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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

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Scott Rickard

Named as an officer, director or promoter on SEC Form D filings · CA, TX · Aug 21, 2013 → Aug 10, 2017

11deals (issuers)
$109.8Mreported sold
448investors
17Form D filings
2013–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Rickard is listed as an executive officer and director on 17 SEC Form D filings by 11 issuers between Aug 2013 and Aug 2017. Largest by amount reported sold: SENIOR CARE CENTERS, LLC (Dallas, TX — other health care — 2013–2017; $19.6M reported sold to 84 investors), Granite Texas Senior Holdings IV, LLC (Irvine, CA — other real estate — 2014; $16.3M reported sold to 30 investors), Granite Momentum LLC (Irvine, CA — other real estate — 2015; $15.4M reported sold to 57 investors), Granite Texas Senior Holdings II, LLC (Irvine, CA — other real estate — 2014; $12.9M reported sold to 18 investors), Granite Texas Senior Holdings I, LLC (Irvine, CA — other real estate — 2014; $12.4M reported sold to 42 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $109.8M sold in total.

Listed alongside Allen L. Boerner (17 shared filings), John J Heller (17 shared filings), Carey P Levy (6 shared filings), Joseph E McKeever (6 shared filings), Group Granite Investment (5 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

10 of the issuers belong to the sponsor group Granite (16 issuers, $149.6M reported sold, 2009–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Granite has 16 companies on file and $149.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for Scott Rickard and found 6 differences: 11 bankruptcy cases name the subject or team members; Scott Rickard is both a listed director and a paid seller; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Rickard has not run yet — it is joining a line of 32,172 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Rickard..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Scott Rickard and Jessica Rickard closed
United States Bankruptcy Court, M.D. Florida · No. 2:11-bk-11567 · Filed Jun 17, 2011 · Closed Dec 27, 2016
Role of Scott Rickard and Jessica Rickard: Debtor · Outcome: Case closed 2016-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in FL (not a filing state)
Scott R Rickard closed
United States Bankruptcy Court, E.D. Missouri · No. 03-20446 · Filed Jul 28, 2003 · Closed Dec 5, 2003
Role of Scott R Rickard: Debtor · Outcome: Case closed 2003-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in MO (not a filing state)
Scott D Rickard and Dawn Marie Rickard closed
United States Bankruptcy Court, E.D. North Carolina · No. 01-03447 · Filed May 4, 2001 · Closed Aug 22, 2001
Role of Scott D Rickard and Dawn Marie Rickard: Debtor · Outcome: Case closed 2001-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in NC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Scott Rickard (compared 17 filings on Oct 24, 2026)

Note · Apr 1, 1996 – Oct 6, 2021

11 bankruptcy cases name the subject or team members

Bankruptcy case: TXMS Real Estate Investments, Inc. v. Senior Care Centers, LLC — filed May 15, 2020 · Bankruptcy case: Senior Care Centers Home Health LLC — filed Dec 4, 2018 · Bankruptcy case: Senior Care Centers, LLC — filed Apr 16, 2021 · Bankruptcy case: Senior Care Centers, LLC v. Alex M. Azar II — filed Dec 19, 2019 · Bankruptcy case: OnSite Dentists of Texas, PLLC v. Senior Care Centers, LLC — filed Feb 17, 2019 · and 6 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Texas ↗SENIOR CARE CENTERS, LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. Texas ↗Docket · United States Bankruptcy Court, N.D. Texas ↗
Sources
Note · Aug 21, 2013

Scott Rickard is both a listed director and a paid seller — SENIOR CARE CENTERS, LLC

The Aug 21, 2013 Form D lists Scott Rickard as director of the issuer and also as a person receiving sales compensation (CRD 1297325). Sales commissions reported on this filing: $50,000.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Aug 21, 2013 ↗Scott Rickard — PartnerFacts page ↗SENIOR CARE CENTERS, LLC — PartnerFacts page ↗
Sources
Note · Jul 23, 2013 – Aug 10, 2017

7 Form Ds were filed more than 15 days after the first sale

Form D filed 17 days after the first sale — Tabor Crest Holdings LLC · Form D filed 38 days after the first sale — Granite Strategic Loan Partners II, LLC · Form D filed 19 days after the first sale — GRANITE LOAN PARTNERS C-8, LLC · Form D filed 41 days after the first sale — Granite Momentum RealCo, LLC · Form D filed 20 days after the first sale — Granite Strategic Loan Partners I, LLC · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 10, 2017 ↗Tabor Crest Holdings LLC — PartnerFacts page ↗Form D · Aug 3, 2017 ↗Granite Strategic Loan Partners II, LLC — PartnerFacts page ↗
Sources
Note · Dec 15, 2016 – Aug 3, 2017

