Stephen Dattels is listed as a director on 6 SEC Form D filings by 3 issuers between May 2009 and Dec 2017: POLO RESOURCES LTD (Chislehurston, Sandton, South Africa (as filed: T3) — industry reported as "Other" — 2009; $10M reported sold to 2 investors), LSC Lithium Corp (Toronto, Ontario, Canada (as filed: A6) — other energy — 2017; $2.2M reported sold to 5 investors) and West African Minerals Corp (Douglas, Isle of Man (as filed: Y8) — industry reported as "Other" — 2011).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $12.2M sold in total.
Listed alongside Bryan Smith (4 shared filings), Carolyn Stroz (3 shared filings), Guy Elliott (3 shared filings), Ian Stalker (3 shared filings), Lincoln Greenidge (3 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
1 of the issuers belongs to the sponsor group West (4 issuers, $67.6M reported sold, 2010–2022).
What this means A sponsor group is one team that sets up a new company for each deal. West has 4 companies on file and $67.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Stephen Dattels and found 7 differences: Form D filed 18 days after the first sale; Form D filed 58 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.