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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:49 AM ET

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Scott Neil Ellington

Named as an officer, director or promoter on SEC Form D filings · GA, TX · Jan 15, 2019 → Nov 5, 2019

4deals (issuers)
$107.2Mreported sold
553investors
30Form D filings
2019year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:38 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Neil Ellington is listed as an executive officer on 30 SEC Form D filings by 4 issuers between Jan 2016 and Feb 2020: NREA Southeast Portfolio Three, DST (Dallas, TX — other real estate — 2019; $71.9M reported sold to 201 investors), NREA Retreat, DST (Dallas, TX — other real estate — 2019; $35M reported sold to 102 investors), Nexpoint Multifamily Capital Trust, Inc. (Dallas, TX — reits and finance — 2017–2020; $125K reported sold to 125 investors) and NexPoint Real Estate Capital, LLC (Dallas, TX — reits and finance — 2016; $125K reported sold to 125 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $107.2M sold in total.

Listed alongside Brian Mitts (30 shared filings), James Dondero (30 shared filings), Matthew Goetz (30 shared filings), Matt McGraner (28 shared filings), Frank Waterhouse (27 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

All 4 issuers belong to the sponsor group Nexpoint (68 issuers, $2.88B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Nexpoint has 68 companies on file and $2.88B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 30 public filings for Scott Neil Ellington and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Scott Neil Ellington is written 2 different ways on the filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Neil Ellington has not run yet — it is joining a line of 61,636 names; searches run around the clock at the hosts' allowed rate. Searched so far: 720 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:38 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Neil Ellington..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Scott M Ellington closed
United States Bankruptcy Court, S.D. Ohio · No. 1:13-bk-11308 · Filed Mar 25, 2013 · Closed Jul 24, 2013
Role of Scott M Ellington: Debtor · Outcome: Case closed 2013-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in OH (not a filing state); middle initial differs
Scott Ellington and Tami Ellington closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:02-bk-17939 · Filed Jul 19, 2002 · Closed Nov 8, 2002
Role of Scott Ellington and Tami Ellington: Debtor · Outcome: Case closed 2002-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in AR (not a filing state); middle initial differs
SCOTT ELLINGTON and VICKIE L. ELLLINGTON closed
United States Bankruptcy Court, S.D. Mississippi · No. 96-08889 · Filed Jun 11, 1996 · Closed Oct 7, 1996
Role of SCOTT ELLINGTON and VICKIE L. ELLLINGTON: Debtor · Outcome: Case closed 1996-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MS (not a filing state); middle initial differs
Scott Ellington closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-24342 · Filed Apr 8, 1996 · Closed Jul 31, 1997
Role of Scott Ellington: Debtor · Outcome: Case closed 1997-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in TN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:38 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Scott Neil Ellington (compared 30 filings on Oct 24, 2026)

Note · Oct 17, 2018 – Nov 5, 2019

No amendment in the last 12 months on an offering that may still be open — NREA Retreat, DST (latest filing Nov 5, 2019)

The latest filing for this offering is dated Nov 5, 2019 (first sale Oct 17, 2018). It reports $35,020,067 sold of $35,125,712 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 5, 2019 ↗NREA Retreat, DST — PartnerFacts page ↗
Sources
Note · Dec 18, 2018 – Aug 15, 2019

No amendment in the last 12 months on an offering that may still be open — NREA Southeast Portfolio Three, DST (latest filing Aug 15, 2019)

The latest filing for this offering is dated Aug 15, 2019 (first sale Dec 18, 2018). It reports $71,933,810 sold of $72,403,877 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 15, 2019 ↗NREA Southeast Portfolio Three, DST — PartnerFacts page ↗
Sources
Note · Jan 13, 2016 – Jan 15, 2019

Scott Neil Ellington is written 2 different ways on the filings

listed as "Scott Ellington" on 3 filings (from Jan 13, 2016), and "Scott Neil Ellington" on 27 filings (from Jan 15, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 13, 2016 ↗Form D/A · Jan 15, 2019 ↗Scott Neil Ellington — PartnerFacts page ↗
Sources
Note · Jan 13, 2016 – Feb 11, 2020