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Granite Strategic Loan Partners II, LLC (latest filing Aug 3, 2017) · No amendment in the last 12 months on an offering that may still be open — Granite Momentum RealCo, LLC (latest filing Jul 13, 2017) · No amendment in the last 12 months on an offering that may still be open — SENIOR CARE CENTERS, LLC (latest filing Jun 22, 2017) · No amendment in the last 12 months on an offering that may still be open — Granite Strategic Loan Partners I, LLC (latest filing Feb 24, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 3, 2017 ↗Granite Strategic Loan Partners II, LLC — PartnerFacts page ↗Form D/A · Jul 13, 2017 ↗Granite Momentum RealCo, LLC — PartnerFacts page ↗
Sources
Note · Aug 21, 2013 – Jan 4, 2017

Address moved from Irvine, CA to Dallas, TX — SENIOR CARE CENTERS, LLC

The people listed on the Aug 21, 2013 filing give Irvine, CA; on the Jan 4, 2017 filing they give Dallas, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 21, 2013 ↗Form D · Jan 4, 2017 ↗SENIOR CARE CENTERS, LLC — PartnerFacts page ↗
Sources
Note · Aug 21, 2013 – Aug 10, 2017

Scott Rickard is listed with 2 different address states: CA, TX

CA on 15 filings (Aug 21, 2013 to Aug 10, 2017); TX on 2 filings (Jan 4, 2017 to Jun 22, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 21, 2013 ↗Form D · Jan 4, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

12 of 12 offerings report sales commissions totalling $3,767,421; 0 report finder's fees; 4 report proceeds to related persons totalling $892,108. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 10, 2017 D
Tabor Crest Holdings LLC
File 021-292567
$266,000 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Timothy Bryant BrokerCheck CRD 1325105 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)
EDGAR ↗
Aug 3, 2017 D
Granite Strategic Loan Partners II, LLC
File 021-292024
$400,000 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Bruce Victor Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Phillip Nash Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

James Arthur Green III BrokerCheck CRD 2319475 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

John Paul Harvey Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)
EDGAR ↗
Jul 13, 2017 D/A
Granite Momentum RealCo, LLC
File 021-281604
$322,500 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via PRIMEX (CRD 29394 ↗)

Phillip Nash Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Trawnegan Gall BrokerCheck CRD 6266415 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

John Woollcott Stanier BrokerCheck CRD 4811895 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)
EDGAR ↗
Jun 26, 2017 D
GRANITE LOAN PARTNERS C-8, LLC
File 021-289432
$97,500$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)
EDGAR ↗
Jun 22, 2017 D/A
SENIOR CARE CENTERS, LLC
File 021-277573
$223,500$0$0Carolina Financial Securities LLC BrokerCheck CRD 41970 ↗
PRIMEX BrokerCheck CRD 29394 ↗
Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗		EDGAR ↗
Feb 24, 2017 D/A
Granite Strategic Loan Partners I, LLC
File 021-277538
$400,000 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Bruce Victor Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Phillip Nash Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

James Arthur Green III BrokerCheck CRD 2319475 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via PRIMEX (CRD 29394 ↗)

John Paul Harvey Jr BrokerCheck CRD 4227692 ↗
via SANDLAPPER SECURITIES, LLC (CRD 137906 ↗)
EDGAR ↗
Jul 13, 2015 D
Granite Momentum LLC
File 021-243597
$599,045 (est.)$0$696,068Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Andrew J. Maconachy BrokerCheck CRD 6267751 ↗
via Primex (CRD 29394 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Phillip N. Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Timothy C. Bryant BrokerCheck CRD 1325105 ↗
via Primex (CRD 29394 ↗)

Peter R. Dorn BrokerCheck CRD 1089858 ↗
via Wall Street Strategies, Inc. (CRD 31268 ↗)
EDGAR ↗
Mar 10, 2015 D
GRANITE INVESTMENT HOLDING CO., INC.
File 021-235496
$175,500$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Andrew J. Maconachy BrokerCheck CRD 6267751 ↗
via Primex (CRD 29394 ↗)
EDGAR ↗
Nov 21, 2014 D/A
Granite Texas Senior Holdings IV, LLC
File 021-227766
$439,518$0$65,000 (est.)Peter R. Dorn BrokerCheck CRD 1089858 ↗
via Wall Street Strategies, Inc. (CRD 31268 ↗)

