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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:51 AM ET

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Stephen Hoffman

Named as an officer, director or promoter on SEC Form D filings · MA, RI · Jun 28, 2010 → Mar 9, 2022

6deals (issuers)
$357.4Mreported sold
94investors
14Form D filings
2010–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Hoffman is listed as a director on 14 SEC Form D filings by 6 issuers between Jun 2010 and Mar 2022. Largest by amount reported sold: Palleon Pharmaceuticals Inc. (Waltham, MA — biotechnology — 2016–2020; $100M reported sold to 7 investors), GENOCEA BIOSCIENCES, INC. (Cambridge, MA — biotechnology — 2013; $75.5M reported sold to 21 investors), Dicerna Pharmaceuticals Inc (Watertown, MA — pharmaceuticals — 2010–2013; $60M reported sold to 13 investors), COLLEGIUM PHARMACEUTICAL, INC (Stoughton, MA — pharmaceuticals — 2012–2013; $50M reported sold to 18 investors), Apic Bio, Inc. (Cambridge, MA — biotechnology — 2021–2022; $42.3M reported sold to 13 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $357.4M sold in total.

Listed alongside David Madden (4 shared filings), Dennis H. Langer (4 shared filings), Douglas Fambrough (4 shared filings), Jonathan MacQuitty (4 shared filings), James Broderick (3 shared filings) and 39 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

1 of the issuers belongs to the sponsor group Dicerna (2 issuers, $84.4M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Dicerna has 2 companies on file and $84.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 26 bankruptcy cases matching the name listed in Key records below.

What this means 26 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Stephen Hoffman and found 19 differences, 4 worth asking the sponsor about: 33% of the money raised went to insiders; 31% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Hoffman has not run yet — it is joining a line of 20,906 names; searches run around the clock at the hosts' allowed rate. Searched so far: 314 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Hoffman..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

26 cases: 26 closed (disposition not in docket feed)

