MOBILLIGY, INC. — PartnerFacts page ↗Stephen Gordon (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 28, 2021 D
Edenbridge Health, Inc.
File 021-419000
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2021 D
Edenbridge Health, Inc.
File 021-391773
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2019 D
Edenbridge Health, Inc.
File 021-330547
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2016 D/A
TransMedics, Inc.
File 021-263906
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2015 D
TransMedics, Inc.
File 021-247946
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2015 D
TransMedics, Inc.
File 021-241112
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stephen Gordon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EH
Other Health Care

Edenbridge Health, Inc.

Boston, MA · Jan 15, 2019 → Oct 28, 2021 · 3 filings
  • Oct 28, 2021 · D · $1,780,000 sold of $2,000,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2021 · D · $3,250,000 sold of $4,500,000 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 15, 2019 · D · $2,015,000 sold of $3,500,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $3.25M from 17 investors (100% of the $2M target) as of the latest filing. Stephen is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Health Care

TransMedics, Inc.

Andover, MA · Jun 4, 2015 → Jul 12, 2016 · 4 filings
  • Jul 12, 2016 · D/A · $63,729,735 sold of $63,729,735 · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 26, 2016 · D · $51,229,735 sold of $51,229,735 · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 21, 2015 · D · $499,998 sold of $499,998 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 4, 2015 · D · $20,004,581 sold of $20,004,581 · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $63.7M from 26 investors (100% of the $63.7M target) as of the latest filing. Stephen is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen M. Gordon — IL, 153 issuers, Jun 23, 2010 → Feb 4, 2026 · no shared issuer
  • Stephen Gordon — GA, 2 issuers, Mar 5, 2015 → Apr 8, 2025 · no shared issuer
  • Stephen Gordon — CA, 2 issuers, Aug 6, 2015 → Sep 20, 2016 · no shared issuer
  • STEPHEN RYAN GORDON — WA, 1 issuer, Sep 12, 2012 → Jun 11, 2013 · no shared issuer

People around Stephen 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin M. Kania, Jr.

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Edwin M. Kania, Jr. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

Waleed H. Hassanein

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Travis M. Rhodes

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Travis M. Rhodes is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David C. Abrams

Director · 4 shared filings (1 issuer) · also on 9 other issuers

David C. Abrams is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James R. Tobin

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Earl M. Collier, Jr.

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Earl M. Collier, Jr. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Lacob

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Bate

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Lee White

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dmitry Kobyzev

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Basile

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Gilbert

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Gordon. Their page shows their other deals.

The team behind the deals

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Stephen Gordon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — 1 issuer has property records: TransMedics, Inc. (1).

Public profiles and social

Websites and social links of the issuers Stephen Gordon is listed on: none on file. No website or social profile named in TransMedics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #284,687 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Andover, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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