John J. Temple BrokerCheck CRD 1139897 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Joseph R. Broadbent BrokerCheck CRD 3132498 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Robert R. Tweed BrokerCheck CRD 2339324 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Peter J. Kalmus BrokerCheck CRD 1522531 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Richard L. Wagner BrokerCheck CRD 4575603 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Warren J. Thomas BrokerCheck CRD 2299254 ↗
via Lighthouse Capital Group, LLC (CRD 169135 ↗)

Frank T. Dunn, Jr. BrokerCheck CRD 1075960 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Bruce V. Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Jeffrey S. Cederberg BrokerCheck CRD 4557771 ↗
via Primex (CRD 29394 ↗)
EDGAR ↗
Nov 21, 2014 D/A
Granite Texas Senior Holdings II, LLC
File 021-227752
$228,462$0$65,000 (est.)Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

John J. Temple BrokerCheck CRD 1139897 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Joseph R. Broadbent BrokerCheck CRD 3132498 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Ronald L. Ellis BrokerCheck CRD 1605740 ↗
via Primex (CRD 29394 ↗)

Bruce V. Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)
EDGAR ↗
Oct 2, 2014 D
Granite Texas Senior Holdings I, LLC
File 021-225718
$565,396$0$66,040Peter J. Kalmus BrokerCheck CRD 1522531 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Gary L. Ackerman BrokerCheck CRD 4668422 ↗
via J.P. Turner & Company, L.L.C. (CRD 43177 ↗)

John J. Temple BrokerCheck CRD 1139897 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Joseph R. Broadbent BrokerCheck CRD 3132498 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Ronald L. Ellis BrokerCheck CRD 1605740 ↗
via Primex (CRD 29394 ↗)

Jeffrey S. Cederberg BrokerCheck CRD 4557771 ↗
via Primex (CRD 29394 ↗)

Warren J. Thomas BrokerCheck CRD 2299254 ↗
via Lighthouse Capital Group, LLC (CRD 169135 ↗)

Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Christina S. Nielson BrokerCheck CRD 4866971 ↗
via Primex (CRD 29394 ↗)

Timothy C. Bryant BrokerCheck CRD 1325105 ↗
via Primex (CRD 29394 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)
EDGAR ↗
Aug 21, 2013 D
SENIOR CARE CENTERS, LLC
File 021-201651
$50,000$0$0Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities (CRD 41970 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Scott Rickard on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TC
Residential · group: Granite

Tabor Crest Holdings LLC

Irvine, CA · Aug 10, 2017
  • Aug 10, 2017 · D · $3,800,000 sold of $3,800,000 · 31 investors · min. $50,000 · role: Executive Officer (Chief Investment Officer of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $3.8M from 31 investors (100% of the $3.8M target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Residential · group: Granite

Granite Strategic Loan Partners II, LLC

Irvine, CA · Aug 3, 2017
  • Aug 3, 2017 · D · $8,345,000 sold of $10,000,000 · 55 investors · min. $100,000 · role: Executive Officer (Chief Investment Officer of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $8.35M from 55 investors (83% of the $10M target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Residential · group: Granite

Granite Momentum RealCo, LLC

Irvine, CA · Mar 2, 2017 → Jul 13, 2017 · 2 filings
  • Jul 13, 2017 · D/A · $5,220,000 sold of $6,450,000 · 31 investors · min. $100,000 · role: Executive Officer (Chief Investment Officer of Issuer's Manager, Granite Investment Group) EDGAR ↗
  • Mar 2, 2017 · D · $3,476,000 sold of $6,450,000 · 15 investors · min. $100,000 · role: Executive Officer (Chief Investment Officer of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $5.22M from 31 investors (81% of the $6.45M target) as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GL
Residential · group: Granite

GRANITE LOAN PARTNERS C-8, LLC

Irvine, CA · Jun 26, 2017
  • Jun 26, 2017 · D · $1,950,000 sold of $1,950,000 · 11 investors · min. $50,000 · role: Executive Officer (Chief Investment Officer of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $1.95M from 11 investors (100% of the $1.95M target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other Health Care

SENIOR CARE CENTERS, LLC

Dallas, TX · Aug 21, 2013 → Jun 22, 2017 · 3 filings
  • Jun 22, 2017 · D/A · $19,576,079 sold of $20,000,000 · 84 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 4, 2017 · D · $7,450,000 sold of $20,000,000 · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 21, 2013 · D · $5,000,000 sold of $5,000,000 · 22 investors · min. $50,000 · role: Director EDGAR ↗