Stephen C. Hoffman and Barbara A. Hoffman closed
United States Bankruptcy Court, D. New Jersey · No. 15-18455 · Filed May 5, 2015 · Closed Feb 10, 2016
Role of Stephen C. Hoffman and Barbara A. Hoffman: Debtor · Outcome: Case closed 2016-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
Stephen C Hoffman and Sheila D Hoffman closed
United States Bankruptcy Court, N.D. Alabama · No. 15-01533 · Filed Apr 15, 2015 · Closed Aug 10, 2015
Role of Stephen C Hoffman and Sheila D Hoffman: Debtor · Outcome: Case closed 2015-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in AL (not a filing state)
Stephen C. Hoffman and Barbara A. Hoffman closed
United States Bankruptcy Court, D. New Jersey · No. 14-27537 · Filed Aug 26, 2014 · Closed Jul 7, 2015
Role of Stephen C. Hoffman and Barbara A. Hoffman: Debtor · Outcome: Case closed 2015-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
Stephen R Hoffman closed
United States Bankruptcy Court, N.D. Ohio · No. 12-32613 · Filed Jun 5, 2012 · Closed Oct 2, 2012
Role of Stephen R Hoffman: Debtor · Outcome: Case closed 2012-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in OH (not a filing state)
Stephen E. Hoffman closed
United States Bankruptcy Court, D. Massachusetts · No. 11-11746 · Filed Mar 2, 2011 · Closed Jun 6, 2011
Role of Stephen E. Hoffman: Debtor · Outcome: Case closed 2011-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (MA)
Stephen C. Hoffman and Barbara A. Hoffman closed
United States Bankruptcy Court, D. New Jersey · No. 10-18328 · Filed Mar 22, 2010 · Closed Jan 26, 2011
Role of Stephen C. Hoffman and Barbara A. Hoffman: Debtor · Outcome: Case closed 2011-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
Stephen Hoffman closed
United States Bankruptcy Court, N.D. California · No. 09-48969 · Filed Sep 24, 2009 · Closed Jan 6, 2010
Role of Stephen Hoffman: Debtor · Outcome: Case closed 2010-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Stephen M. Hoffman and Darbie L. Hoffman closed
United States Bankruptcy Court, E.D. California · No. 09-27808 · Filed Apr 23, 2009 · Closed Aug 11, 2014
Role of Stephen M. Hoffman and Darbie L. Hoffman: Debtor · Outcome: Case closed 2014-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Stephen J Hoffman closed
United States Bankruptcy Court, C.D. California · No. 6:09-bk-15070 · Filed Mar 18, 2009 · Closed Dec 8, 2009
Role of Stephen J Hoffman: Debtor · Outcome: Case closed 2009-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Stephen P Hoffman and Melody Hoffman closed
United States Bankruptcy Court, E.D. Michigan · No. 08-63896 · Filed Sep 30, 2008 · Closed Nov 24, 2009
Role of Stephen P Hoffman and Melody Hoffman: Debtor · Outcome: Case closed 2009-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Stephen F Hoffman and Anita Y Hoffman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:07-bk-00492 · Filed Feb 23, 2007 · Closed Aug 22, 2007
Role of Stephen F Hoffman and Anita Y Hoffman: Debtor · Outcome: Case closed 2007-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Stephen A. Hoffman, Jr. and Daetha L. Hoffman closed
United States Bankruptcy Court, E.D. Michigan · No. 06-57666 · Filed Nov 29, 2006 · Closed Dec 2, 2008
Role of Stephen A. Hoffman, Jr.: Debtor · Outcome: Case closed 2008-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Stephen W Hoffman closed
United States Bankruptcy Court, S.D. Illinois · No. 05-30419 · Filed Feb 1, 2005 · Closed Jan 26, 2009
Role of Stephen W Hoffman: Debtor · Outcome: Case closed 2009-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in IL (not a filing state)
Stephen W. Hoffman closed
United States Bankruptcy Court, N.D. California · No. 04-55105 · Filed Aug 16, 2004 · Closed Dec 21, 2004
Role of Stephen W. Hoffman: Debtor · Outcome: Case closed 2004-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Stephen M. Hoffman and Cathy L. Hoffman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-20447 · Filed Jan 29, 2003 · Closed Aug 6, 2003
Role of Stephen M. Hoffman and Cathy L. Hoffman: Debtor · Outcome: Case closed 2003-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Stephen A. Hoffman closed
United States Bankruptcy Court, S.D. New York · No. 02-15616 · Filed Nov 11, 2002 · Closed Feb 25, 2003
Role of Stephen A. Hoffman: Debtor · Outcome: Case closed 2003-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen Hoffman closed
United States Bankruptcy Court, E.D. Arkansas · No. 5:02-bk-16395 · Filed Jun 8, 2002 · Closed Jan 21, 2003
Role of Stephen Hoffman: Debtor · Outcome: Case closed 2003-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in AR (not a filing state)
Stephen A. Hoffman and Rita J. Hoffman closed
United States Bankruptcy Court, D. New Jersey · No. 00-50981 · Filed Feb 2, 2000 · Closed Sep 3, 2003
Role of Stephen A. Hoffman and Rita J. Hoffman: Debtor · Outcome: Case closed 2003-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
Stephen L Hoffman and Colleen M Hoffman closed
United States Bankruptcy Court, W.D. Washington · No. 00-00545 · Filed Jan 20, 2000 · Closed Jan 19, 2001
Role of Stephen L Hoffman and Colleen M Hoffman: Debtor · Outcome: Case closed 2001-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in WA (not a filing state)
Stephen H. Hoffman and Yun-Juin Hoffman closed
United States Bankruptcy Court, D. Maryland · No. 98-17725 · Filed Jun 10, 1998 · Closed Sep 15, 1998
Role of Stephen H. Hoffman and Yun-Juin Hoffman: Debtor · Outcome: Case closed 1998-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in MD (not a filing state)
Stephen W. Hoffman and Julia K. Hoffman closed
United States Bankruptcy Court, S.D. Illinois · No. 97-33491 · Filed Dec 5, 1997 · Closed Aug 20, 2002
Role of Stephen W. Hoffman and Julia K. Hoffman: Debtor · Outcome: Case closed 2002-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in IL (not a filing state)
Stephen T. Hoffman closed
United States Bankruptcy Court, E.D. Louisiana · No. 97-12058 · Filed Apr 16, 1997 · Closed Mar 7, 2001
Role of Stephen T. Hoffman: Debtor · Outcome: Case closed 2001-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in LA (not a filing state)
Stephen R Hoffman and Kristi L Hoffman closed
United States Bankruptcy Court, N.D. Illinois · No. 96-52566 · Filed Oct 3, 1996 · Closed Jan 22, 1997
Role of Stephen R Hoffman and Kristi L Hoffman: Debtor · Outcome: Case closed 1997-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in IL (not a filing state)
Stephen D. Hoffman closed
United States Bankruptcy Court, W.D. New York · No. 2-95-21413 · Filed Jun 22, 1995 · Closed Dec 12, 1995
Role of Stephen D. Hoffman: Debtor · Outcome: Case closed 1995-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Stephen J. Hoffman and Kathryn Hoffman closed
United States Bankruptcy Court, C.D. California · No. 9:93-bk-13162 · Filed Sep 10, 1993 · Closed Jan 10, 1994
Role of Stephen J. Hoffman and Kathryn Hoffman: Debtor · Outcome: Case closed 1994-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
STEPHEN HOFFMAN and MARGIE HOFFMAN closed
United States Bankruptcy Court, D. Montana · No. 91-21197 · Filed Jul 17, 1991 · Closed Jul 14, 1992
Role of STEPHEN HOFFMAN and MARGIE HOFFMAN: Debtor · Outcome: Case closed 1992-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 8 people with this name in Form D filings; court in MT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for Stephen Hoffman — 4 worth asking about (compared 14 filings on Oct 24, 2026)

