Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:32 AM ET

Sponsor Check › Person

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Stephen Carroll

Named as an officer, director or promoter on SEC Form D filings · TX · Sep 9, 2024 → Sep 9, 2024

1deal (issuers)

$0reported sold

25investors

1Form D filing

2024year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:56 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Carroll is listed as a director on 1 SEC Form D filing by 1 issuer in Sep 2024: Provision Investments, LLC (Dallas, TX — retailing — 2024; 25 investors reported).

What this means One deal on file with the SEC, filed Sep 2024. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David Arnow (1 shared filing), Guy Phillips (1 shared filing), Heather Greene (1 shared filing), Lloyd Veazey SOA, LLC (1 shared filing, management entity) and Ron Lievens (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 33 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Stephen Carroll and found 2 differences: Stephen Carroll appears on 1 deal that stopped filing before reaching its target; Same name, different state: "Stephen Carroll" (NY) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Carroll has not run yet — it is joining a line of 35,330 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:56 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Carroll..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 33 closed (disposition not in docket feed)

Stephen M Carroll and Angela E Carroll closed

United States Bankruptcy Court, E.D. Tennessee · No. 2:19-bk-51629 · Filed Aug 9, 2019 · Closed Apr 8, 2020

Role of Stephen M Carroll and Angela E Carroll: Debtor · Outcome: Case closed 2020-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Stephen Carroll, Sr. and Mary Colette Carroll closed

United States Bankruptcy Court, D. New Jersey · No. 17-30563 · Filed Oct 10, 2017 · Closed Dec 17, 2018

Role of Stephen Carroll, Sr.: Debtor · Outcome: Case closed 2018-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Stephen L. Carroll and Sue Ann Carroll closed

United States Bankruptcy Court, E.D. North Carolina · No. 16-04106 · Filed Aug 5, 2016 · Closed Sep 13, 2021

Role of Stephen L. Carroll and Sue Ann Carroll: Debtor · Outcome: Case closed 2021-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)

Stephen A. Carroll and Kendra Michelle Carroll closed

United States Bankruptcy Court, D. Maryland · No. 16-10319 · Filed Jan 11, 2016 · Closed Jan 27, 2017

Role of Stephen A. Carroll and Kendra Michelle Carroll: Debtor · Outcome: Case closed 2017-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Stephen A. Carroll and Kendra Michelle Carroll closed

United States Bankruptcy Court, D. Maryland · No. 15-10735 · Filed Jan 19, 2015 · Closed Jan 12, 2016

Role of Stephen A. Carroll and Kendra Michelle Carroll: Debtor · Outcome: Case closed 2016-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Stephen W. Carroll and Heather Penrose closed

United States Bankruptcy Court, S.D. Texas · No. 13-37863 · Filed Dec 27, 2013 · Closed Apr 9, 2014

Role of Stephen W. Carroll and Heather Penrose: Debtor · Outcome: Case closed 2014-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (TX)

Stephen Carroll, Jr. closed

United States Bankruptcy Court, D. New Jersey · No. 12-32859 · Filed Sep 18, 2012 · Closed Dec 26, 2012

Role of Stephen Carroll, Jr.: Debtor · Outcome: Case closed 2012-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Stephen F. Carroll and Kristine R. Carroll closed

United States Bankruptcy Court, D. Massachusetts · No. 12-43177 · Filed Aug 30, 2012 · Closed Aug 26, 2013

Role of Stephen F. Carroll and Kristine R. Carroll: Debtor · Outcome: Case closed 2013-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Stephen B. Carroll closed

United States Bankruptcy Court, S.D. New York · No. 12-23377 · Filed Jul 31, 2012 · Closed Oct 19, 2012

Role of Stephen B. Carroll: Debtor · Outcome: Case closed 2012-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Stephen M. Carroll closed

United States Bankruptcy Court, D. Connecticut · No. 10-31783 · Filed Jun 14, 2010 · Closed Oct 8, 2010

Role of Stephen M. Carroll: Debtor · Outcome: Case closed 2010-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Stephen M Carroll closed

United States Bankruptcy Court, N.D. Illinois · No. 09-29477 · Filed Aug 12, 2009 · Closed Nov 9, 2009

