Scott Uknes is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Nov 2009 and Feb 2022: AgBiome, LLC (Research Triangle Park, NC — agriculture — 2015–2022; $117.2M reported sold to 22 investors) and ATHENIX CORP (Research Triangle Park, NC — agriculture — 2009).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $117.2M sold in total.
Listed alongside Amir Nashat (4 shared filings), Eric Ward (3 shared filings), Larry Robbins (3 shared filings), Michael Koziel (3 shared filings), Paul Schulze-Lefert (3 shared filings) and 23 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Scott Uknes and found 4 differences, 2 worth asking the sponsor about: Form D filed 818 days after the first sale; Form D filed 62 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.