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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:29 AM ET

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STEPHEN CASPER

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 4, 2011 → Sep 14, 2020

16deals (issuers)
$6.55Breported sold
892investors
50Form D filings
2011–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

STEPHEN CASPER is listed as an executive officer and director on 50 SEC Form D filings by 16 issuers between Mar 2011 and Sep 2020. Largest by amount reported sold: KLS Diversified Fund LP (New York, NY — pooled investment fund — 2012–2020; $2.21B reported sold to 340 investors), Rohatyn Group Global Opportunity Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2011–2012; $1.69B reported sold to 153 investors), Rohatyn Group Global Macro Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2011–2012; $542.4M reported sold to 42 investors), Rohatyn Group Asia Opportunity Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2011–2012; $449.3M reported sold to 52 investors), KLS Credit Opportunities Fund LP (New York, NY — pooled investment fund — 2013–2020; $330.9M reported sold to 49 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $6.55B sold in total.

Listed alongside DANIEL NAPOLI (32 shared filings), Gary Linford (32 shared filings), HARRY LENGSFIELD (32 shared filings), JEFFREY KRONTHAL (32 shared filings), JOHN STEINHARDT (32 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STEPHEN. Each name links to their own page.

The issuers belong to 2 sponsor groups: Rohatyn (21 issuers, $4.19B reported sold, 2010–2026) and Kls (7 issuers, $2.91B reported sold, 2010–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 50 public filings for STEPHEN CASPER and found 13 differences, 5 worth asking the sponsor about: 6 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for STEPHEN CASPER has not run yet — it is joining a line of 17,399 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched STEPHEN CASPER..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Stephen H Casper and Roxanne Casper closed
United States Bankruptcy Court, E.D. Wisconsin · No. 13-28836 · Filed Jun 27, 2013 · Closed Sep 25, 2013
Role of Stephen H Casper and Roxanne Casper: Debtor · Outcome: Case closed 2013-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Stephen Casper and Sadie Casper closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 09-18192 · Filed Oct 28, 2009 · Closed Apr 5, 2010
Role of Stephen Casper and Sadie Casper: Debtor · Outcome: Case closed 2010-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Stephen M. Casper closed
United States Bankruptcy Court, S.D. Alabama · No. 02-11612 · Filed Mar 21, 2002 · Closed May 7, 2007
Role of Stephen M. Casper: Debtor · Outcome: Case closed 2007-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
Stephen W. Casper and Nancy A. Casper closed
United States Bankruptcy Court, S.D. Illinois · No. 01-32499 · Filed Jul 11, 2001 · Closed Oct 18, 2001
Role of Stephen W. Casper and Nancy A. Casper: Debtor · Outcome: Case closed 2001-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Stephen G. Casper closed
United States Bankruptcy Court, N.D. New York · No. 00-65624 · Filed Nov 14, 2000 · Closed Mar 8, 2001
Role of Stephen G. Casper: Debtor · Outcome: Case closed 2001-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Stephen N. Casper closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 93-12755 · Filed May 5, 1993 · Closed Mar 25, 1994
Role of Stephen N. Casper: Debtor · Outcome: Case closed 1994-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Stephen N. Casper closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-15456 · Filed Sep 10, 1992 · Closed Mar 9, 1993
Role of Stephen N. Casper: Debtor · Outcome: Case closed 1993-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for STEPHEN CASPER — 5 worth asking about (compared 50 filings on Oct 24, 2026)

Worth asking · Mar 9, 2011 – Sep 14, 2016

6 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — KLS Diversified Fund LP · Amount sold went down between filings — KLS Diversified Fund LP · Amount sold went down between filings — Rohatyn Group Global Macro Fund, Ltd. · Amount sold went down between filings — ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. · Amount sold went down between filings — Rohatyn Group Asia Opportunity Fund, Ltd. · and 1 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Sep 11, 2015 ↗Form D/A (later) · Sep 14, 2016 ↗KLS Diversified Fund LP — PartnerFacts page ↗Form D/A (earlier) · Sep 13, 2013 ↗
Sources
Worth asking · Mar 12, 2012 – Sep 12, 2014

