Sponsor Check › Person
Related person on Form D filings · address state as listed: OH · listed Dec 31, 2009 → Nov 7, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 30 offerings report sales commissions; 0 report finder's fees; 29 report proceeds to related persons totalling $31,916,920. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 29, 2026 D File 021-582280 | $0 | $0 | $1,250,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the issuer's partnership agreement. | Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Touchstone Securities, LLC BrokerCheck CRD 1526 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Mort Fearey BrokerCheck CRD 2836933 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Krista Rivers BrokerCheck CRD 2517449 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Drew Gieger BrokerCheck CRD 5602796 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) |
| EDGAR ↗ | Apr 29, 2026 D File 021-582278 | $0 | $0 | $1,250,000 Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the issuer's partnership agreement. | Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Touchstone Securities, LLC BrokerCheck CRD 1526 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Mort Fearey BrokerCheck CRD 2836933 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Krista Rivers BrokerCheck CRD 2517449 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Drew Gieger BrokerCheck CRD 5602796 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) |
| EDGAR ↗ | Apr 29, 2026 D File 021-582275 | $0 | $0 | $1,250,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the issuer's partnership agreement. | Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Touchstone Securities, LLC BrokerCheck CRD 1526 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Mort Fearey BrokerCheck CRD 2836933 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Krista Rivers BrokerCheck CRD 2517449 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) Drew Gieger BrokerCheck CRD 5602796 ↗ via Touchstone Securities, LLC (CRD 1526 ↗) |
| EDGAR ↗ | Nov 7, 2025 D/A File 021-497195 | $0 | $0 | $1,295,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Mort Fearey BrokerCheck CRD 2836933 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Krista Rivers BrokerCheck CRD 2517449 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Irene Tsai BrokerCheck CRD 5985830 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Drew Gieger BrokerCheck CRD 5602796 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Nov 7, 2025 D/A File 021-532588 | $0 | $0 | $1,295,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Mort Fearey BrokerCheck CRD 2836933 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Krista Rivers BrokerCheck CRD 2517449 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Irene Tsai BrokerCheck CRD 5985830 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Drew Gieger BrokerCheck CRD 5602796 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Nov 14, 2023 D File 021-497192 | $0 | $0 | $2,550,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pvlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jon Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) John F. (Jack) O'Connor BrokerCheck CRD 4280389 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Dec 14, 2022 D/A File 021-425348 | $0 | $0 | $1,200,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Dec 14, 2022 D/A File 021-425356 | $0 | $0 | $1,200,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Dec 14, 2022 D/A File 021-425359 | $0 | $0 | $1,200,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Dec 16, 2021 D File 021-425362 | $0 | $0 | $760,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Dec 16, 2021 D File 021-425363 | $0 | $0 | $760,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Dec 16, 2021 D File 021-425364 | $0 | $0 | $760,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Sep 28, 2021 D File 021-414906 | $0 | $0 | $800,000 (est.) Estimated annual management fee payable to the General Partner. The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Ronald James Shortenhaus BrokerCheck CRD 2898316 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Nicholas Paul Riordan BrokerCheck CRD 7255522 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Jun 17, 2021 D/A File 021-316391 | $0 | $0 | $1,645,924 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | MARTIN WESLEY FLESHER BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) BARRY DOUGLAS PAVLO BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) JOE DON COLE BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) RONALD JAMES SHORTENHAUS BrokerCheck CRD 2898316 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via 1526 (CRD 1526 ↗) Jeff Pettiford BrokerCheck CRD 3225642 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Sean Ciaran Spillane BrokerCheck CRD 5145849 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Jul 16, 2020 D File 021-371154 | $0 | $0 | $1,480,000 (est.) Estimated annual management fee payable to the GP (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Ronald James Shortenhaus BrokerCheck CRD 2898316 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Jul 16, 2020 D File 021-371155 | $0 | $0 | $1,480,000 (est.) Estimated annual management fee payable to the GP (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Ronald James Shortenhaus BrokerCheck CRD 2898316 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Jul 16, 2020 D File 021-371156 | $0 | $0 | $1,480,000 (est.) Estimated annual management fee payable to the GP (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | Martin Wesley Flesher BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Barry Douglas Pavlo BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Joe Don Cole BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Ronald James Shortenhaus BrokerCheck CRD 2898316 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) |
| EDGAR ↗ | Jun 26, 2020 D/A File 021-316394 | $0 | $0 | $1,636,998 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | MARTIN WESLEY FLESHER BrokerCheck CRD 2344120 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) BARRY DOUGLAS PAVLO BrokerCheck CRD 5119649 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) JOE DON COLE BrokerCheck CRD 4071858 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) RONALD JAMES SHORTENHAUS BrokerCheck CRD 2898316 ↗ via Touchstone Securities, Inc. (CRD 1526 ↗) Touchstone Securities, Inc. BrokerCheck CRD 1526 ↗ via 1526 (CRD 1526 ↗) |
| EDGAR ↗ | Jun 26, 2020 D/A File 021-316395 | $0 | $0 | $1,636,998 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Mar 8, 2017 D/A File 021-259131 | $0 | $0 | $1,500,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Mar 8, 2017 D/A File 021-259132 | $0 | $0 | $1,500,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Apr 7, 2016 D File 021-260859 | $0 | $0 | $1,200,000 (est.) Estimated annual management fee payable to the General Partner (aggregating fees tied to Issuer and parallel funds). The total management fee will equal a percentage of capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Sep 29, 2014 D/A File 021-203312 | $0 | $0 | $1,200,000 (est.) Estimated annual management fee payable to the General Partner. The total management fee payable to the General Partner will be equal to a percentage of aggregate capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Sep 29, 2014 D/A File 021-203313 | $0 | $0 | $100,000 (est.) Estimated annual management fee payable to the General Partner. The total management fee payable to the General Partner will be equal to a percentage of aggregate capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2014 D File 021-211766 | $0 | $0 | $47,000 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 5, 2013 D File 021-199094 | $0 | $0 | $900,000 (est.) Estimated annual management fee payable to the General Partner. The total management fee payable to the General Partner will be equal to a percentage of