Simon Mottram is listed as a director on 1 SEC Form D filing by 1 issuer in Feb 2022: Medusa Mining Ltd (Como, Wa, Australia (as filed: C3) — industry reported as "Other" — 2022; $3.83M reported sold to 12 investors).
What this means One deal on file with the SEC, filed Feb 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Simon Mottram and found 2 differences: Form D filed 22 days after the first sale; Same name, different state: "Simon Mottram" (A1 or D5) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.