Stephen E. Cooper is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Apr 2009 and Jul 2010: SKYLER TECHNOLOGY INC (Concord, CA — industry reported as "Other" — 2009; $6.5M reported sold to 2 investors) and Active Life Scientific, Inc. (Santa Barbara, CA — other health care — 2010; $1.48M reported sold to 48 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $7.98M sold in total.
Listed alongside Alexander Proctor (2 shared filings), Alison Bauerlein (2 shared filings), Davis Brimer (2 shared filings), Paul Hansma (2 shared filings), David E. Lafitte (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Stephen E. Cooper and found 6 differences, 1 worth asking the sponsor about: Form D filed 387 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.