Raised $19.6M from 84 investors (98% of the $20M target) as of the latest filing. Scott is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Residential · group: Granite

Granite Strategic Loan Partners I, LLC

Irvine, CA · Jan 4, 2017 → Feb 24, 2017 · 2 filings
  • Feb 24, 2017 · D/A · $7,650,000 sold of $8,000,000 · 52 investors · min. $100,000 · role: Executive Officer (Chief Investment Officer of Issuer's Manager, Granite Investment Group) EDGAR ↗
  • Jan 4, 2017 · D · $1,280,000 sold of $8,000,000 · 8 investors · min. $100,000 · role: Executive Officer (Chief Investment Officer of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $7.65M from 52 investors (96% of the $8M target) as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Other Real Estate · group: Granite

Granite Momentum LLC

Irvine, CA · Jul 13, 2015
  • Jul 13, 2015 · D · $15,400,000 sold of $15,400,000 · 57 investors · min. $100,000 · role: Executive Officer (Chief Investment Officer of the Manager of the Issuer.) EDGAR ↗

Raised $15.4M from 57 investors (100% of the $15.4M target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GI
Residential · group: Granite

GRANITE INVESTMENT HOLDING CO., INC.

Irvine, CA · Mar 10, 2015
  • Mar 10, 2015 · D · $6,250,000 sold of $6,250,000 · 37 investors · min. $10,000 · role: Executive Officer (Chief Investment Officer) EDGAR ↗

Raised $6.25M from 37 investors (100% of the $6.25M target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Other Real Estate · group: Granite

Granite Texas Senior Holdings IV, LLC

Irvine, CA · Nov 5, 2014 → Nov 21, 2014 · 2 filings
  • Nov 21, 2014 · D/A · $16,315,000 sold of $16,315,000 · 30 investors · min. $50,000 · role: Executive Officer (Chief Investment Officer of the Manager of the Issuer.) EDGAR ↗
  • Nov 5, 2014 · D · $16,315,000 sold of $16,315,000 · 30 investors · min. $50,000 · role: Executive Officer (Chief Investment Officer of the Manager of the Issuer.) EDGAR ↗

Raised $16.3M from 30 investors (100% of the $16.3M target) as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Other Real Estate · group: Granite

Granite Texas Senior Holdings II, LLC

Irvine, CA · Nov 5, 2014 → Nov 21, 2014 · 2 filings
  • Nov 21, 2014 · D/A · $12,883,000 sold of $12,883,000 · 18 investors · min. $50,000 · role: Executive Officer (Chief Investment Officer of the Manager of the Issuer.) EDGAR ↗
  • Nov 5, 2014 · D · $12,883,000 sold of $12,883,000 · 18 investors · min. $50,000 · role: Executive Officer (Chief Investment Officer of the Manager of the Issuer.) EDGAR ↗

Raised $12.9M from 18 investors (100% of the $12.9M target) as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Other Real Estate · group: Granite

Granite Texas Senior Holdings I, LLC

Irvine, CA · Oct 2, 2014
  • Oct 2, 2014 · D · $12,400,000 sold of $12,400,000 · 42 investors · min. $50,000 · role: Executive Officer (Chief Investment Officer of the Manager of the Issuer.) EDGAR ↗

Raised $12.4M from 42 investors (100% of the $12.4M target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Scott 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Allen L. Boerner

Director, Executive Officer · 17 shared filings (11 issuers) · also on 6 other issuers

Allen L. Boerner is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John J Heller

Director, Executive Officer · 17 shared filings (11 issuers) · also on 4 other issuers

John J Heller is on 15 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Carey P Levy

Executive Officer · 6 shared filings (4 issuers) · also on 5 other issuers

Carey P Levy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph E McKeever

Executive Officer · 6 shared filings (4 issuers) · also on 2 other issuers

Joseph E McKeever is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GI
No photo found yet (own website and image search run after this page is viewed)
Person

Group Granite Investment

Promoter · 5 shared filings (3 issuers)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Kerr

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Ragsdale

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Brandley

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

DENNIS SWEENEY

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

DOUGLAS A. WILSON

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MARK McKENZIE

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

Investment Group Granite

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

LYNNE KATZMANN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Rickard. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Granite

16 issuers · 34 filings · $149.6M reported sold · 2009–2019

One team, 16 deal companies. Scott Rickard is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Rickard.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Rickard by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Rickard is listed on: none on file. No website or social profile named in Granite Texas Senior Holdings IV, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #310,085 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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