PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:23 AM ET

Sponsor Check › Person

Michael Clarke

Related person on Form D filings · address state as listed: MA · listed Jan 9, 2014 → Apr 15, 2026

19issuers
33Form D filings
2014–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 19 offerings report sales commissions; 0 report finder's fees; 12 report proceeds to related persons totalling $42,526,450. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Apr 15, 2026 D
File 021-580524
$0$0$4,986,750 (est.)None listed on this filing
EDGAR ↗Apr 9, 2025 D
File 021-543281
$0$0$3,262,500 (est.)None listed on this filing
EDGAR ↗Jun 10, 2024 D
File 021-515571
$0$0$3,100,000 (est.)None listed on this filing
EDGAR ↗Sep 2, 2022 D
File 021-457818
$0$0$0None listed on this filing
EDGAR ↗Jan 11, 2022 D
File 021-428753
$0$0$4,175,000 (est.)None listed on this filing
EDGAR ↗Feb 24, 2021 D/A
File 021-173138
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗Jan 20, 2021 D/A
File 021-40119
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗Jan 8, 2021 D
File 021-385660
$0$0$3,810,000 (est.)None listed on this filing
EDGAR ↗May 11, 2020 D/A
File 021-177797
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗Jan 7, 2020 D
File 021-357402
$0$0$3,350,000 (est.)None listed on this filing
EDGAR ↗Dec 17, 2018 D
File 021-328102
$0$0$12,500,000 (est.)None listed on this filing
EDGAR ↗Aug 28, 2018 D/A
File 021-165679
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗Apr 12, 2018 D/A
File 021-237603
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗Jan 10, 2018 D
File 021-302855
$0$0$1,100,000None listed on this filing
EDGAR ↗Jan 4, 2017 D
File 021-277618
$0$0$1,500,000None listed on this filing
EDGAR ↗Aug 18, 2016 D/A
File 021-221944
$0 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via Columbia Management Investment Distributors, Inc. (CRD 840 ↗)
EDGAR ↗Jan 6, 2016 D
File 021-254594
$0$0$1,620,000None listed on this filing
EDGAR ↗Dec 15, 2014 D
File 021-230075
$0$0$1,612,200 (est.)None listed on this filing
EDGAR ↗Jan 9, 2014 D
File 021-209608
$0$0$1,510,000 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Housing New England, Fund VII Limited Partnership
group: Community
DirectorApr 15, 2026D$81,750,000
similar: $2,144,500–$20,220,000
$81,750,00019
similar: 2–24
$500,000
similar: $10,000–$100,000
EDGAR ↗Housing New England, Fund VI LP
group: Community
DirectorApr 9, 2025D$75,000,000
similar: $2,144,500–$20,220,000
$64,250,00016
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗Housing New England, Fund V LP
group: Community
DirectorJun 10, 2024D$75,000,000
similar: $2,144,500–$20,220,000
$61,000,00015
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗Evernorth Loan Fund, Inc
group: Community
DirectorSep 2, 2022D$8,950,000
similar: $2,144,500–$20,220,000
$8,950,0008
similar: 2–24
$100,000
similar: $10,000–$100,000
EDGAR ↗Housing New England, Fund III LP
group: Community
DirectorJan 11, 2022D$84,500,000
similar: $2,144,500–$20,220,000
$26,000,00013
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Feb 24, 2021D/AIndefinite
similar: $155,000–$5,250,000
$49,710,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SELIGMAN TECH SPECTRUM FUND LLC
group: Columbia
Executive Officer
Mr. Clarke is an executive officer of the Managing Member of the Issuer.
Jan 20, 2021D/AIndefinite
similar: $155,000–$5,250,000
$665,961,963291
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Housing New England, Fund II LP
group: Community
DirectorJan 8, 2021D$75,000,000
similar: $2,144,500–$20,220,000
$30,600,00010
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗Columbia Institutional High Yield Fixed Income Private Fund, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
May 11, 2020D/AIndefinite
similar: $155,000–$5,250,000
$69,370,0007
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Jan 21, 2020D/AIndefinite
similar: $155,000–$5,250,000
$49,510,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SELIGMAN TECH SPECTRUM FUND LLC
group: Columbia
Executive Officer
Mr. Clarke is an executive officer of the Managing Member of the Issuer.
Jan 9, 2020D/AIndefinite
similar: $155,000–$5,250,000
$661,031,963286
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Housing New England, Fund I LP
group: Community
DirectorJan 7, 2020D$100,000,000
similar: $2,144,500–$20,220,000
$33,750,00010
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗Columbia Institutional High Yield Fixed Income Private Fund, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
May 9, 2019D/AIndefinite
similar: $155,000–$5,250,000
$66,370,0007