7 offerings reported fewer investors on a later filing

Investor count went down between filings — KLS Diversified Fund LP · Investor count went down between filings — Rohatyn Group Global Macro Fund, Ltd. · Investor count went down between filings — ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. · Investor count went down between filings — Rohatyn Group Special Opportunity Partners, L.P. · Investor count went down between filings — Rohatyn Group Global Macro Partners, L.P. · and 2 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Sep 13, 2013 ↗Form D/A (later) · Sep 12, 2014 ↗KLS Diversified Fund LP — PartnerFacts page ↗Form D/A (earlier) · Mar 14, 2012 ↗
Sources
Worth asking · Mar 12, 2012 – Mar 11, 2015

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Deutsche Bank Switzerland — Rohatyn Group Asia Opportunity Fund, Ltd. · Paid seller listed without a CRD number: IFA International Fund Advisors Establishment — Rohatyn Group Global Macro Fund, Ltd. · Paid seller listed without a CRD number: Deutsche Bank Switzerland — Rohatyn Group Global Opportunity Fund, Ltd. · Paid seller listed without a CRD number: Deutsche Bank Alex Brown — Rohatyn Group Global Opportunity Fund, Ltd.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 11, 2015 ↗BrokerCheck search: Deutsche Bank Switzerland ↗Rohatyn Group Asia Opportunity Fund, Ltd. — PartnerFacts page ↗Form D/A · Mar 14, 2012 ↗
Sources
Worth asking · Jul 1, 2012 – Oct 19, 2012

Form D filed 110 days after the first sale — KLS Macro Rates Fund LP

The filing says the first sale was Jul 1, 2012. The Form D was filed Oct 19, 2012 — 110 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 95 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 19, 2012 ↗KLS Macro Rates Fund LP — PartnerFacts page ↗
Sources
Worth asking · Mar 4, 2011 – Mar 12, 2013

7 people are no longer listed on a later amendment

STEPHEN CASPER is no longer listed on the Mar 12, 2013 amendment — Rohatyn Group Global Macro Fund, Ltd. · STEPHEN CASPER is no longer listed on the Mar 12, 2013 amendment — ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD. · STEPHEN CASPER is no longer listed on the Mar 12, 2013 amendment — Rohatyn Group Special Opportunity Partners, L.P. · STEPHEN CASPER is no longer listed on the Mar 12, 2013 amendment — Rohatyn Group Global Macro Partners, L.P. · STEPHEN CASPER is no longer listed on the Mar 12, 2013 amendment — Rohatyn Group Asia Opportunity Fund, Ltd. · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 14, 2012 ↗Form D/A · Mar 12, 2013 ↗STEPHEN CASPER — PartnerFacts page ↗Rohatyn Group Global Macro Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 7, 2011 – Mar 12, 2012

CRD number for Deutsche Bank Trust Company Americas appears on one filing and not another — Rohatyn Group Global Opportunity Fund, Ltd.

The Mar 7, 2011 filing lists Deutsche Bank Trust Company Americas with CRD 2525; the Mar 12, 2012 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 7, 2011 ↗Form D/A · Mar 12, 2012 ↗FINRA BrokerCheck ↗Rohatyn Group Global Opportunity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Sep 13, 2013 – Sep 12, 2014

STEPHEN CASPER's role changed at KLS Macro Rates Fund LP: director → executive officer, director

The Sep 13, 2013 filing lists STEPHEN CASPER as director; the Sep 12, 2014 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Sep 13, 2013 ↗Form D/A · Sep 12, 2014 ↗STEPHEN CASPER — PartnerFacts page ↗KLS Macro Rates Fund LP — PartnerFacts page ↗
Sources
Note · Sep 13, 2013 – Sep 12, 2014

STEPHEN CASPER's role changed at KLS Diversified Fund LP: director → executive officer, director

The Sep 13, 2013 filing lists STEPHEN CASPER as director; the Sep 12, 2014 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Sep 13, 2013 ↗Form D/A · Sep 12, 2014 ↗STEPHEN CASPER — PartnerFacts page ↗KLS Diversified Fund LP — PartnerFacts page ↗
Sources
Note · Mar 1, 2003 – Sep 14, 2020