aggregate capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Jul 5, 2013 D File 021-199096 | $0 | $0 | $150,000 (est.) Estimated annual management fee payable to the General Partner. The total management fee payable to the General Partner will be equal to a percentage of aggregate capital commitments to the Issuer as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Oct 6, 2010 D File 021-148609 | $0 | $0 | $160,000 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 31, 2009 D File 021-50247 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 31, 2009 D File 021-71044 | $0 | $0 | $230,000 (est.) | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors III, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Apr 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors III-K, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Apr 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors III-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Apr 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund V-K, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Nov 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,185,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund V, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Nov 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,600,000 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund V, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Nov 13, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,275,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund V, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Nov 14, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund V-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Nov 14, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors XI-K, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,100,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors XI-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,840,750 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors XI, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,031,750 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors II-K, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors II-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors II, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors XI-K, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors XI-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors XI, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Dec 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mauna Kea Taft-Hartley Partners (ERISA), L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Sep 28, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors X, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jun 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $186,821,460 | 42 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund IV-K, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors Inc., the sole member of the Issuer's General Partner. | Jul 16, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund IV-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 16, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund IV, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 16, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors X-S, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jun 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,702,500 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors X-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jun 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,500,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors X, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jun 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $157,031,250 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors X-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 3, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors X-S, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 3, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,702,500 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors X, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 3, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,921,250 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors X-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 10, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Small Market Investors X-S, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 10, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors X, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 10, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors IX-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of Issuer's General Partner. | Mar 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $72,468,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors IX, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Mar 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $182,307,000 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors IX-K, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of Issuer's General Partner. | Apr 7, 2016 | D | $45,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors IX-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of Issuer's General Partner. | Mar 11, 2016 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors IX, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Mar 11, 2016 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors VIII, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Sep 29, 2014 | D/A | $271,357,500 similar: $155,000–$5,250,000 | $197,432,250 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | FORT WASHINGTON PRIVATE EQUITY INVESTORS VIII-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of Issuer's General Partner. | Sep 29, 2014 | D/A | $28,642,500 similar: $155,000–$5,250,000 | $28,642,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CHARLES H MACK & ASSOCIATES INC | Director | Feb 12, 2014 | D | $1,200,000 similar: $1,100,015–$10,001,163 | $377,000 | 15 similar: 2–14 | $3,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors VIII, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jan 3, 2014 | D/A | $204,775,000 similar: $155,000–$5,250,000 | $179,392,500 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | FORT WASHINGTON PRIVATE EQUITY INVESTORS VIII-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of Issuer's General Partner. | Jan 3, 2014 | D/A | $45,225,000 similar: $155,000–$5,250,000 | $45,225,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | FORT WASHINGTON PRIVATE EQUITY INVESTORS VIII-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of Issuer's General Partner. | Sep 20, 2013 | D | $45,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Investors VIII, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Sep 20, 2013 | D | $155,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund III-B, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 5, 2013 | D | $20,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fort Washington Private Equity Opportunities Fund III, L.P. group: Fort Washington | Executive Officer Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner. | Jul 5, 2013 | D | $130,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CHARLES H MACK & ASSOCIATES INC | Director | Oct 6, 2010 | D | $2,500,000 similar: $1,100,015–$10,001,163 | $2,240,000 | 20 similar: 2–14 | $5,000 similar: $5,000–$50,000 |
| EDGAR ↗ | CHARLES H MACK & ASSOCIATES INC | Director | Dec 31, 2009 | D | $1,600,000 similar: $1,100,015–$10,001,163 | $500,000 | 29 similar: 2–14 | $1,750 similar: $5,000–$50,000 |
| EDGAR ↗ | Comet Solutions Inc | Director | Dec 31, 2009 | D | $2,043,681 similar: $1,100,015–$10,001,163 | $1,529,623 | 8 similar: 2–14 | $14,940 similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Stephen Baker. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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