Seth Bernstein is listed as an executive officer and director on 10 SEC Form D filings by 10 issuers between Jun 2009 and Mar 2017. Largest by amount reported sold: 1992 Multi-Strategy Private Investors, LLC (New York, NY — pooled investment fund — 2017; $977.5M reported sold to 766 investors), MANAGED FUTURES LLC (New York, NY — pooled investment fund — 2016; $954.6M reported sold to 720 investors), BW PRIVATE INVESTORS, LLC (New York, NY — pooled investment fund — 2016; $864.3M reported sold to 613 investors), BW PRIVATE INVESTORS OFFSHORE, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016; $769.6M reported sold to 720 investors), JPMorgan Greater China Property Fund LLC (New York, NY — pooled investment fund — 2009; $379M reported sold to 9 investors) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $4.63B sold in total.
Listed alongside Glenn Hill (6 shared filings), Laura Pantaleo (6 shared filings), Mary Savino (6 shared filings), Robert Klein (6 shared filings), Thomas McGraw (6 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Seth. Each name links to their own page.
The issuers belong to 2 sponsor groups: J P Morgan (681 issuers, $310.46B reported sold, 2008–2026) and Jpmorgan Asian Infrastructure (4 issuers, $700.7M reported sold, 2009).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Seth Bernstein and found 8 differences, 1 worth asking the sponsor about: 6 people are no longer listed on a later amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.