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — KLS Diversified Fund LP (latest filing Sep 14, 2020) · No amendment in the last 12 months on an offering that may still be open — KLS STRUCTURED INCOME FUND B LP (latest filing May 22, 2020) · No amendment in the last 12 months on an offering that may still be open — KLS STRUCTURED INCOME FUND A LP (latest filing May 22, 2020) · No amendment in the last 12 months on an offering that may still be open — KLS Credit Opportunities Fund LP (latest filing May 22, 2020) · No amendment in the last 12 months on an offering that may still be open — KLS Macro Rates Fund LP (latest filing Sep 13, 2019) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 14, 2020 ↗KLS Diversified Fund LP — PartnerFacts page ↗Form D · May 22, 2020 ↗KLS STRUCTURED INCOME FUND B LP — PartnerFacts page ↗
Sources
Note · Mar 4, 2011 – Oct 19, 2012

STEPHEN CASPER is written 2 different ways on the filings

listed as "Stephen Casper" on 46 filings (from Mar 4, 2011), and "Stephen P. Casper" on 4 filings (from Oct 19, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 4, 2011 ↗Form D · Oct 19, 2012 ↗STEPHEN CASPER — PartnerFacts page ↗
Sources
Note · May 22, 2014

Same name, different state: "STEPHEN PAUL CASPER" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "STEPHEN PAUL CASPER" with address state MA, is listed on 1 filing — most recently by GMO EMERGING COUNTRY DEBT, L.P. (May 22, 2014). Both records have filings in the same period (May 22, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN PAUL CASPER (MA) — PartnerFacts page ↗Form D/A · May 22, 2014 ↗GMO EMERGING COUNTRY DEBT, L.P. — PartnerFacts page ↗STEPHEN CASPER (NY) — this page ↗
Sources
Note · Dec 1, 2011 – Dec 3, 2012

Minimum investment changed between filings — KLS Diversified Fund LP

The Dec 1, 2011 filing lists a minimum of $50,000; the Dec 3, 2012 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 1, 2011 ↗Form D/A (later) · Dec 3, 2012 ↗KLS Diversified Fund LP — PartnerFacts page ↗
Sources
Note · Jun 18, 2010 – Mar 4, 2011

Minimum investment changed between filings — TRG Latin America Private Equity Fund I, L.P.