Role of Stephen M Carroll: Debtor · Outcome: Case closed 2009-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Stephen K. Carroll closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 06-21159 · Filed Mar 23, 2006 · Closed Apr 3, 2007

Role of Stephen K. Carroll: Debtor · Outcome: Case closed 2007-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

Stephen Carroll closed

United States Bankruptcy Court, N.D. Georgia · No. 05-74630 · Filed Aug 11, 2005 · Closed Dec 8, 2005

Role of Stephen Carroll: Debtor · Outcome: Case closed 2005-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Stephen M. Carroll closed

United States Bankruptcy Court, D. Maryland · No. 04-20147 · Filed Apr 23, 2004 · Closed Dec 14, 2004

Role of Stephen M. Carroll: Debtor · Outcome: Case closed 2004-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Stephen L. Carroll and Kerrie R. Carroll closed

United States Bankruptcy Court, N.D. Alabama · No. 04-41298 · Filed Apr 12, 2004 · Closed Aug 7, 2006

Role of Stephen L. Carroll and Kerrie R. Carroll: Debtor · Outcome: Case closed 2006-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Stephen Carroll closed

United States Bankruptcy Court, N.D. Georgia · No. 04-62529 · Filed Feb 15, 2004 · Closed Jul 28, 2004

Role of Stephen Carroll: Debtor · Outcome: Case closed 2004-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

STEPHEN M CARROLL closed

United States Bankruptcy Court, N.D. Alabama · No. 03-81956 · Filed May 5, 2003 · Closed Aug 26, 2008

Role of STEPHEN M CARROLL: Debtor · Outcome: Case closed 2008-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Stephen E. Carroll and Betsy J. Carroll closed

United States Bankruptcy Court, E.D. Tennessee · No. 1:03-bk-12963 · Filed Apr 30, 2003 · Closed Nov 3, 2003

Role of Stephen E. Carroll and Betsy J. Carroll: Debtor · Outcome: Case closed 2003-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Stephen Carroll and Mary C Carroll closed

United States Bankruptcy Court, D. New Jersey · No. 03-21758 · Filed Apr 9, 2003 · Closed Sep 3, 2008

Role of Stephen Carroll and Mary C Carroll: Debtor · Outcome: Case closed 2008-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Stephen R. Carroll and Theresa L. Carroll closed

United States Bankruptcy Court, M.D. Florida · No. 6:01-bk-10359 · Filed Oct 18, 2001 · Closed Feb 27, 2002

Role of Stephen R. Carroll and Theresa L. Carroll: Debtor · Outcome: Case closed 2002-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Stephen L. Carroll closed

United States Bankruptcy Court, D. Massachusetts · No. 00-45977 · Filed Nov 13, 2000 · Closed Feb 22, 2001

Role of Stephen L. Carroll: Debtor · Outcome: Case closed 2001-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

STEPHEN K. CARROLL and TEMIN A. CARROLL closed

United States Bankruptcy Court, D. Delaware · No. 00-02224 · Filed Jun 5, 2000 · Closed Nov 17, 2003

Role of STEPHEN K. CARROLL and TEMIN A. CARROLL: Debtor · Outcome: Case closed 2003-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in DE (not a filing state)

Stephen W Carroll closed

United States Bankruptcy Court, C.D. California · No. 6:00-bk-11951 · Filed Feb 8, 2000 · Closed May 31, 2000

Role of Stephen W Carroll: Debtor · Outcome: Case closed 2000-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Stephen Carroll and Rebecca Carroll closed

United States Bankruptcy Court, W.D. Kentucky · No. 98-32552 · Filed May 8, 1998 · Closed Aug 12, 1998

Role of Stephen Carroll and Rebecca Carroll: Debtor · Outcome: Case closed 1998-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)

Stephen J. Carroll and Angela L. Carroll closed

United States Bankruptcy Court, W.D. North Carolina · No. 98-30258 · Filed Feb 3, 1998 · Closed Jul 20, 2001

Role of Stephen J. Carroll and Angela L. Carroll: Debtor · Outcome: Case closed 2001-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)

