Sponsor Check › Person
Related person on Form D filings · address states as listed: NY, MN · listed Mar 16, 2009 → Dec 16, 2013
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 19 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 13, 2017 D/A File 021-237603 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | N/A no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | Jan 30, 2017 D File 021-279616 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | Jan 18, 2017 D/A File 021-173138 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | N/A no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | Sep 1, 2016 D/A File 021-165679 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | N/A no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | Aug 18, 2016 D/A File 021-221944 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | N/A no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | May 6, 2016 D/A File 021-40119 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | N/A no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | May 13, 2014 D/A File 021-127973 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | N/A no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | Dec 16, 2013 D/A File 021-98209 | $0 (est.) | $0 (est.) | $0 | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | May 7, 2013 D/A File 021-177797 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Columbia Management Investment Distributors, Inc. (CRD 840 ↗) |
| EDGAR ↗ | Mar 6, 2013 D/A File 021-98210 | $0 (est.) | $0 (est.) | $0 | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | Jan 31, 2013 D/A File 021-172859 | $0 (est.) | $0 (est.) | $0 | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | May 16, 2012 D/A File 021-110621 | $0 (est.) | $0 (est.) | $0 (est.) | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | Jul 27, 2011 D/A File 021-146149 | $0 (est.) | $0 (est.) | $0 (est.) | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | May 13, 2011 D/A File 021-76640 | $0 (est.) | $0 (est.) | $0 (est.) | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | May 14, 2010 D/A File 021-140607 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | May 13, 2010 D/A File 021-127054 | $0 (est.) | $0 (est.) | $0 (est.) The Managing Member (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | May 13, 2010 D File 021-142030 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Columbia Management Investment Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | Apr 14, 2010 D File 021-140606 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | RiverSource Fund Distributors, Inc. BrokerCheck CRD 840 ↗ |
| EDGAR ↗ | Mar 16, 2009 D/A File 021-110619 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Columbia Adaptive Risk Allocation Private Fund, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Apr 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WANGER SOCIALLY RESPONSIVE FUND, LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Jan 30, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $15,535,355 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Jan 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,010,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Sep 1, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,660,087 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Aug 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,020,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | May 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $623,752,910 | 269 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Columbia Adaptive Risk Allocation Private Fund, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Apr 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Jan 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,010,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Aug 26, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,029,619 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Jul 28, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,020,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | May 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $588,951,192 | 259 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Columbia Adaptive Risk Allocation Private Fund, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Apr 9, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $2,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Jan 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,010,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Aug 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,029,619 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC group: Columbia | Executive Officer, Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Jul 29, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $50,020,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | May 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $559,901,192 | 248 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM PLUS FUND LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | May 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $79,353,566 | 35 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC group: Columbia | Executive Officer Mr. Plummer is an executive officer of the Managing Member of the Issuer. | Jan 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,510,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA MANAGEMENT PRIVATE FUNDS VII, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group Inc., the Managing Member of the Issuer. | Dec 16, 2013 | D/A | $109,666,980 similar: $155,000–$5,250,000 | $109,666,980 | 9 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Sep 5, 2013 | D/A | Indefinite | $28,460,357 | 8 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM PLUS FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Plus Partners LLC, the Managing Member of the Issuer. | May 16, 2013 | D/A | Indefinite | $73,068,470 | 33 | $1,000,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer. | May 16, 2013 | D/A | Indefinite | $536,439,028 | 238 | $1,000,000 |
| EDGAR ↗ | Columbia Institutional High Yield Fixed Income Private Fund, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | May 7, 2013 | D/A | Indefinite | $5,010,000 | 2 | $1,000,000 |
| EDGAR ↗ | COLUMBIA MANAGEMENT PRIVATE FUNDS VII, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group Inc., the Managing Member of the Issuer. | Mar 6, 2013 | D/A | Indefinite | $109,666,980 | 9 | $2,000,000 |
| EDGAR ↗ | COLUMBIA MANAGEMENT PRIVATE FUNDS I, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group Inc., the Managing Member of the Issuer. | Mar 6, 2013 | D/A | Indefinite | $332,324,652 | 37 | $2,000,000 |
