Sean Ma is listed as an executive officer and director on 36 SEC Form D filings by 5 issuers between Feb 2014 and Jan 2022: Snow Lake China Offshore Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2022; $700.8M reported sold to 24 investors), Snow Lake China Offshore Long Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2022; $428.4M reported sold to 16 investors), Snow Lake China Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2022; $241.6M reported sold to 59 investors), Snow Lake Asia Fund Ltd. (Hong Kong, Hong Kong (as filed: K3) — pooled investment fund — 2019–2021; $111.1M reported sold to 77 investors) and Snow Lake Asia Offshore Fund Ltd (Hong Kong, Hong Kong (as filed: K3) — pooled investment fund — 2019–2021; $106.9M reported sold to 23 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $1.59B sold in total.
Listed alongside Snow Lake Capital (HK) Limited (34 shared filings, management entity), Julius Wang (23 shared filings), Zhen Zhang (23 shared filings), Fiony Tam (21 shared filings), Snow Lake Capital Limited (16 shared filings, management entity) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sean. Each name links to their own page.
All 5 issuers belong to the sponsor group Snow Lake (5 issuers, $1.59B reported sold, 2014–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Snow Lake has 5 companies on file and $1.59B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 36 public filings for Sean Ma and found 13 differences, 5 worth asking the sponsor about: Investor count went down between filings; 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.