PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:11 AM ET

Sponsor Check › Person

SB
No photo found yet (own website and image search run after this page is viewed)

Stephen Brooks

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1) · Feb 14, 2022 → Mar 21, 2024

2deals (issuers)
$3.94Mreported sold
44investors
8Form D filings
2022–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Brooks is listed as an executive officer on 8 SEC Form D filings by 2 issuers between Feb 2022 and Mar 2024: Braxia Scientific Corp. (Vancouver, British Columbia, Canada (as filed: A1) — other health care — 2022–2024; $2.37M reported sold to 35 investors) and Vertiqal Studios Corp. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2022; $1.57M reported sold to 9 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $3.94M sold in total.

Listed alongside Cyril Leeder (4 shared filings), Jerry Habuda (4 shared filings), Olga Cwiek (4 shared filings), Paul Coffey (4 shared filings), Peter Rizakos (4 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 8 public filings for Stephen Brooks and found 18 differences, 1 worth asking the sponsor about: Stephen Brooks is no longer listed on the Aug 23, 2023 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Brooks has not run yet — it is joining a line of 48,834 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Brooks..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Stephen Brooks — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Mar 21, 2024

Stephen Brooks appears on 1 deal that stopped filing before reaching its target

Braxia Scientific Corp. (last filing Mar 21, 2024; $2,366,078 sold of $5,323,763). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Braxia Scientific Corp. — PartnerFacts page ↗
Sources
Note · Jan 10, 2022 – Mar 24, 2023

5 Form Ds were filed more than 15 days after the first sale

Form D filed 25 days after the first sale — Braxia Scientific Corp. · Form D filed 43 days after the first sale — Vertiqal Studios Corp. · Form D filed 20 days after the first sale — Braxia Scientific Corp. · Form D filed 34 days after the first sale — Vertiqal Studios Corp. · Form D filed 35 days after the first sale — Braxia Scientific Corp.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 24, 2023 ↗Braxia Scientific Corp. — PartnerFacts page ↗Form D · Dec 16, 2022 ↗Vertiqal Studios Corp. — PartnerFacts page ↗
Sources
Note · Jan 10, 2022 – Mar 21, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Braxia Scientific Corp. (latest filing Mar 21, 2024) · No amendment in the last 12 months on an offering that may still be open — Vertiqal Studios Corp. (latest filing Mar 2, 2022) · No amendment in the last 12 months on an offering that may still be open — Vertiqal Studios Corp. (latest filing Mar 2, 2022) · No amendment in the last 12 months on an offering that may still be open — Braxia Scientific Corp. (latest filing Feb 14, 2022)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 21, 2024 ↗Braxia Scientific Corp. — PartnerFacts page ↗Form D · Mar 2, 2022 ↗Vertiqal Studios Corp. — PartnerFacts page ↗
Sources
Worth asking · Aug 22, 2022 – Aug 23, 2023

Stephen Brooks is no longer listed on the Aug 23, 2023 amendment — Braxia Scientific Corp.

Stephen Brooks appears on the Aug 22, 2022 Form D (executive officer) but not on the Aug 23, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Aug 22, 2022 ↗Form D/A · Aug 23, 2023 ↗Stephen Brooks — PartnerFacts page ↗Braxia Scientific Corp. — PartnerFacts page ↗
Sources
Note · Feb 14, 2022 – Mar 2, 2022

Stephen Brooks is written 2 different ways on the filings

listed as "Stephen Brooks" on 6 filings (from Feb 14, 2022), and "Stephen R. Brooks" on 2 filings (from Mar 2, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 14, 2022 ↗Form D · Mar 2, 2022 ↗Stephen Brooks — PartnerFacts page ↗
Sources
Note · Feb 14, 2022 – Aug 22, 2022

Industry group changed between filings — Braxia Scientific Corp.

"Pharmaceuticals" (Feb 14, 2022); then "Other Health Care" (Aug 22, 2022 to Mar 21, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 14, 2022 ↗Form D · Aug 22, 2022 ↗Braxia Scientific Corp. — PartnerFacts page ↗
Sources
Note · Mar 2, 2022 – Apr 28, 2022

Industry group changed between filings — Vertiqal Studios Corp.

"Other" (Mar 2, 2022 to Mar 2, 2022); then "Other Technology" (Apr 28, 2022 to Dec 16, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 2, 2022 ↗Form D · Apr 28, 2022 ↗Vertiqal Studios Corp. — PartnerFacts page ↗
Sources
Note · Feb 14, 2022 – Mar 21, 2024

Reported revenue range changed between filings — Braxia Scientific Corp.

