Sean Davis is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jun 2014: Seminole Joint Venture (Austin, TX — oil and gas — 2014; $1.74M reported sold to 33 investors).
What this means One deal on file with the SEC, filed Jun 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Cody Davis (1 shared filing) and TAP Management, (1 shared filing, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sean. Each name links to their own page.
The issuer belongs to the sponsor group Seminole (7 issuers, $5.67M reported sold, 2014–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Seminole has 7 companies on file and $5.67M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Sean Davis and found 6 differences, 2 worth asking the sponsor about: 151% of the money raised went to insiders; Form D filed 190 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.