Note · Jul 5, 2022 – Nov 25, 2024

Bankruptcy case: Genocea Biosciences, Inc. — filed Jul 5, 2022

United States Bankruptcy Court, D. Massachusetts docket "Genocea Biosciences, Inc." filed Jul 5, 2022, closed Nov 25, 2024. GENOCEA BIOSCIENCES, INC. (related issuer) is listed as Debtor ("Genocea Biosciences, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗GENOCEA BIOSCIENCES, INC. — PartnerFacts page ↗
Sources
Note · Jan 26, 2023 – Jan 3, 2024

Bankruptcy case: Genocea Biosciences, Inc. v. 100 Discovery Park DE, LLC — filed Jan 26, 2023

United States Bankruptcy Court, D. Massachusetts docket "Genocea Biosciences, Inc. v. 100 Discovery Park DE, LLC" filed Jan 26, 2023, closed Jan 3, 2024. GENOCEA BIOSCIENCES, INC. (related issuer) is listed as Plaintiff ("Genocea Biosciences, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗GENOCEA BIOSCIENCES, INC. — PartnerFacts page ↗
Sources
Worth asking · Mar 9, 2022

33% of the money raised went to insiders — Apic Bio, Inc.

The Mar 9, 2022 Form D/A reports $4,500,000 sold and $1,505,876 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Estimated Officer and Director Compensation for combined 2020 and 2021".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Mar 9, 2022 ↗Apic Bio, Inc. — PartnerFacts page ↗
Sources
Worth asking · Dec 30, 2021

31% of the money raised went to insiders — Apic Bio, Inc.

The Dec 30, 2021 Form D reports $4,000,000 sold and $1,250,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Estimated Officer and Director Compensation for combined 2020 and 2021".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Dec 30, 2021 ↗Apic Bio, Inc. — PartnerFacts page ↗
Sources
Worth asking · Sep 4, 2013 – Feb 19, 2014

Form D filed 168 days after the first sale — PROTEON THERAPEUTICS INC

The filing says the first sale was Sep 4, 2013. The Form D was filed Feb 19, 2014 — 168 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 153 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 19, 2014 ↗PROTEON THERAPEUTICS INC — PartnerFacts page ↗
Sources
Note · Aug 27, 2013 – Oct 2, 2013

Form D filed 36 days after the first sale — COLLEGIUM PHARMACEUTICAL, INC

The filing says the first sale was Aug 27, 2013. The Form D was filed Oct 2, 2013 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 2, 2013 ↗COLLEGIUM PHARMACEUTICAL, INC — PartnerFacts page ↗
Sources
Note · Jul 30, 2013 – Aug 15, 2013

Form D filed 16 days after the first sale — Dicerna Pharmaceuticals Inc

The filing says the first sale was Jul 30, 2013. The Form D was filed Aug 15, 2013 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 15, 2013 ↗Dicerna Pharmaceuticals Inc — PartnerFacts page ↗
Sources
Note · Jun 17, 2010 – Nov 17, 2017

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Palleon Pharmaceuticals Inc. (latest filing Nov 17, 2017) · No amendment in the last 12 months on an offering that may still be open — COLLEGIUM PHARMACEUTICAL, INC (latest filing Oct 2, 2013) · No amendment in the last 12 months on an offering that may still be open — Dicerna Pharmaceuticals Inc (latest filing Aug 15, 2013) · No amendment in the last 12 months on an offering that may still be open — Dicerna Pharmaceuticals Inc (latest filing Jun 28, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 17, 2017 ↗Palleon Pharmaceuticals Inc. — PartnerFacts page ↗Form D · Oct 2, 2013 ↗COLLEGIUM PHARMACEUTICAL, INC — PartnerFacts page ↗
Sources
Worth asking · Mar 9, 2022 – Jul 28, 2022

Stephen Hoffman is no longer listed on the Jul 28, 2022 amendment — Apic Bio, Inc.

