Stephen Baker is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers in May 2023: OSP Hamilton Holdings, LLC (New York, NY — industry reported as "Other" — 2023; $84.7M reported sold to 2 investors) and OSP Hamilton Management Aggregator, LLC (New York, NY — industry reported as "Other" — 2023; $11M reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $95.7M sold in total.
Listed alongside Joe Benavides (4 shared filings), Parin Shah (4 shared filings), Theodore Coons (4 shared filings), Jeff Kelly (2 shared filings), John W. Smith (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
All 2 issuers belong to the sponsor group Oceansound (43 issuers, $2.49B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Oceansound has 43 companies on file and $2.49B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Stephen Baker and found 4 differences, 1 worth asking the sponsor about: Stephen Baker is no longer listed on the May 28, 2024 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.