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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:47 AM ET

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Stanley Smith

Named as an officer, director or promoter on SEC Form D filings · MD · Mar 15, 2010 → Jul 20, 2010

1deal (issuers)
$5.1Mreported sold
5investors
2Form D filings
2010year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stanley Smith is listed as a director on 2 SEC Form D filings by 1 issuer between Mar 2010 and Jul 2010: HEATWAVE INTERACTIVE INC (Austin, TX — other technology — 2010; $5.1M reported sold to 5 investors).

What this means One deal on file with the SEC, filed Jul 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Ann Kronen (2 shared filings), Anthony Castoro (2 shared filings), Donn Clendenon (2 shared filings) and Milford Thomas (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stanley. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Stanley Smith and found 5 differences, 1 worth asking the sponsor about: Form D filed 103 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stanley Smith has not run yet — it is joining a line of 27,561 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

Champion Savings v. Stanley P Smith judgment
District Court, E.D. Texas · No. 1:88-cv-00987 · Filed Oct 17, 1988 · Closed Dec 21, 1990 · Nature of suit: 430 Banks and banking
Role of Stanley P Smith: Defendant · Outcome: Terminated 1990-12-21 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stanley Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 2 open, 15 closed (disposition not in docket feed)

Stanley W. Smith and Ginger R. Smith open
United States Bankruptcy Court, D. Maryland · No. 19-24730 · Filed Nov 4, 2019
Role of Stanley W. Smith and Ginger R. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MD)
Stanley W Smith and Jolene R Smith open
United States Bankruptcy Court, E.D. Texas · No. 19-60444 · Filed Jul 2, 2019
Role of Stanley W Smith and Jolene R Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley L. Smith closed
United States Bankruptcy Court, D. Maryland · No. 10-11887 · Filed Jan 28, 2010 · Closed May 11, 2010
Role of Stanley L. Smith: Debtor · Outcome: Case closed 2010-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MD)
Stanley W. Smith closed
United States Bankruptcy Court, D. Maryland · No. 10-10978 · Filed Jan 15, 2010 · Closed Jul 6, 2010
Role of Stanley W. Smith: Debtor · Outcome: Case closed 2010-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MD)
Stanley G Smith and Vicki J. Smith closed
United States Bankruptcy Court, E.D. Texas · No. 09-42839 · Filed Sep 10, 2009 · Closed Aug 24, 2015
Role of Stanley G Smith and Vicki J. Smith: Debtor · Outcome: Case closed 2015-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley G. Smith and Jan M. Smith closed
United States Bankruptcy Court, E.D. Texas · No. 05-90859 · Filed Oct 8, 2005 · Closed Feb 3, 2006
Role of Stanley G. Smith and Jan M. Smith: Debtor · Outcome: Case closed 2006-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley D. Smith and Patsy N. Smith closed
United States Bankruptcy Court, E.D. Texas · No. 05-30420 · Filed Oct 4, 2005 · Closed Jan 23, 2006
Role of Stanley D. Smith and Patsy N. Smith: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley B. Smith and Peggy A. Smith closed
United States Bankruptcy Court, S.D. Texas · No. 03-40308 · Filed Jul 22, 2003 · Closed Nov 10, 2003
Role of Stanley B. Smith and Peggy A. Smith: Debtor · Outcome: Case closed 2003-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley G. Smith and Aimee A. Smith closed
United States Bankruptcy Court, W.D. Texas · No. 03-10323 · Filed Jan 21, 2003 · Closed Apr 30, 2003
Role of Stanley G. Smith and Aimee A. Smith: Debtor · Outcome: Case closed 2003-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley Smith closed
United States Bankruptcy Court, D. Maryland · No. 02-54484 · Filed Mar 20, 2002 · Closed Jun 25, 2002
Role of Stanley Smith: Debtor · Outcome: Case closed 2002-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MD)
Stanley Smith closed
United States Bankruptcy Court, S.D. Texas · No. 01-23702 · Filed Nov 5, 2001 · Closed Jun 13, 2007
Role of Stanley Smith: Debtor · Outcome: Case closed 2007-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley C. Smith closed
United States Bankruptcy Court, E.D. Texas · No. 01-21072 · Filed May 4, 2001 · Closed Jan 23, 2007
Role of Stanley C. Smith: Debtor · Outcome: Case closed 2007-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley Smith and Valerie Smith closed
United States Bankruptcy Court, W.D. Texas · No. 98-60801 · Filed Mar 18, 1998 · Closed Jul 31, 1998
Role of Stanley Smith and Valerie Smith: Debtor · Outcome: Case closed 1998-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley G Smith and Vicki J. Smith closed
United States Bankruptcy Court, E.D. Texas · No. 97-40299 · Filed Jan 31, 1997 · Closed Jul 13, 2001
Role of Stanley G Smith and Vicki J. Smith: Debtor · Outcome: Case closed 2001-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley E. Smith and Terry Lynn Smith closed
United States Bankruptcy Court, N.D. Texas · No. 96-70780 · Filed Oct 15, 1996 · Closed Apr 10, 2000
Role of Stanley E. Smith and Terry Lynn Smith: Debtor · Outcome: Case closed 2000-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Stanley L. Smith and Donna M. Smith closed
United States Bankruptcy Court, D. Maryland · No. 95-52937 · Filed Apr 25, 1995 · Closed Sep 26, 1995
Role of Stanley L. Smith and Donna M. Smith: Debtor · Outcome: Case closed 1995-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MD)
Stanley R Smith closed
United States Bankruptcy Court, S.D. Texas · No. 92-41782 · Filed Feb 27, 1992 · Closed Jul 18, 1995
Role of Stanley R Smith: Debtor · Outcome: Case closed 1995-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 497 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Stanley Smith — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Dec 2, 2009 – Mar 15, 2010