"$1,000,001 - $5,000,000" (Feb 14, 2022); then "Decline to Disclose" (Aug 22, 2022); then "$1,000,001 - $5,000,000" (Mar 24, 2023); then "Decline to Disclose" (Aug 23, 2023); then "$1,000,001 - $5,000,000" (Mar 21, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 14, 2022 ↗Form D · Aug 22, 2022 ↗Form D · Mar 24, 2023 ↗Form D/A · Aug 23, 2023 ↗
Sources
Note · Mar 2, 2022 – Dec 16, 2022

Reported revenue range changed between filings — Vertiqal Studios Corp.

"Decline to Disclose" (Mar 2, 2022); then "$1 - $1,000,000" (Apr 28, 2022); then "$1,000,001 - $5,000,000" (Dec 16, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 2, 2022 ↗Form D · Apr 28, 2022 ↗Form D · Dec 16, 2022 ↗Vertiqal Studios Corp. — PartnerFacts page ↗
Sources
Note · Dec 16, 2009 – Jul 8, 2026

Same name, different state: "Stephen L. Brooks" (NY) is a separate record

This page covers filings where the address state is A6 or A1. A separate record, "Stephen L. Brooks" with address state NY, is listed on 33 filings — most recently by JFL Parallel Fund VII, L.P. (Jul 8, 2026). Both records have filings in the same period (Feb 14, 2022 to Mar 21, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen L. Brooks (NY) — PartnerFacts page ↗Form D · Jul 8, 2026 ↗JFL Parallel Fund VII, L.P. — PartnerFacts page ↗Stephen Brooks (A6,A1) — this page ↗
Sources
Note · Jan 27, 2021

Same name, different state: "Stephen Brooks" (OH) is a separate record

This page covers filings where the address state is A6 or A1. A separate record, "Stephen Brooks" with address state OH, is listed on 1 filing — most recently by Physicians First Leasing LLC (Jan 27, 2021). The two records do not overlap in time: this page runs Feb 14, 2022 to Mar 21, 2024; the other has one filing dated Jan 27, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Brooks (OH) — PartnerFacts page ↗Form D · Jan 27, 2021 ↗Physicians First Leasing LLC — PartnerFacts page ↗Stephen Brooks (A6,A1) — this page ↗
Sources
Note · Oct 20, 2020

Same name, different state: "Stephen W. Brooks" (NC) is a separate record

This page covers filings where the address state is A6 or A1. A separate record, "Stephen W. Brooks" with address state NC, is listed on 1 filing — most recently by Tyrata, Inc. (Oct 20, 2020). The two records do not overlap in time: this page runs Feb 14, 2022 to Mar 21, 2024; the other has one filing dated Oct 20, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen W. Brooks (NC) — PartnerFacts page ↗Form D · Oct 20, 2020 ↗Tyrata, Inc. — PartnerFacts page ↗Stephen Brooks (A6,A1) — this page ↗
Sources
Note · Jan 13, 2011 – Dec 12, 2016

Same name, different state: "STEPHEN RANDOLPH BROOKS" (WV) is a separate record

This page covers filings where the address state is A6 or A1. A separate record, "STEPHEN RANDOLPH BROOKS" with address state WV, is listed on 7 filings — most recently by MVB FINANCIAL CORP (Dec 12, 2016). The two records do not overlap in time: this page runs Feb 14, 2022 to Mar 21, 2024; the other runs Jan 13, 2011 to Dec 12, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN RANDOLPH BROOKS (WV) — PartnerFacts page ↗Form D · Dec 12, 2016 ↗MVB FINANCIAL CORP — PartnerFacts page ↗Stephen Brooks (A6,A1) — this page ↗
Sources
Note · Mar 31, 2011

Same name, different state: "Stephen W. Brooks" (AR) is a separate record

This page covers filings where the address state is A6 or A1. A separate record, "Stephen W. Brooks" with address state AR, is listed on 1 filing — most recently by ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC (Mar 31, 2011). The two records do not overlap in time: this page runs Feb 14, 2022 to Mar 21, 2024; the other has one filing dated Mar 31, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen W. Brooks (AR) — PartnerFacts page ↗Form D · Mar 31, 2011 ↗ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC — PartnerFacts page ↗Stephen Brooks (A6,A1) — this page ↗
Sources
Note · Apr 28, 2022 – Dec 16, 2022

Address moved from Vancouver, British Columbia, Canada (as filed: A1) to Toronto, Ontario, Canada (as filed: A6) — Vertiqal Studios Corp.

