Shingo Ueno is listed as an executive officer and director on 8 SEC Form D filings by 1 issuer between Aug 2019 and Jul 2026: SUMITOMO CORP (Tokyo, Japan (as filed: M0) — industry reported as "Other" — 2019–2026; $3.36M reported sold to 7 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Shingo Ueno and found 6 differences, 2 worth asking the sponsor about: Bankruptcy case: Ueno Sushi Brookline, Inc; 2 court cases name Shingo Ueno; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.