Form D filed 103 days after the first sale — HEATWAVE INTERACTIVE INC

The filing says the first sale was Dec 2, 2009. The Form D was filed Mar 15, 2010 — 103 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 88 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 2, 2009 – Jul 20, 2010

No amendment in the last 12 months on an offering that may still be open — HEATWAVE INTERACTIVE INC (latest filing Jul 20, 2010)

The latest filing for this offering is dated Jul 20, 2010 (first sale Dec 2, 2009). It reports $5,100,000 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 31, 2011 – Nov 6, 2014

Same name, different state: "Stanley R. Smith" (NY) is a separate record

This page covers filings where the address state is MD. A separate record, "Stanley R. Smith" with address state NY, is listed on 4 filings — most recently by SHO Holding I Corp (Nov 6, 2014). The two records do not overlap in time: this page runs Mar 15, 2010 to Jul 20, 2010; the other runs Mar 31, 2011 to Nov 6, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 13, 2011 – Jul 31, 2013

Same name, different state: "Stanley H. Smith" (TN) is a separate record

This page covers filings where the address state is MD. A separate record, "Stanley H. Smith" with address state TN, is listed on 5 filings — most recently by Onsomble Inc. (Jul 31, 2013). The two records do not overlap in time: this page runs Mar 15, 2010 to Jul 20, 2010; the other runs Oct 13, 2011 to Jul 31, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 18, 2009

Same name, different state: "Stanley Smith" (NY) is a separate record

This page covers filings where the address state is MD. A separate record, "Stanley Smith" with address state NY, is listed on 1 filing — most recently by Proclivity Systems Inc (Sep 18, 2009). The two records do not overlap in time: this page runs Mar 15, 2010 to Jul 20, 2010; the other has one filing dated Sep 18, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $4,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 20, 2010 D/A
HEATWAVE INTERACTIVE INC
File 021-119778
$4,000$0$0Pickwick Capital Partners, LLC BrokerCheck CRD 130672 ↗
via Pickwick Capital Partners, LLC (CRD 130672 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stanley Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

HEATWAVE INTERACTIVE INC

Austin, TX · Mar 15, 2010 → Jul 20, 2010 · 2 filings
  • Jul 20, 2010 · D/A · $5,100,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2010 · D · $2,500,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.1M from 5 investors (51% of the $10M target) as of the latest filing. Stanley is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stanley R. Smith — NY, 1 issuer, Mar 31, 2011 → Nov 6, 2014 · no shared issuer
  • Stanley H. Smith — TN, 1 issuer, Oct 13, 2011 → Jul 31, 2013 · no shared issuer
  • Stanley Smith — NY, 1 issuer, Sep 18, 2009 → Sep 18, 2009 · no shared issuer

People around Stanley 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Castoro

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Stanley Smith. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Donn Clendenon

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Stanley Smith. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Milford Thomas

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stanley Smith. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Kronen

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stanley Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stanley Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stanley Smith is listed on: none on file. No website or social profile named in HEATWAVE INTERACTIVE INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #359,981 of 374,652 in line (1,334 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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