Stephen Beach is listed as an executive officer on 9 SEC Form D filings by 3 issuers between Feb 2011 and Feb 2014: Advantage Advisers Xanthus Fund, L.L.C. (New York, NY — pooled investment fund — 2011–2014; $3.56B reported sold to 86,186 investors), Advantage Advisers Whistler Fund, L.L.C. (New York, NY — pooled investment fund — 2011–2013; $410.5M reported sold to 1,716 investors) and Global Chartist Fund, LLC (New York, NY — pooled investment fund — 2012–2013; $48.3M reported sold to 308 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $4.02B sold in total.
All 3 issuers belong to the sponsor group Advantage (29 issuers, $5.31B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Advantage has 29 companies on file and $5.31B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 9 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Stephen Beach and found 7 differences, 3 worth asking the sponsor about: Investor count went down between filings; Form D filed 4,151 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.