| EDGAR ↗ | COLUMBIA RESEARCH MARKET NEUTRAL LP group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Columbia Research Partners LLC, the General Partner of the Issuer. | Jan 31, 2013 | D/A | Indefinite | $25,192,683 | 2 | $3,000,000 |
| EDGAR ↗ | COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Jan 31, 2013 | D/A | Indefinite | $13,010,000 | 3 | $1,000,000 |
| EDGAR ↗ | COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Sep 10, 2012 | D/A | Indefinite | $23,460,357 | 7 | $1,000,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer. | May 16, 2012 | D/A | Indefinite | $512,280,895 | 229 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM PLUS FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Plus Partners LLC, the Managing Member of the Issuer. | May 16, 2012 | D/A | Indefinite | $69,321,727 | 32 | $1,000,000 |
| EDGAR ↗ | Seligman Spectrum Focus Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Focus Partners LLC, the Managing Member of the Issuer. | May 16, 2012 | D/A | Indefinite | $151,359,000 | 94 | $1,000,000 |
| EDGAR ↗ | Columbia Institutional High Yield Fixed Income Private Fund, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | May 7, 2012 | D | Indefinite | $5,010,000 | 2 | $1,000,000 |
| EDGAR ↗ | COLUMBIA MANAGEMENT PRIVATE FUNDS VII, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group Inc., the Managing Member of the Issuer. | Mar 8, 2012 | D/A | Indefinite | $103,193,205 | 9 | $2,000,000 |
| EDGAR ↗ | COLUMBIA MANAGEMENT PRIVATE FUNDS I, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group Inc., the Managing Member of the Issuer. | Mar 8, 2012 | D/A | Indefinite | $321,125,065 | 37 | $2,000,000 |
| EDGAR ↗ | COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Feb 9, 2012 | D | Indefinite | $13,010,000 | 3 | $1,000,000 |
| EDGAR ↗ | COLUMBIA RESEARCH MARKET NEUTRAL LP group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Columbia Research Partners LLC, the General Partner of the Issuer. | Feb 3, 2012 | D | Indefinite | $25,192,683 | 2 | $3,000,000 |
| EDGAR ↗ | COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Sep 12, 2011 | D | Indefinite | $8,035,357 | 3 | $1,000,000 |
| EDGAR ↗ | Threadneedle Institutional Global Equity Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Jul 27, 2011 | D/A | Indefinite | $14,326,562 | 2 | $1,000,000 |
| EDGAR ↗ | Seligman Spectrum Focus Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Focus Partners LLC, the Managing Member of the Issuer. | May 13, 2011 | D/A | Indefinite | $148,209,000 | 94 | $1,000,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer. | May 13, 2011 | D/A | Indefinite | $465,749,131 | 217 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM PLUS FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Plus Partners LLC, the Managing Member of the Issuer. | May 13, 2011 | D/A | Indefinite | $38,376,978 | 19 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Partners LLC, the Managing Member of the Issuer. | May 13, 2011 | D/A | Indefinite | $75,448,239 | 75 | $1,000,000 |
| EDGAR ↗ | Threadneedle Institutional Global Equity Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Aug 10, 2010 | D | Indefinite | $10,726,562 | 2 | $1,000,000 |
| EDGAR ↗ | Integrity Boston SmidCap Growth Stock Fund, LP group: Integrity Boston | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the general partner of the Issuer. | May 14, 2010 | D/A | Indefinite | $1,475,000 | 8 | $100,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer. | May 13, 2010 | D/A | Indefinite | $4,226,674,379 | 198 | $1,000,000 |
| EDGAR ↗ | Seligman Spectrum Focus Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Focus Partners LLC, the Managing Member of the Issuer. | May 13, 2010 | D/A | Indefinite | $86,255,000 | 80 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM PLUS FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Plus Partners LLC, the Managing Member of the Issuer. | May 13, 2010 | D/A | Indefinite | $15,326,978 | 11 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Partners LLC, the Managing Member of the Issuer. | May 13, 2010 | D/A | Indefinite | $71,723,239 | 73 | $1,000,000 |
| EDGAR ↗ | Seligman Financial Spectrum Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | May 13, 2010 | D/A | Indefinite | $29,990,000 | 11 | $1,000,000 |
| EDGAR ↗ | Integrity Boston Fund, LP group: Integrity Boston | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the general partner of the Issuer. | May 13, 2010 | D | Indefinite | $17,609,194 | 26 | $250,000 |
| EDGAR ↗ | Integrity Boston SmidCap Growth Stock Fund, LP group: Integrity Boston | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the general partner of the Issuer. | Apr 14, 2010 | D | Indefinite | $1,475,000 | 8 | $100,000 |
| EDGAR ↗ | Integrity Boston Fund, LP group: Integrity Boston | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the general partner of the Issuer. | Apr 14, 2010 | D | Indefinite | $17,609,194 | 26 | $250,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Partners LLC, the Managing Member of the Issuer. | Mar 16, 2010 | D/A | Indefinite | $71,723,239 | 73 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM PLUS FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Health Plus Partners LLC, the Managing Member of the Issuer. | Mar 16, 2010 | D/A | Indefinite | $15,326,978 | 11 | $1,000,000 |
| EDGAR ↗ | Seligman Spectrum Focus Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Focus Partners LLC, the Managing Member of the Issuer. | Mar 16, 2010 | D/A | Indefinite | $86,255,000 | 80 | $1,000,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer. | Mar 16, 2010 | D/A | Indefinite | $4,226,674,379 | 198 | $1,000,000 |
| EDGAR ↗ | Seligman Financial Spectrum Fund LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. | Feb 12, 2010 | D/A | Indefinite | $29,990,000 | 11 | $1,000,000 |
| EDGAR ↗ | SELIGMAN TECH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer | Mar 16, 2009 | D/A | Indefinite | $367,724,379 | 179 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM PLUS FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer | Mar 16, 2009 | D | Indefinite | $12,826,978 | 8 | $1,000,000 |
| EDGAR ↗ | SELIGMAN HEALTH SPECTRUM FUND LLC group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer | Mar 16, 2009 | D/A | Indefinite | $64,523,239 | 70 | $1,000,000 |
| EDGAR ↗ | Seligman Spectrum Focus Fund group: Columbia | Executive Officer Scott R. Plummer is an executive officer of Seligman Partners LLC, the Managing Member of the Issuer | Mar 16, 2009 | D/A | Indefinite | $233,999,500 | 56 | $1,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Scott R. Plummer. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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