Scott Neil Ellington is listed with 2 different address states: GA, TX

GA on 1 filing (Jan 13, 2016); TX on 29 filings (Feb 2, 2017 to Feb 11, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 13, 2016 ↗Form D · Feb 2, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 5 offerings report sales commissions totalling $6,464,276; 0 report finder's fees; 2 report proceeds to related persons totalling $3,504,173. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 11, 2020 D
Nexpoint Multifamily Capital Trust, Inc.
File 021-360287
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 5, 2019 D/A
NREA Retreat, DST
File 021-324679
$2,107,543 (est.)$0 (est.)$1,023,750 (est.)
Item 16 is an estimate of fees and offering/organizational expenses that may accrue for the management team?s services in the identification, negotiation, diligence, and acquisition of the property
Concorde Investment Services LLC BrokerCheck CRD 151604 ↗
via Concorde Investment Services LLC (CRD 151604 ↗)

Kim R. Kunz BrokerCheck CRD 718618 ↗
via Westpark Capital Inc. (CRD 39914 ↗)

Justin Bachman BrokerCheck CRD 6412695 ↗
via Capulent LLC (CRD 155155 ↗)

Ed Fernandez BrokerCheck CRD 2956661 ↗
via Capulent LLC (CRD 155155 ↗)

Troy Thomas BrokerCheck CRD 4691720 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Gary Pohl BrokerCheck CRD 1291748 ↗
via Sigma Financial Corp. (CRD 48917 ↗)

Jim A. Lund BrokerCheck CRD 1713921 ↗
via Cabot Lodge Securities LLC (CRD 159712 ↗)

Robert A. Horning BrokerCheck CRD 2311640 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Curtis J. Sathre BrokerCheck CRD 2459115 ↗
via JRL Capital Corp. (CRD 10225 ↗)

Joral T Schmalle BrokerCheck CRD 4491484 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

DFPG Investments Inc BrokerCheck CRD 155576 ↗
via DFPG Investments Inc (CRD 155576 ↗)

Kyle S. Jobin BrokerCheck CRD 4915438 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

Tomas J. Velken BrokerCheck CRD 1600404 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

Frank Piscitelli BrokerCheck CRD 6935623 ↗
via Lightpath Capital, Inc. (CRD 34617 ↗)

Corbin S. Thomas BrokerCheck CRD 4234748 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Liam F. Dalton BrokerCheck CRD 1327801 ↗
via Axiom Capital Management Inc. (CRD 26580 ↗)

Steven A. Barnes BrokerCheck CRD 1609891 ↗
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

David P. Dahill BrokerCheck CRD 6581024 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Patrick T. Shea BrokerCheck CRD 1654953 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Joseph M. Insalaco BrokerCheck CRD 2978175 ↗
via Concorde Investment Services LLC (CRD 151604 ↗)

James M Lamont BrokerCheck CRD 2846228 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Todd H Kennedy BrokerCheck CRD 1002060 ↗
via Herbert J Sims & Co Inc. (CRD 3420 ↗)

Linda J. Wimsatt BrokerCheck CRD 1401802 ↗
via Westpark Capital Inc. (CRD 39914 ↗)
EDGAR ↗
Aug 15, 2019 D/A
NREA Southeast Portfolio Three, DST
File 021-329415
$4,344,233 (est.)$0$2,480,423 (est.)
Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that mayaccrue to one or more Related Persons.
DFPG Investments Inc. BrokerCheck CRD 155576 ↗
via DFPG Investments Inc. (CRD 155576 ↗)

McDermott Investment Services LLC BrokerCheck CRD 154926 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Gary G Benson BrokerCheck CRD 118221 ↗
via NPB Financial Group LLC (CRD 137743 ↗)

Matthew T Rubis BrokerCheck CRD 5863109 ↗
via Parkland Securities LLC (CRD 115368 ↗)

Gregory J Meyer BrokerCheck CRD 3088783 ↗
via NPB Financial Group LLC (CRD 137743 ↗)