Stephen Hoffman appears on the Mar 9, 2022 Form D/A (director) but not on the Jul 28, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 9, 2022 ↗Form D/A · Jul 28, 2022 ↗Stephen Hoffman — PartnerFacts page ↗Apic Bio, Inc. — PartnerFacts page ↗
Sources
Note · Aug 19, 2010 – Jul 28, 2022

4 offerings changed their target amount between filings

Offering amount changed between filings — Apic Bio, Inc. · Offering amount changed between filings — Apic Bio, Inc. · Offering amount changed between filings — Palleon Pharmaceuticals Inc. · Offering amount changed between filings — Dicerna Pharmaceuticals Inc

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Mar 9, 2022 ↗Form D/A (later) · Jul 28, 2022 ↗Apic Bio, Inc. — PartnerFacts page ↗Form D (earlier) · Dec 30, 2021 ↗
Sources
Note · Jun 28, 2010 – Aug 15, 2013

Industry group changed between filings — Dicerna Pharmaceuticals Inc

"Other" (Jun 28, 2010); then "Biotechnology" (Aug 19, 2010 to Oct 28, 2010); then "Pharmaceuticals" (Aug 15, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 28, 2010 ↗Form D · Aug 19, 2010 ↗Form D · Aug 15, 2013 ↗Dicerna Pharmaceuticals Inc — PartnerFacts page ↗
Sources
Note · Jul 13, 2011 – Sep 15, 2025

Same name, different state: "Stephen J. Hoffman" (CA) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "Stephen J. Hoffman" with address state CA, is listed on 9 filings — most recently by TALPHERA, INC. (Sep 15, 2025). Both records have filings in the same period (Jul 13, 2011 to Mar 9, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen J. Hoffman (CA) — PartnerFacts page ↗Form D · Sep 15, 2025 ↗TALPHERA, INC. — PartnerFacts page ↗Stephen Hoffman (MA,RI) — this page ↗
Sources
Note · Nov 2, 2020 – Nov 15, 2024

Same name, different state: "Stephen Hoffman" (A1) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "Stephen Hoffman" with address state A1, is listed on 13 filings — most recently by BODY & MIND INC. (Nov 15, 2024). Both records have filings in the same period (Nov 2, 2020 to Mar 9, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Hoffman (A1) — PartnerFacts page ↗Form D · Nov 15, 2024 ↗BODY & MIND INC. — PartnerFacts page ↗Stephen Hoffman (MA,RI) — this page ↗
Sources
Note · Jan 23, 2014

Same name, different state: "Stephen Hoffman" (IL) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "Stephen Hoffman" with address state IL, is listed on 1 filing — most recently by Trading Block Holdings, Inc. (Jan 23, 2014). Both records have filings in the same period (Jan 23, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Hoffman (IL) — PartnerFacts page ↗Form D · Jan 23, 2014 ↗Trading Block Holdings, Inc. — PartnerFacts page ↗Stephen Hoffman (MA,RI) — this page ↗
Sources
Note · Nov 28, 2012 – Nov 7, 2013

Same name, different state: "Stephen A Hoffman" (VA or DC) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "Stephen A Hoffman" with address state VA or DC, is listed on 6 filings — most recently by ONTUITIVE, INC. (Nov 7, 2013). Both records have filings in the same period (Nov 28, 2012 to Nov 7, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen A Hoffman (VA,DC) — PartnerFacts page ↗Form D/A · Nov 7, 2013 ↗ONTUITIVE, INC. — PartnerFacts page ↗Stephen Hoffman (MA,RI) — this page ↗
Sources
Note · Feb 9, 2010 – Jun 29, 2010

Same name, different state: "Stephen A. Hoffman" (MD) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "Stephen A. Hoffman" with address state MD, is listed on 2 filings — most recently by Moodlerooms Inc. (Jun 29, 2010). Both records have filings in the same period (Jun 28, 2010 to Jun 29, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen A. Hoffman (MD) — PartnerFacts page ↗Form D · Jun 29, 2010 ↗Moodlerooms Inc. — PartnerFacts page ↗Stephen Hoffman (MA,RI) — this page ↗
Sources
Note · Jul 7, 2016 – Nov 17, 2017

Address moved from Cambridge, MA to Waltham, MA — Palleon Pharmaceuticals Inc.

