Seth Berger is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 3 issuers between Sep 2019 and May 2022: SB 1 SPV, LLC (Malvern, PA — pooled investment fund — 2019; $7.4M reported sold to 9 investors), Commercial Streaming Solutions Inc. (Las Vegas, NV — computers — 2019; $2.1M reported sold to 17 investors) and Potential Capital Fund II, LP (Malvern, PA — pooled investment fund — 2022).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $9.5M sold in total.
Listed alongside Joel Yarmon (1 shared filing), Potential Capital Fund II GP, (1 shared filing, management entity), Potential Capital Manager, (1 shared filing, management entity), SB 1 SPV Manager, LLC (1 shared filing, management entity), Sameer Gupta (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Seth. Each name links to their own page.
2 of the issuers belong to the sponsor group Potential (2 issuers, $7.4M reported sold, 2019–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Potential has 2 companies on file and $7.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Seth Berger and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "SETH BERGER" (MA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.