Stephen Brunner is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Feb 2019 and Sep 2023: Petro River Oil Corp. (New York, NY — oil and gas — 2019; $22M reported sold to 60 investors) and Horizon Energy Global Corp (Fairfield, IA — oil and gas — 2022–2023; $3.26M reported sold to 28 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $25.3M sold in total.
Listed alongside Scot Cohen (4 shared filings), Jonathan Rudney (3 shared filings), David Briones (1 shared filing), Fred S. Zeidman (1 shared filing), Glenn Pollack (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
1 of the issuers belongs to the sponsor group Petro River Oil (2 issuers, $22.5M reported sold, 2009–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Petro River Oil has 2 companies on file and $22.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Stephen Brunner and found 7 differences, 1 worth asking the sponsor about: Bankruptcy case: Stephen R. Brunner; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.