The Jun 18, 2010 filing lists a minimum of $0; the Mar 4, 2011 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 18, 2010 ↗Form D/A (later) · Mar 4, 2011 ↗TRG Latin America Private Equity Fund I, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 16 offerings report sales commissions totalling $15,703,434; 2 report finder's fees totalling $259,152; 9 report proceeds to related persons totalling $90,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 14, 2020 D/A
KLS Diversified Fund LP
File 021-151240
$13,305,152$0$0
CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN EACH ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
APB FINANCIAL GROUP, LLC BrokerCheck CRD 38235 ↗
MORGAN STANLEY & CO. LLC BrokerCheck CRD 8209 ↗
KPG CAPITAL PARTNERS, LLC BrokerCheck CRD 165392 ↗
PULSE CAPITAL PARTNERS MANAGEMENT, LLC BrokerCheck CRD 158136 ↗
via GROTON SECURITIES LLC (CRD 126600 ↗)
EDGAR ↗
May 22, 2020 D/A
KLS Credit Opportunities Fund LP
File 021-196358
$75,679$0$0
CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM OF THE ISSUER.
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
May 22, 2020 D
KLS STRUCTURED INCOME FUND A LP
File 021-367550
$0$0$0
CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗EDGAR ↗
May 22, 2020 D
KLS STRUCTURED INCOME FUND B LP
File 021-367558
$0$0$0
CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗EDGAR ↗
Sep 13, 2019 D/A
KLS Macro Rates Fund LP
File 021-185831
$1,627,500$0$0
CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN EACH ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
MORGAN STANLEY & CO. LLC BrokerCheck CRD 8209 ↗
STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗
PULSE CAPITAL PARTNERS MANAGEMENT, LLC BrokerCheck CRD 158136 ↗
via GROTON SECURITIES LLC (CRD 126600 ↗)
EDGAR ↗
Jun 28, 2019 D/A
KLS SPECIAL SITUATIONS FUND A LP
File 021-317540
$0$0$0
CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
ALEX. BROWN, A DIVISION OF RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗EDGAR ↗
Jun 28, 2019 D/A
KLS SPECIAL SITUATIONS FUND B LP
File 021-317548
$0$0$0
CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
ALEX. BROWN, A DIVISION OF RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗EDGAR ↗
Mar 14, 2012 D/A
Rohatyn Group Global Macro Fund, Ltd.
File 021-141995
$0$0$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses.
IFA International Fund Advisors Establishment no CRD number reportedEDGAR ↗
Mar 13, 2012 D/A
Rohatyn Group Special Opportunity Partners, L.P.
File 021-88024
$0$0$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses.
None listed on this filingEDGAR ↗
Mar 13, 2012 D/A
ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD.
File 021-128665
$0$0$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses.
None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
Rohatyn Group Global Opportunity Fund, Ltd.
File 021-54562
$683,338$208,502$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses
Deutsche Bank Trust Company Americas no CRD number reported
Deutsche Bank Switzerland no CRD number reported
Deutsche Bank Alex Brown no CRD number reported		EDGAR ↗
Mar 12, 2012 D/A
Rohatyn Group Global Opportunity Partners, L.P.
File 021-54563
$0$50,650$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses.
Deutsche Bank Trust Company Americas no CRD number reported
via Deutsche Bank Securities Inc. (CRD 2525 ↗)
EDGAR ↗
Mar 12, 2012 D/A
Rohatyn Group Asia Opportunity Fund, Ltd.
File 021-72776
$11,765$0$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses.
Deutsche Bank Switzerland no CRD number reportedEDGAR ↗
Mar 12, 2012 D/A
Rohatyn Group Global Macro Partners, L.P.
File 021-110135
$0$0$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses.
None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
Rohatyn Group Asia Opportunity Partners, L.P.
File 021-72037
$0$0$10,000
The fund's two independent directors are paid $5,000 each out of the fund's operating expenses.
None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
TRG Latin America Private Equity Fund I, L.P.
File 021-143712
$0$0$10,000
The director's fees are paid out of the fund's expenses
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Stephen Casper on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KD
Pooled Investment Fund · group: Kls

KLS Diversified Fund LP

New York, NY · Dec 3, 2012 → Sep 14, 2020 · 9 filings
  • Sep 14, 2020 · D/A · $2,213,259,537 sold of Indefinite · 267 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 13, 2019 · D/A · $2,211,581,425 sold of Indefinite · 264 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 14, 2018 · D/A · $1,981,666,223 sold of Indefinite · 259 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 14, 2017 · D/A · $1,772,086,440 sold of Indefinite · 255 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 14, 2016 · D/A · $1,711,169,412 sold of Indefinite · 252 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 11, 2015 · D/A · $1,743,207,458 sold of Indefinite · 252 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 12, 2014 · D/A · $1,328,752,428 sold of Indefinite · 221 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 13, 2013 · D/A · $2,106,499,737 sold of Indefinite · 340 investors · min. $1 · role: Director (Member of Board of Managers of the Issuer's GP; Director of KLS Diversified Fund Ltd.) EDGAR ↗
  • Dec 3, 2012 · D/A · $1,794,431,289 sold of Indefinite · 280 investors · min. $1 · role: Director (Member of Board of Managers of the Issuer's GP; Director of KLS Diversified Fund Ltd.) EDGAR ↗

Raised $2.21B from 340 investors as of the latest filing. Stephen is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Pooled Investment Fund · group: Kls

KLS STRUCTURED INCOME FUND B LP

Grand Cayman, Cayman Islands (as filed: E9) · May 22, 2020
  • May 22, 2020 · D · $10,000,000 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Pooled Investment Fund · group: Kls

KLS STRUCTURED INCOME FUND A LP

New York, NY · May 22, 2020
  • May 22, 2020 · D · $4,100,000 sold of Indefinite · 7 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗

Raised $4.1M from 7 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KC
Pooled Investment Fund · group: Kls

KLS Credit Opportunities Fund LP

New York, NY · May 13, 2013 → May 22, 2020 · 9 filings
  • May 22, 2020 · D/A · $330,899,912 sold of Indefinite · 49 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • May 23, 2019 · D/A · $329,850,000 sold of Indefinite · 45 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • May 23, 2018 · D/A · $329,850,000 sold of Indefinite · 45 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • May 23, 2017 · D/A · $328,850,000 sold of Indefinite · 45 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • May 23, 2016 · D/A · $327,183,333 sold of Indefinite · 45 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • May 21, 2015 · D/A · $230,383,333 sold of Indefinite · 39 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • Sep 12, 2014 · D/A · $215,708,334 sold of Indefinite · 37 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • Sep 13, 2013 · D/A · $130,216,667 sold of Indefinite · 31 investors · min. $1 · role: Executive Officer (Member of Board of Managers of the Issuer's General Partner) EDGAR ↗
  • May 13, 2013 · D · $121,216,667 sold of Indefinite · 29 investors · min. $1 · role: Executive Officer (Member of Board of Managers of the Issuer's General Partner) EDGAR ↗

Raised $330.9M from 49 investors as of the latest filing. Stephen is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KM
Pooled Investment Fund · group: Kls

KLS Macro Rates Fund LP

New York, NY · Oct 19, 2012 → Sep 13, 2019 · 8 filings
  • Sep 13, 2019 · D/A · $233,761,026 sold of Indefinite · 14 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 14, 2018 · D/A · $231,013,025 sold of Indefinite · 14 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 14, 2017 · D/A · $210,640,000 sold of Indefinite · 14 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 14, 2016 · D/A · $202,590,000 sold of Indefinite · 13 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 11, 2015 · D/A · $202,540,000 sold of Indefinite · 12 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 12, 2014 · D/A · $182,510,000 sold of Indefinite · 12 investors · min. $1 · role: Executive Officer, Director (MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER) EDGAR ↗
  • Sep 13, 2013 · D/A · $102,510,000 sold of Indefinite · 12 investors · min. $1 · role: Director (Member of Board of Managers of the Issuer's General Partner; Director of KLS Rates Fund Ltd.) EDGAR ↗
  • Oct 19, 2012 · D · $100,800,000 sold of Indefinite · 5 investors · min. $1 · role: Director (Director of KLS Rates Fund Ltd.) EDGAR ↗

Raised $233.8M from 14 investors as of the latest filing. Stephen is listed as executive officer, director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Pooled Investment Fund · group: Kls

KLS SPECIAL SITUATIONS FUND B LP

Grand Cayman, Cayman Islands (as filed: E9) · Jul 23, 2018 → Jun 28, 2019 · 2 filings
  • Jun 28, 2019 · D/A · $17,000,000 sold of Indefinite · 5 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • Jul 23, 2018 · D · $11,000,000 sold of Indefinite · 2 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗

Raised $17M from 5 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Pooled Investment Fund · group: Kls

KLS SPECIAL SITUATIONS FUND A LP

New York, NY · Jul 23, 2018 → Jun 28, 2019 · 2 filings
  • Jun 28, 2019 · D/A · $103,715,000 sold of Indefinite · 42 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗
  • Jul 23, 2018 · D · $46,415,000 sold of Indefinite · 21 investors · min. $1 · role: Executive Officer (MANAGER OF ISSUER'S GP) EDGAR ↗

Raised $103.7M from 42 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Global Macro Fund, Ltd.

Nassau, Bahamas (as filed: C5) · Mar 9, 2011 → Mar 14, 2012 · 3 filings
  • Mar 14, 2012 · D/A · $528,304,411 sold of Indefinite · 38 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $528,304,411 sold of Indefinite · 38 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $18,950,000 sold of Indefinite · 21 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $542.4M from 42 investors as of the latest filing. Stephen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Special Opportunity Partners, L.P.