The people listed on the Apr 28, 2022 filing give Vancouver, British Columbia, Canada (as filed: A1); on the Dec 16, 2022 filing they give Toronto, Ontario, Canada (as filed: A6).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 28, 2022 ↗Form D · Dec 16, 2022 ↗Vertiqal Studios Corp. — PartnerFacts page ↗
Sources
Note · Feb 14, 2022 – Aug 22, 2022

Address moved from Mississauga, Ontario, Canada (as filed: A6) to Toronto, Ontario, Canada (as filed: A6) — Braxia Scientific Corp.

The people listed on the Feb 14, 2022 filing give Mississauga, Ontario, Canada (as filed: A6); on the Aug 22, 2022 filing they give Toronto, Ontario, Canada (as filed: A6).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 14, 2022 ↗Form D · Aug 22, 2022 ↗Braxia Scientific Corp. — PartnerFacts page ↗
Sources
Note · Mar 2, 2022 – Apr 28, 2022

Address moved from Toronto, Ontario, Canada (as filed: A6) to Vancouver, British Columbia, Canada (as filed: A1) — Vertiqal Studios Corp.

The people listed on the Mar 2, 2022 filing give Toronto, Ontario, Canada (as filed: A6); on the Apr 28, 2022 filing they give Vancouver, British Columbia, Canada (as filed: A1).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 2, 2022 ↗Form D · Apr 28, 2022 ↗Vertiqal Studios Corp. — PartnerFacts page ↗
Sources
Note · Feb 14, 2022 – Mar 21, 2024

Stephen Brooks is listed with 2 different address states: A6, A1

Ontario, Canada (as filed: A6) on 7 filings (Feb 14, 2022 to Mar 21, 2024); British Columbia, Canada (as filed: A1) on 1 filing (Apr 28, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 14, 2022 ↗Form D · Apr 28, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $372,664; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 21, 2024 D/A
Braxia Scientific Corp.
File 021-476827
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Dec 16, 2022 D
Vertiqal Studios Corp.
File 021-467778
$0$0$0
In the ordinary course of business, the issue may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Aug 22, 2022 D
Braxia Scientific Corp.
File 021-456582
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Apr 28, 2022 D
Vertiqal Studios Corp.
File 021-443740
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2022 D
Vertiqal Studios Corp.
File 021-435612
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2022 D
Vertiqal Studios Corp.
File 021-435624
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2022 D
Braxia Scientific Corp.
File 021-433478
$372,664$0$0
In the ordinary course of business the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
H.C. Wainwright and Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stephen Brooks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BS
Other Health Care

Braxia Scientific Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Feb 14, 2022 → Mar 21, 2024 · 4 filings
  • Mar 21, 2024 · D/A · $249,024 sold of $730,060 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 24, 2023 · D · $249,024 sold of $730,060 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 22, 2022 · D · $2,283,537 sold of $2,283,537 · 35 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 14, 2022 · D · $2,366,078 sold of $5,323,763 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.37M from 35 investors (100% of the $730K target) as of the latest filing. Stephen is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VS
Other Technology

Vertiqal Studios Corp.

Toronto, Ontario, Canada (as filed: A6) · Mar 2, 2022 → Dec 16, 2022 · 4 filings
  • Dec 16, 2022 · D · $991,345 sold of $991,345 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 28, 2022 · D · $244,935 sold of $244,935 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 2, 2022 · D · $1,573,400 sold of $2,753,450 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 2, 2022 · D · $128,499 sold of $224,873 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.57M from 9 investors (100% of the $991K target) as of the latest filing. Stephen is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Stephen 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Banks

Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Cyril Leeder

Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Coffey

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Rizakos

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Habuda

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Roger McIntyre

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

OC
No photo found yet (own website and image search run after this page is viewed)
Person

Olga Cwiek

Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Dwyer

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Cotton

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Kratiuk

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Rosenblat

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Wolkove

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Herrera

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Dwyer

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Lopes

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Greenberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Maximilien Desmarais

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Cotton

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

ZL
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Longo

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Razvan Romanescu

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Storm Boswick

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Brooks. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Brooks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Brooks is listed on: none on file. No website or social profile named in Braxia Scientific Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #103,530 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Stephen Brooks appears on a new Form D, or when a court case or SEC action is matched to them. See plans →