The people listed on the Jul 7, 2016 filing give Cambridge, MA; on the Nov 17, 2017 filing they give Waltham, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 7, 2016 ↗Form D/A · Nov 17, 2017 ↗Palleon Pharmaceuticals Inc. — PartnerFacts page ↗
Sources
Note · Feb 24, 2012 – Oct 2, 2013

Address moved from Cumberland, RI to Canton, MA — COLLEGIUM PHARMACEUTICAL, INC

The people listed on the Feb 24, 2012 filing give Cumberland, RI; on the Oct 2, 2013 filing they give Canton, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 24, 2012 ↗Form D · Oct 2, 2013 ↗COLLEGIUM PHARMACEUTICAL, INC — PartnerFacts page ↗
Sources
Note · Jun 28, 2010 – Mar 9, 2022

Stephen Hoffman is listed with 2 different address states: MA, RI

MA on 13 filings (Jun 28, 2010 to Mar 9, 2022); RI on 1 filing (Feb 24, 2012).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 28, 2010 ↗Form D · Feb 24, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,505,876.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 9, 2022 D/A
Apic Bio, Inc.
File 021-427261
$0$0$1,505,876
Estimated Officer and Director Compensation for combined 2020 and 2021
None listed on this filingEDGAR ↗
Sep 17, 2020 D
Palleon Pharmaceuticals Inc.
File 021-375741
$0$0$0
The Issuer will use proceeds of the offering for general working capital purposes which may include payments to its executive officers and other employees in the ordinary course of business.
None listed on this filingEDGAR ↗
Nov 17, 2017 D/A
Palleon Pharmaceuticals Inc.
File 021-266476
$0$0$0
The Issuer will use proceeds of the offering for general working capital purposes which may include payments to its executive officers and other employees in the ordinary course of business.
None listed on this filingEDGAR ↗
Feb 19, 2014 D
PROTEON THERAPEUTICS INC
File 021-212149
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2013 D
GENOCEA BIOSCIENCES, INC.
File 021-204325
$0$0$0None listed on this filingEDGAR ↗
Oct 2, 2013 D
COLLEGIUM PHARMACEUTICAL, INC
File 021-203887
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2013 D
Dicerna Pharmaceuticals Inc
File 021-201363
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2013 D/A
GENOCEA BIOSCIENCES, INC.
File 021-185355
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D
COLLEGIUM PHARMACEUTICAL, INC
File 021-173910
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2010 D/A
Dicerna Pharmaceuticals Inc
File 021-146656
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2010 D
Dicerna Pharmaceuticals Inc
File 021-144110
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Stephen Hoffman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AB
Biotechnology

Apic Bio, Inc.

Cambridge, MA · Dec 30, 2021 → Mar 9, 2022 · 2 filings
  • Mar 9, 2022 · D/A · $4,500,000 sold of $8,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2021 · D · $4,000,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $42.3M from 13 investors (100% of the $8M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Biotechnology

Palleon Pharmaceuticals Inc.

Waltham, MA · Jul 7, 2016 → Sep 17, 2020 · 3 filings
  • Sep 17, 2020 · D · $100,000,007 sold of $100,000,007 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 17, 2017 · D/A · $20,612,790 sold of $48,280,879 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 7, 2016 · D · $8,600,000 sold of $11,400,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $100M from 7 investors (100% of the $100M target) as of the latest filing. Stephen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Biotechnology

PROTEON THERAPEUTICS INC

Waltham, MA · Feb 19, 2014
  • Feb 19, 2014 · D · $4,338,660 sold of $4,338,660 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29.6M from 22 investors (100% of the $4.34M target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GB
Biotechnology

GENOCEA BIOSCIENCES, INC.

