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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

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Scott Litman

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 27, 2010 → Jun 23, 2016

4deals (issuers)
$3.38Breported sold
132investors
9Form D filings
2010–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Litman is listed as an executive officer and promoter on 9 SEC Form D filings by 4 issuers between Oct 2010 and Jun 2016: Highstar Capital IV, L.P. (New York, NY — pooled investment fund — 2010–2011; $1.13B reported sold to 44 investors), Highstar Capital IV-A, L.P. (New York, NY — pooled investment fund — 2010–2011; $1.13B reported sold to 44 investors), Highstar Capital IV Prism, L.P. (New York, NY — pooled investment fund — 2010–2011; $1.13B reported sold to 44 investors) and NGL CIV A, LLC (New York, NY — pooled investment fund — 2016).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and promoter, over about 6 years. Across those companies the filings report $3.38B sold in total.

Listed alongside Christopher Beall (9 shared filings), Highstar Capital GP IV, L.P. (9 shared filings, management entity), Michael Miller (9 shared filings), Christopher Lee (8 shared filings), Hayden Horowitz (8 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

All 4 issuers belong to the sponsor group Highstar (5 issuers, $3.39B reported sold, 2010–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Highstar has 5 companies on file and $3.39B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Scott Litman and found 17 differences, 6 worth asking the sponsor about: Bankruptcy case: Scott H. Litman; Scott Litman appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Litman has not run yet — it is joining a line of 34,460 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Litman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Scott H. Litman closed
United States Bankruptcy Court, W.D. New York · No. 1-17-11543 · Filed Jul 21, 2017 · Closed Mar 20, 2018
Role of Scott H. Litman: Debtor · Outcome: Case closed 2018-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Scott H. Litman closed
United States Bankruptcy Court, W.D. New York · No. 1-17-10148 · Filed Jan 25, 2017 · Closed Sep 19, 2017
Role of Scott H. Litman: Debtor · Outcome: Case closed 2017-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Scott Litman closed
United States Bankruptcy Court, W.D. Oklahoma · No. 06-11926 · Filed Aug 9, 2006 · Closed Dec 19, 2006
Role of Scott Litman: Debtor · Outcome: Case closed 2006-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Scott Litman — 6 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Jul 21, 2017 – Mar 20, 2018

Bankruptcy case: Scott H. Litman — filed Jul 21, 2017

United States Bankruptcy Court, W.D. New York docket "Scott H. Litman" filed Jul 21, 2017, closed Mar 20, 2018. Scott Litman is listed as Debtor ("Scott H. Litman"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Worth asking · Jan 25, 2017 – Sep 19, 2017

Bankruptcy case: Scott H. Litman — filed Jan 25, 2017

United States Bankruptcy Court, W.D. New York docket "Scott H. Litman" filed Jan 25, 2017, closed Sep 19, 2017. Scott Litman is listed as Debtor ("Scott H. Litman"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Worth asking · Oct 27, 2011 – Oct 28, 2011

Scott Litman appears on 3 deals that stopped filing before reaching their target

Highstar Capital IV, L.P. (last filing Oct 28, 2011; $1,128,105,341 sold of $3,500,000,000); Highstar Capital IV-A, L.P. (last filing Oct 28, 2011; $1,128,105,341 sold of $3,500,000,000); Highstar Capital IV Prism, L.P. (last filing Oct 27, 2011; $1,128,105,341 sold of $3,500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Highstar Capital IV, L.P. — PartnerFacts page ↗Highstar Capital IV-A, L.P. — PartnerFacts page ↗Highstar Capital IV Prism, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 27, 2010 – Oct 28, 2011

Paid seller listed without a CRD number: PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) — Highstar Capital IV, L.P.

PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) is listed as receiving sales compensation on 3 filings (Oct 27, 2010 to Oct 28, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Oct 28, 2011 ↗BrokerCheck search: PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) ↗Highstar Capital IV, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 27, 2010 – Oct 28, 2011

Paid seller listed without a CRD number: PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) — Highstar Capital IV-A, L.P.

PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) is listed as receiving sales compensation on 3 filings (Oct 27, 2010 to Oct 28, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Oct 28, 2011 ↗BrokerCheck search: PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) ↗Highstar Capital IV-A, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 27, 2010 – Oct 27, 2011

Paid seller listed without a CRD number: PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) — Highstar Capital IV Prism, L.P.

PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) is listed as receiving sales compensation on 2 filings (Oct 27, 2010 to Oct 27, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Oct 27, 2011 ↗BrokerCheck search: PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) ↗Highstar Capital IV Prism, L.P. — PartnerFacts page ↗
Sources
Note · Nov 29, 2010 – Oct 28, 2011

No amendment in the last 12 months on an offering that may still be open — Highstar Capital IV-A, L.P. (latest filing Oct 28, 2011)

The latest filing for this offering is dated Oct 28, 2011 (first sale Nov 29, 2010). It reports $1,128,105,341 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 28, 2011 ↗Highstar Capital IV-A, L.P. — PartnerFacts page ↗
Sources
Note · Nov 29, 2010 – Oct 28, 2011

No amendment in the last 12 months on an offering that may still be open — Highstar Capital IV, L.P. (latest filing Oct 28, 2011)

The latest filing for this offering is dated Oct 28, 2011 (first sale Nov 29, 2010). It reports $1,128,105,341 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 28, 2011 ↗Highstar Capital IV, L.P. — PartnerFacts page ↗
Sources
Note · Nov 29, 2010 – Oct 27, 2011

No amendment in the last 12 months on an offering that may still be open — Highstar Capital IV Prism, L.P. (latest filing Oct 27, 2011)

The latest filing for this offering is dated Oct 27, 2011 (first sale Nov 29, 2010). It reports $1,128,105,341 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 27, 2011 ↗Highstar Capital IV Prism, L.P. — PartnerFacts page ↗
Sources
Note · Oct 27, 2010 – Oct 27, 2011

Offering amount changed between filings — Highstar Capital IV-A, L.P.

The Oct 27, 2010 filing says $3,500,000,000 offered; the Oct 27, 2011 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 27, 2010 ↗Form D/A (later) · Oct 27, 2011 ↗Highstar Capital IV-A, L.P. — PartnerFacts page ↗
Sources
Note · Oct 27, 2010 – Oct 27, 2011

Offering amount changed between filings — Highstar Capital IV, L.P.

The Oct 27, 2010 filing says $3,500,000,000 offered; the Oct 27, 2011 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 27, 2010 ↗Form D/A (later) · Oct 27, 2011 ↗Highstar Capital IV, L.P. — PartnerFacts page ↗
Sources
Note · Oct 27, 2010 – Oct 27, 2011

Offering amount changed between filings — Highstar Capital IV Prism, L.P.

The Oct 27, 2010 filing says $3,500,000,000 offered; the Oct 27, 2011 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 27, 2010 ↗Form D/A (later) · Oct 27, 2011 ↗Highstar Capital IV Prism, L.P. — PartnerFacts page ↗
Sources
Note · Oct 27, 2010 – Oct 27, 2011

Minimum investment changed between filings — Highstar Capital IV-A, L.P.

The Oct 27, 2010 filing lists a minimum of $1,000,000; the Oct 27, 2011 Form D/A lists $400,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 27, 2010 ↗Form D/A (later) · Oct 27, 2011 ↗Highstar Capital IV-A, L.P. — PartnerFacts page ↗
Sources
Note · Oct 27, 2010 – Oct 27, 2011

Minimum investment changed between filings — Highstar Capital IV, L.P.

The Oct 27, 2010 filing lists a minimum of $1,000,000; the Oct 27, 2011 Form D/A lists $400,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 27, 2010 ↗Form D/A (later) · Oct 27, 2011 ↗Highstar Capital IV, L.P. — PartnerFacts page ↗
Sources
Note · Oct 27, 2010 – Oct 27, 2011

Minimum investment changed between filings — Highstar Capital IV Prism, L.P.

The Oct 27, 2010 filing lists a minimum of $1,000,000; the Oct 27, 2011 Form D/A lists $400,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 27, 2010 ↗Form D/A (later) · Oct 27, 2011 ↗Highstar Capital IV Prism, L.P. — PartnerFacts page ↗
Sources
Note · Aug 20, 2010 – Sep 14, 2026

Same name, different state: "Scott Litman" (MN) is a separate record

This page covers filings where the address state is NY. A separate record, "Scott Litman" with address state MN, is listed on 2 filings — most recently by Refr Sports Inc. (Sep 14, 2026). Both records have filings in the same period (Oct 27, 2010 to Jun 23, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Litman (MN) — PartnerFacts page ↗Form D/A · Sep 14, 2026 ↗Refr Sports Inc. — PartnerFacts page ↗Scott Litman (NY) — this page ↗
Sources
Note · Mar 24, 2009 – Oct 27, 2011

