Scott Minick is listed as an executive officer and director on 20 SEC Form D filings by 3 issuers between Nov 2009 and Sep 2018: ALZHEON, INC. (Framingham, MA — biotechnology — 2015–2018; $126.3M reported sold to 81 investors), CHIASMA, INC (Newton Centre, MA — biotechnology — 2009–2015; $69.7M reported sold to 21 investors) and BIND Biosciences, Inc (Cambridge, MA — biotechnology — 2010–2013; $25.5M reported sold to 21 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $221.5M sold in total.
Listed alongside Bard J. Geesaman (10 shared filings), Roni Mamluk (10 shared filings), Todd Foley (10 shared filings), Fredric D. Price (8 shared filings), David Nikodem (6 shared filings) and 41 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 19 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 20 public filings for Scott Minick and found 7 differences: Form D filed 22 days after the first sale; 8 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.