Cambridge, MA · Jul 2, 2013 → Oct 10, 2013 · 2 filings
  • Oct 10, 2013 · D · $400,000 sold of $400,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2013 · D/A · $30,500,000 sold of $30,500,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $75.5M from 21 investors (100% of the $400K target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pharmaceuticals

COLLEGIUM PHARMACEUTICAL, INC

Stoughton, MA · Feb 24, 2012 → Oct 2, 2013 · 2 filings
  • Oct 2, 2013 · D · $4,000,002 sold of $12,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 24, 2012 · D · $22,461,190 sold of $22,461,190 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50M from 18 investors (100% of the $12M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DP
Pharmaceuticals · group: Dicerna

Dicerna Pharmaceuticals Inc

Watertown, MA · Jun 28, 2010 → Aug 15, 2013 · 4 filings
  • Aug 15, 2013 · D · $59,999,937 sold of $63,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 28, 2010 · D/A · $29,050,628 sold of $29,050,628 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 19, 2010 · D · $24,800,628 sold of $25,050,628 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 28, 2010 · D · $5,000,000 sold of $5,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60M from 13 investors (95% of the $63M target) as of the latest filing. Stephen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen A. Hoffman — MD, 1 issuer, Feb 9, 2010 → Jun 29, 2010 · no shared issuer
  • Stephen J. Hoffman — CA, 1 issuer, Jul 13, 2011 → Sep 15, 2025 · no shared issuer
  • Stephen A Hoffman — VA, DC, 1 issuer, Nov 28, 2012 → Nov 7, 2013 · no shared issuer
  • Stephen Hoffman — IL, 1 issuer, Jan 23, 2014 → Jan 23, 2014 · no shared issuer
  • Stephen Hoffman — British Columbia, Canada (as filed: A1), 1 issuer, Nov 2, 2020 → Nov 15, 2024 · no shared issuer
  • Stephen Hoffman, MD, PhD — WA, 1 issuer, Dec 21, 2021 → Dec 21, 2021 · no shared issuer
  • Stephen Hoffman — FL, 1 issuer, Mar 23, 2022 → Mar 23, 2022 · no shared issuer

People around Stephen 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Fambrough

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan MacQuitty

Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis H. Langer

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Madden

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

James C. Jenson

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Broderick

Executive Officer, Director · 3 shared filings (1 issuer) · also on 6 other issuers

James Broderick is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jens Eckstein

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Bitterman

Director · 2 shared filings (1 issuer) · also on 23 other issuers

Kevin Bitterman is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Reilly

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

George Siber

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

SIMEON GEORGE

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Paull

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Robert Paull is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hirsch

Director · 2 shared filings (1 issuer) · also on 23 other issuers

David Hirsch is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

JESSICA BAKER FLECHTNER

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL GIANNASCA

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT E. FARRELL JR.

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM CLARK

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

SETH HETHERINGTON

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

RAVI VENKATARAMANI

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Heffernan

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hennessy

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

William Burkoth

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Mueller

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephanie O'Brien, J.D.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Heron

Director · 2 shared filings (1 issuer) · also on 33 other issuers

Patrick Heron is on 34 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Rajeev Dadoo

Director · 1 shared filing (1 issuer) · also on 14 other issuers

Rajeev Dadoo is on 15 issuers in total — a repeat sponsor. Their page lists every one.

AX
No photo found yet (own website and image search run after this page is viewed)
Person

Asish Xavier

Director · 1 shared filing (1 issuer) · also on 21 other issuers

Asish Xavier is on 22 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Kolchinsky

Director · 1 shared filing (1 issuer) · also on 19 other issuers

Peter Kolchinsky is on 20 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Katrine Bosley

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Foley

Director · 1 shared filing (1 issuer) · also on 18 other issuers

Todd Foley is on 19 issuers in total — a repeat sponsor. Their page lists every one.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

F. Nicholas Franano

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Fortune

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Hubert Birner

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Brendan O'Leary

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Noyes

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory D. Phelps

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Profis

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Hong

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W. Jevon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Hoffman. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gino Santini

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Gino Santini is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

D
Sponsor group

Dicerna

2 issuers · 8 filings · $84.4M reported sold · 2010–2026

One team, 2 deal companies. Stephen Hoffman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Hoffman.

Registrations and other filings

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Hoffman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Hoffman is listed on: none on file. No website or social profile named in GENOCEA BIOSCIENCES, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #212,076 of 374,652 in line (510 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Rhode Island state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Rhode Island Secretary of State business search ↗OpenCorporates ↗

Change history

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