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Jan 18, 2019D/AIndefinite
similar: $155,000–$5,250,000
$44,510,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SELIGMAN TECH SPECTRUM FUND LLC
group: Columbia
Executive Officer
Mr. Clarke is an executive officer of the Managing Member of the Issuer.
Jan 9, 2019D/AIndefinite
similar: $155,000–$5,250,000
$656,994,412282
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Community Capital 2018 LP
group: Community
DirectorDec 17, 2018D$25,000,000
similar: $2,144,500–$20,220,000
$7,000,0008
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and a director of the Managing Member of the Issuer.
Aug 28, 2018D/AIndefinite
similar: $155,000–$5,250,000
$42,660,08710
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗SELIGMAN TECH SPECTRUM FUND LLC
group: Columbia
Executive Officer
Mr. Clarke is an executive officer of the Managing Member of the Issuer.
May 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$655,951,555281
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Columbia Institutional High Yield Fixed Income Private Fund, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
May 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$66,370,0007
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Columbia Adaptive Risk Allocation Private Fund, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Apr 12, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,500,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Jan 17, 2018D/AIndefinite
similar: $155,000–$5,250,000
$42,010,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Community Capital 2017 LP
group: Community
DirectorJan 10, 2018D$20,000,000
similar: $2,144,500–$20,220,000
$7,000,0008
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Aug 30, 2017D/AIndefinite
similar: $155,000–$5,250,000
$42,660,08710
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗SELIGMAN TECH SPECTRUM FUND LLC
group: Columbia
Executive Officer
Mr. Clarke is an executive officer of the Managing Member of the Issuer.
May 11, 2017D/AIndefinite
similar: $155,000–$5,250,000
$643,952,910273
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Columbia Institutional High Yield Fixed Income Private Fund, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
May 11, 2017D/AIndefinite
similar: $155,000–$5,250,000
$66,370,0007
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Columbia Adaptive Risk Allocation Private Fund, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Apr 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,500,0001
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Jan 18, 2017D/AIndefinite
similar: $155,000–$5,250,000
$38,010,0004
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Community Capital 2016 LP
group: Community
DirectorJan 4, 2017D$25,000,000
similar: $2,144,500–$20,220,000
$24,170,0008
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Sep 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$42,660,08710
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC
group: Columbia
Executive Officer, Director, Promoter
Mr. Clarke is an executive officer and director of the Managing Member of the Issuer.
Aug 18, 2016D/AIndefinite
similar: $155,000–$5,250,000
$50,020,0002
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Community Capital 2015 LP
group: Community
DirectorJan 6, 2016D$32,500,000
similar: $2,144,500–$20,220,000
$21,750,0008
similar: 2–24
$250,000
similar: $10,000–$100,000
EDGAR ↗Community Capital 2014 LP
group: Community
DirectorDec 15, 2014D$25,750,000
similar: $2,144,500–$20,220,000
$13,605,0005
similar: 2–24
$515,000
similar: $10,000–$100,000
EDGAR ↗Community Capital 2013 LP
group: Community
DirectorJan 9, 2014D$25,750,000
similar: $2,144,500–$20,220,000
$11,845,0005
similar: 2–24
$515,000
similar: $10,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • MICHAEL J. CLARKE — address state VA, 23 issuers, Jul 3, 2019 → Jan 28, 2026 · no shared issuer found
  • Michael Clarke — address state British Columbia, Canada (as filed: A1), AZ, 1 issuer, Feb 26, 2013 → Feb 26, 2013 · no shared issuer found
  • Michael Clarke — address state IL, 1 issuer, Dec 11, 2015 → Dec 12, 2016 · no shared issuer found
  • Michael W. Clarke — address state GA, 1 issuer, Mar 8, 2021 → Jul 2, 2026 · no shared issuer found
  • Michael J Clarke — address state CA, 1 issuer, Apr 17, 2024 → Sep 8, 2026 · no shared issuer found
  • Michael W. Clarke — address state VA, 1 issuer, Feb 14, 2014 → Feb 14, 2014 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (5 management entities, 35 people)

People and management entities the issuers listed as related persons on the same Form D filings as Michael Clarke. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Columbia Management Investment Advisers, LLC entity — 17 shared filings (5 issuers) · roles as listed: Promoter, Executive Officer · also listed on 12 other issuers
  • Advisory Capital Strategies Group Inc., entity — 15 shared filings (5 issuers) · roles as listed: Executive Officer, Promoter
  • Seligman Partners LLC entity — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • F. Columbia Management Investment Advisers, LLC entity — 2 shared filings (1 issuer) · role as listed: Promoter · also listed on 2 other issuers
  • T. Columbia Management Investment Advisers, LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter · also listed on 1 other issuer
  • Anthony Haugen — 16 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Amy L. Hackbarth — 13 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 16 other issuers
  • Cullen Ryan — 13 shared filings (13 issuers) · role as listed: Director · also listed on 1 other issuer
  • David Birkhahn — 11 shared filings (11 issuers) · role as listed: Director · also listed on 2 other issuers
  • William Shanahan — 10 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Kara Sweeney — 10 shared filings (10 issuers) · role as listed: Director
  • Paul Goucher — 10 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • William F. Truscott — 9 shared filings (4 issuers) · roles as listed: Executive Officer, Director · also listed on 15 other issuers
  • See Street Address 1 See Street Address 1 — 8 shared filings (8 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Arthur Casavant — 8 shared filings (8 issuers) · role as listed: Director
  • Andrew Winter — 8 shared filings (8 issuers) · role as listed: Director
  • Nancy Owens — 7 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Jeffrey F. Peters — 7 shared filings (6 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 17 other issuers
  • Bill Floyd — 7 shared filings (7 issuers) · role as listed: Director · also listed on 2 other issuers
  • John Vogel — 7 shared filings (7 issuers) · role as listed: Director
  • Walt Greiner — 7 shared filings (7 issuers) · role as listed: Director
  • Amy Demetrowitz — 7 shared filings (7 issuers) · role as listed: Director
  • Charlie Baker — 7 shared filings (7 issuers) · role as listed: Director
  • Karyn Hale — 7 shared filings (7 issuers) · role as listed: Director
  • Rick Whiting — 6 shared filings (6 issuers) · role as listed: Director
  • Craig Welch — 6 shared filings (6 issuers) · role as listed: Director
  • Gene Clerkin — 6 shared filings (6 issuers) · role as listed: Director
  • Marc Landry — 6 shared filings (6 issuers) · role as listed: Director
  • Robert Tourigny — 5 shared filings (5 issuers) · role as listed: Director · also listed on 2 other issuers
  • See Street Address See Street Address — 5 shared filings (5 issuers) · role as listed: Executive Officer
  • Scott R. Plummer — 4 shared filings (4 issuers) · roles as listed: Executive Officer, Promoter · also listed on 14 other issuers
  • Kelly Laflamme — 4 shared filings (4 issuers) · role as listed: Director
  • Chris Miller — 4 shared filings (4 issuers) · role as listed: Director
  • Rosemary Heard — 3 shared filings (3 issuers) · role as listed: Director · also listed on 2 other issuers
  • Eric T. Brandt — 3 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter · also listed on 8 other issuers
  • Anna Adachi-Mejia — 3 shared filings (3 issuers) · role as listed: Director
  • Cynthia Lacasse — 3 shared filings (3 issuers) · role as listed: Executive Officer
  • Mike Anthony — 3 shared filings (3 issuers) · role as listed: Director
  • Brian J. McGrane — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Promoter · also listed on 14 other issuers
  • Katharine Bogle Shields — 2 shared filings (2 issuers) · role as listed: Director · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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