Stephen T. Carroll and Margaret A. Carroll closed

United States Bankruptcy Court, W.D. North Carolina · No. 97-10646 · Filed Aug 12, 1997 · Closed Dec 6, 2002

Role of Stephen T. Carroll and Margaret A. Carroll: Debtor · Outcome: Case closed 2002-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)

Kathryn Carroll and Stephen A Carroll closed

United States Bankruptcy Court, E.D. New York · No. 8-97-84995 · Filed Jul 2, 1997 · Closed Jul 31, 1998

Role of Stephen A Carroll: Debtor · Outcome: Case closed 1998-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Stephen J. Carroll and Karen Carroll closed

United States Bankruptcy Court, D. Massachusetts · No. 97-11562 · Filed Feb 20, 1997 · Closed Jun 25, 1997

Role of Stephen J. Carroll and Karen Carroll: Debtor · Outcome: Case closed 1997-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Stephen W. Carroll Jr. closed

United States Bankruptcy Court, N.D. Georgia · No. 95-63339 · Filed Mar 8, 1995 · Closed Jun 15, 1995

Role of Stephen W. Carroll Jr.: Debtor · Outcome: Case closed 1995-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Stephen Carroll closed

United States Bankruptcy Court, D. Maryland · No. 93-10735 · Filed Feb 10, 1993 · Closed Mar 7, 1994

Role of Stephen Carroll: Debtor · Outcome: Case closed 1994-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Stephen Carroll closed

United States Bankruptcy Court, E.D. Kentucky · No. 92-50117 · Filed Jan 21, 1992 · Closed Oct 27, 1992

Role of Stephen Carroll: Debtor · Outcome: Case closed 1992-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)

Stephen J. Carroll closed

United States Bankruptcy Court, W.D. New York · No. 2-90-20917 · Filed May 4, 1990 · Closed Aug 26, 1992

Role of Stephen J. Carroll: Debtor · Outcome: Case closed 1992-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Stephen C. Carroll and Doreen M. Carroll closed

United States Bankruptcy Court, W.D. New York · No. 1-87-10605 · Filed Mar 26, 1987 · Closed Jan 5, 1989

Role of Stephen C. Carroll and Doreen M. Carroll: Debtor · Outcome: Case closed 1989-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:56 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Stephen Carroll (compared 1 filing on Oct 24, 2026)

Note · Sep 9, 2024

Stephen Carroll appears on 1 deal that stopped filing before reaching its target

Provision Investments, LLC (last filing Sep 9, 2024; $0 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Provision Investments, LLC — PartnerFacts page ↗

Sources

Provision Investments, LLC — PartnerFacts page ↗ (Sep 9, 2024)

Note · Sep 10, 2018 – Mar 19, 2024

Same name, different state: "Stephen Carroll" (NY) is a separate record

This page covers filings where the address state is TX. A separate record, "Stephen Carroll" with address state NY, is listed on 3 filings — most recently by Findigs, Inc. (Mar 19, 2024). The two records do not overlap in time: this page has one filing dated Sep 9, 2024; the other runs Sep 10, 2018 to Mar 19, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Carroll (NY) — PartnerFacts page ↗Form D · Mar 19, 2024 ↗Findigs, Inc. — PartnerFacts page ↗Stephen Carroll (TX) — this page ↗

Sources

Stephen Carroll (NY) — PartnerFacts page ↗ (Mar 19, 2024)
Form D · Mar 19, 2024 ↗ (Mar 19, 2024)
Findigs, Inc. — PartnerFacts page ↗ (Mar 19, 2024)
Stephen Carroll (TX) — this page ↗ (Sep 9, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 9, 2024 D Provision Investments, LLC File 021-523500	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen Carroll on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Retailing

Provision Investments, LLC

Dallas, TX · Sep 9, 2024

Sep 9, 2024 · D · $0 sold of $5,000,000 · 25 investors · min. $50,000 · role: Director (Manager) EDGAR ↗

25 investors reported; no amount sold yet as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(c) (99 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Stephen Carroll — NY, 2 issuers, Sep 10, 2018 → Mar 19, 2024 · no shared issuer

People around Stephen 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity