Seth Herzon is listed as a director on 1 SEC Form D filing by 1 issuer in Apr 2022: Modifi Biosciences, Inc. (New Haven, CT — biotechnology — 2022; $10.5M reported sold to 40 investors).
What this means One deal on file with the SEC, filed Apr 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Kevin Rakin (1 shared filing) and Ranjit Bindra (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Seth. Each name links to their own page.
The issuer belongs to the sponsor group Alphina (3 issuers, $2.58M reported sold, 2021–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Alphina has 3 companies on file and $2.58M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Seth Herzon and found 2 differences, 1 worth asking the sponsor about: Seth Herzon is no longer listed on the Aug 3, 2023 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.