Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Mar 25, 2025 → Sep 28, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Stephen Davis is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 1 issuer between Jul 2020 and Sep 2026: Frequency Exchange Corp. (Vancouver, British Columbia, Canada (as filed: A1) — other health care — 2020–2026; $675K reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bradley Aelicks (8 shared filings), Hari Varshney (8 shared filings), Keith Pyne (8 shared filings), Nicole Sullivan (6 shared filings), Sammy Chow (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Stephen Davis and found 13 differences, 2 worth asking the sponsor about: Regulator action: Stephen J. Murphy a.k.a. Jack Davis (Apr 22, 1997); Form D filed 141 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Stephen Davis has not run yet — it is joining a line of 27,851 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Davis..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
13 differences found between the filings for Stephen Davis — 2 worth asking about (compared 8 filings on Oct 24, 2026)
An SEC litigation release dated Apr 22, 1997 names Stephen Davis. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The filing says the first sale was May 9, 2024. The Form D was filed Sep 27, 2024 — 141 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 126 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Sep 11, 2026. The Form D was filed Sep 28, 2026 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Sep 24, 2025. The Form D was filed Oct 22, 2025 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The Sep 27, 2024 filing lists Stephen Davis as executive officer, director, promoter; the Mar 25, 2025 Form D/A lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
listed as "Stephen Lee Davis" on 3 filings (from Jul 1, 2020), and "Stephen Davis" on 5 filings (from Mar 25, 2025).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other" (Jul 1, 2020 to Sep 27, 2024); then "Other Health Care" (Mar 25, 2025 to Sep 28, 2026).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"No Revenues" (Jul 1, 2020); then "Decline to Disclose" (Jan 26, 2022).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is A1. A separate record, "Stephen Davis" with address state CA, is listed on 23 filings — most recently by Banneker Partners Fund Ill, L.P. (Feb 24, 2026). Both records have filings in the same period (Mar 25, 2025 to Feb 24, 2026).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "Stephen Davis" with address state MD or NY or WA, is listed on 6 filings — most recently by Mediflix Inc. (Sep 22, 2021). The two records do not overlap in time: this page runs Mar 25, 2025 to Sep 28, 2026; the other runs Feb 28, 2011 to Sep 22, 2021.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "Stephen Davis" with address state TX, is listed on 5 filings — most recently by RESEARCH NOW GROUP INC (Oct 19, 2010). The two records do not overlap in time: this page runs Mar 25, 2025 to Sep 28, 2026; the other runs Jan 21, 2010 to Oct 19, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "Stephen Davis" with address state NJ, is listed on 1 filing — most recently by Midawi Holdings Inc (Apr 16, 2010). The two records do not overlap in time: this page runs Mar 25, 2025 to Sep 28, 2026; the other has one filing dated Apr 16, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "Stephen Davis" with address state PA, is listed on 1 filing — most recently by BioLeap, Inc. (Jan 12, 2010). The two records do not overlap in time: this page runs Mar 25, 2025 to Sep 28, 2026; the other has one filing dated Jan 12, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Sep 28, 2026 D Frequency Exchange Corp. File 021-599074 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 22, 2025 D Frequency Exchange Corp. File 021-561685 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 4, 2025 D Frequency Exchange Corp. File 021-556574 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 25, 2025 D/A Frequency Exchange Corp. File 021-542089 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2024 D Frequency Exchange Corp. File 021-525175 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 26, 2022 D Frequency Exchange Corp. File 021-430924 | $0 | $0 | $0 (est.) To the extent the proceeds are used for general corporate purposes, payments may be made to persons listed in Item 3 above. | None listed on this filing | EDGAR ↗ |
| Jul 1, 2020 D Frequency Exchange Corp. File 021-370057 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Stephen Davis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $675K from 11 investors (100% of the $218K target) as of the latest filing. Stephen is listed as executive officer, director, promoter on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Stephen Davis. Their page shows their other deals.
Listed on the same filings as Stephen Davis. Their page shows their other deals.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Stephen Davis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers Stephen Davis is listed on: none on file. No website or social profile named in Frequency Exchange Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #5,547 of 374,652 in line (1,344 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Stephen Davis appears on a new Form D, or when a court case or SEC action is matched to them. See plans →