Same name, different state: "Scott A Litman" (MN) is a separate record

This page covers filings where the address state is NY. A separate record, "Scott A Litman" with address state MN, is listed on 5 filings — most recently by LiquidCool Solutions, Inc (Oct 27, 2011). Both records have filings in the same period (Oct 27, 2010 to Oct 27, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott A Litman (MN) — PartnerFacts page ↗Form D · Oct 27, 2011 ↗LiquidCool Solutions, Inc — PartnerFacts page ↗Scott Litman (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $15,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 23, 2016 D
NGL CIV A, LLC
File 021-265652
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 28, 2011 D/A
Highstar Capital IV, L.P.
File 021-149653
$5,000,000 (est.)$0$0
The General Partner or its affiliates will be entitled to customary management fees and incentive income, as further detailed in the Issuer's offering documents.
Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗
PineBridge Securities LLC BrokerCheck CRD 5967 ↗
PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) no CRD number reported		EDGAR ↗
Oct 28, 2011 D/A
Highstar Capital IV-A, L.P.
File 021-149658
$5,000,000 (est.)$0$0
The General Partner or its affiliates will be entitled to customary management fees and incentive income, as further detailed in the Issuer's offering documents.
Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗
PineBridge Securities LLC BrokerCheck CRD 5967 ↗
PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) no CRD number reported		EDGAR ↗
Oct 27, 2011 D/A
Highstar Capital IV Prism, L.P.
File 021-149661
$5,000,000 (est.)$0$0
The General Partner or its affiliates will be entitled to customary management fees and incentive income, as further detailed in the Issuer's offering documents.
Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗
PineBridge Securities LLC BrokerCheck CRD 5967 ↗
PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.) no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Scott Litman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NC
Pooled Investment Fund · group: Highstar

NGL CIV A, LLC

New York, NY · Jun 23, 2016
  • Jun 23, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Officer of the Ultimate GP) EDGAR ↗

No sales reported yet as of the latest filing. Scott is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Highstar

Highstar Capital IV-A, L.P.

New York, NY · Oct 27, 2010 → Oct 28, 2011 · 3 filings
  • Oct 28, 2011 · D/A · $1,128,105,341 sold of Indefinite · 44 investors · min. $400,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Oct 27, 2011 · D/A · $1,128,105,341 sold of Indefinite · 44 investors · min. $400,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Oct 27, 2010 · D · $0 sold of $3,500,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $1.13B from 44 investors as of the latest filing. Scott is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HC
Pooled Investment Fund · group: Highstar

Highstar Capital IV, L.P.

New York, NY · Oct 27, 2010 → Oct 28, 2011 · 3 filings
  • Oct 28, 2011 · D/A · $1,128,105,341 sold of Indefinite · 44 investors · min. $400,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Oct 27, 2011 · D/A · $1,128,105,341 sold of Indefinite · 44 investors · min. $400,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Oct 27, 2010 · D · $0 sold of $3,500,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $1.13B from 44 investors as of the latest filing. Scott is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HC
Pooled Investment Fund · group: Highstar

Highstar Capital IV Prism, L.P.

New York, NY · Oct 27, 2010 → Oct 27, 2011 · 2 filings
  • Oct 27, 2011 · D/A · $1,128,105,341 sold of Indefinite · 44 investors · min. $400,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Oct 27, 2010 · D · $0 sold of $3,500,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $1.13B from 44 investors as of the latest filing. Scott is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Scott Litman — MN, 2 issuers, Aug 20, 2010 → Sep 14, 2026 · no shared issuer
  • Scott A Litman — MN, 1 issuer, Mar 24, 2009 → Oct 27, 2011 · no shared issuer

People around Scott 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HC
Management entity

Highstar Capital GP IV, L.P.

Executive Officer, Promoter · 9 shared filings (4 issuers)

Listed on the same filings as Scott Litman. Their page shows their other deals.

HC
Management entity

Highstar Capital GP IV Holdings

Executive Officer, Promoter · 8 shared filings (3 issuers)

Listed on the same filings as Scott Litman. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Beall

Executive Officer, Promoter · 9 shared filings (4 issuers) · also on 5 other issuers

Christopher Beall is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Miller

Executive Officer, Promoter · 9 shared filings (4 issuers) · also on 2 other issuers

Michael Miller is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James Timmins

Executive Officer, Promoter · 8 shared filings (3 issuers)

Listed on the same filings as Scott Litman. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Lee

Executive Officer, Promoter · 8 shared filings (3 issuers) · also on 149 other issuers

Christopher Lee is on 152 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Kowalishin

Executive Officer, Promoter · 8 shared filings (3 issuers)

Listed on the same filings as Scott Litman. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Hayden Horowitz

Executive Officer, Promoter · 8 shared filings (3 issuers)

Listed on the same filings as Scott Litman. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James D. Burchetta

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Litman. Their page shows their other deals.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Schapiro

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Ian Schapiro is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

BRET BUDENBENDER

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Litman. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Emmett McCann

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Emmett McCann is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW NEVIN

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scott Litman. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jared Parker

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Litman. Their page shows their other deals.

The team behind the deals

H
Sponsor group

Highstar

5 issuers · 11 filings · $3.39B reported sold · 2010–2016

One team, 5 deal companies. Scott Litman is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Litman.

Same business address

10 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Litman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Litman is listed on: none on file. No website or social profile named in NGL CIV A, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #285,435 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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