New York, NY · Mar 9, 2011 → Mar 13, 2012 · 2 filings
  • Mar 13, 2012 · D/A · $58,555,653 sold of Indefinite · 15 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $60,054,832 sold of Indefinite · 14 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $63.9M from 15 investors as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

ROHATYN GROUP SPECIAL OPPORTUNITY FUND, LTD.

Nassau, Bahamas (as filed: C5) · Mar 9, 2011 → Mar 13, 2012 · 2 filings
  • Mar 13, 2012 · D/A · $301,371,724 sold of Indefinite · 24 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $28,654,697 sold of Indefinite · 21 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $301.4M from 24 investors as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Global Opportunity Fund, Ltd.

Nassau, Bahamas (as filed: C5) · Mar 9, 2011 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $1,693,502,415 sold of Indefinite · 153 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $73,127,510 sold of Indefinite · 144 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $1.69B from 153 investors as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Global Opportunity Partners, L.P.

New York, NY · Mar 9, 2011 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $254,440,952 sold of Indefinite · 82 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $101,455,787 sold of Indefinite · 68 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $254.4M from 82 investors as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Global Macro Partners, L.P.

New York, NY · Mar 9, 2011 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $186,073,053 sold of Indefinite · 23 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $99,743,159 sold of Indefinite · 17 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $201.1M from 26 investors as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Asia Opportunity Fund, Ltd.

Nassau, Bahamas (as filed: C5) · Mar 9, 2011 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $449,349,279 sold of Indefinite · 52 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $16,075,384 sold of Indefinite · 32 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $449.3M from 52 investors as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Asia Opportunity Partners, L.P.

New York, NY · Mar 9, 2011 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $18,225,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $7,525,000 sold of Indefinite · 14 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $21.5M from 20 investors as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TL
Pooled Investment Fund · group: Rohatyn

TRG Latin America Private Equity Fund I, L.P.

New York, NY · Mar 4, 2011
  • Mar 4, 2011 · D/A · $94,000,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $110.3M from 20 investors as of the latest filing. Stephen is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Stephen 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TA
Management entity

TRG Allocation LLC

Executive Officer · 4 shared filings (2 issuers) · also on 4 other issuers

TRG Allocation LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TM
Management entity

TRG Management LP

Promoter · 1 shared filing (1 issuer) · also on 12 other issuers

TRG Management LP is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Linford

Director, Executive Officer · 32 shared filings (7 issuers) · also on 167 other issuers

Gary Linford is on 174 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

JEFFREY KRONTHAL

Director, Promoter, Executive Officer · 32 shared filings (7 issuers)

JEFFREY KRONTHAL is on 7 issuers in total — a repeat sponsor. Their page lists every one.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

HARRY LENGSFIELD

Director, Promoter, Executive Officer · 32 shared filings (7 issuers)

HARRY LENGSFIELD is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN STEINHARDT

Director, Promoter, Executive Officer · 32 shared filings (7 issuers)

JOHN STEINHARDT is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

DANIEL NAPOLI

Director, Executive Officer · 32 shared filings (7 issuers)

DANIEL NAPOLI is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT ROSEN

Director, Executive Officer · 32 shared filings (7 issuers)

ROBERT ROSEN is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marianne Smythe

Director, Executive Officer · 18 shared filings (9 issuers)

Marianne Smythe is on 9 issuers in total — a repeat sponsor. Their page lists every one.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Liaquat Ahamed

Director, Executive Officer · 18 shared filings (9 issuers) · also on 9 other issuers

Liaquat Ahamed is on 18 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

R
Sponsor group

Rohatyn

21 issuers · 128 filings · $4.19B reported sold · 2010–2026

One team, 21 deal companies. Stephen Casper is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name STEPHEN CASPER.

K
Sponsor group

Kls

7 issuers · 34 filings · $2.91B reported sold · 2010–2020

One team, 7 deal companies. Stephen Casper is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name STEPHEN CASPER.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 16 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Rohatyn Group Global Macro Fund, Ltd., Rohatyn Group Global Macro Partners, L.P., TRG Latin America Private Equity Fund I, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to STEPHEN CASPER by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Casper is listed on: none on file. No website or social profile named in KLS Diversified Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #210,393 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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