Concorde Investment Services LLC BrokerCheck CRD 151604 ↗
via Concorde Investment Services LLC (CRD 151604 ↗)

James M. Lamont BrokerCheck CRD 2846228 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Chay Lapin BrokerCheck CRD 6275140 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Joral T Schmalle BrokerCheck CRD 4491484 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

David P Dahill BrokerCheck CRD 6581024 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Tomas J Velken BrokerCheck CRD 1600404 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

Robin T Naylor BrokerCheck CRD 1392433 ↗
via Emerson Equity LLC. (CRD 130032 ↗)

Michael L. Cruz BrokerCheck CRD 2130750 ↗
via Courtland Securiites Corp (CRD 137356 ↗)

Edward Fernandez BrokerCheck CRD 2956661 ↗
via Capulent LLC (CRD 155155 ↗)

Leslie Pappas BrokerCheck CRD 1735372 ↗
via Lightpath Capital, Inc. (CRD 94123 ↗)

Kim R. Kunz BrokerCheck CRD 718618 ↗
via Westpark Capital Inc. (CRD 39914 ↗)

Elizabeth L. Friant BrokerCheck CRD 2122446 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

James K. Johnston BrokerCheck CRD 1689783 ↗
via Arete Wealth Management LLC (CRD 44856 ↗)

Patrick T Shea BrokerCheck CRD 1654953 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Jason A Salmon BrokerCheck CRD 6081963 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Christina S. Nielson BrokerCheck CRD 4866971 ↗
via Primex (CRD 29394 ↗)

John L. Jenkins BrokerCheck CRD 1163851 ↗
via Arete Wealth Management LLC (CRD 44856 ↗)

Joseph D. Jackson BrokerCheck CRD 2351290 ↗
via Capital Investment Group Inc. (CRD 14752 ↗)

Mcihael G. Culwell BrokerCheck CRD 5989109 ↗
via Emerson Equity LLC (CRD 130032 ↗)

Dieter E. Thurow BrokerCheck CRD 1435375 ↗
via NPB Financial Group LLC (CRD 137743 ↗)

Robert D. Brinbaum BrokerCheck CRD 2382580 ↗
via Advisory Group Equity SVCS LTD (CRD 15427 ↗)

Stacey J. Morimoto BrokerCheck CRD 4420782 ↗
via K Capital LLC (CRD 147191 ↗)

Jim A. Lund BrokerCheck CRD 1713921 ↗
via Cabot Lodge Securities LLC (CRD 159712 ↗)

Randy A. Barmache BrokerCheck CRD 4607939 ↗
via Westpark Capital Inc. (CRD 39914 ↗)

Jon Lusin BrokerCheck CRD 1786336 ↗
via Courtlandt Securiites Corp (CRD 137356 ↗)

David Kangas BrokerCheck CRD 6591398 ↗
via Cabot Lodge Securities LLC (CRD 159712 ↗)

Anthony Brown BrokerCheck CRD 6900485 ↗
via Stax Capital (CRD 300607 ↗)

Andrew Bagnall BrokerCheck CRD 4331728 ↗
via Emerson Equity LLC (CRD 130032 ↗)

Susan J. Gitt BrokerCheck CRD 5580509 ↗
via Great Point Capital LLC (CRD 114203 ↗)

William D. Ford BrokerCheck CRD 1198575 ↗
via HERBERT J. SIMS & CO, INC. (CRD 3420 ↗)
EDGAR ↗
Feb 2, 2017 D
Nexpoint Multifamily Capital Trust, Inc.
File 021-279897
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 13, 2016 D
NexPoint Real Estate Capital, LLC
File 021-255040
$0$0$0H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via CHRISTOPHER S. HARRISON (CRD 4981070 ↗)

H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via PHYLLIS JOHNSON BECK (CRD 1020488 ↗)

H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via PATRICK J. WHELCHEL (CRD 5389090 ↗)

H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via LORI D. MAYFIELD (CRD 4899271 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Scott Neil Ellington on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NM
REITS and Finance · group: Nexpoint

Nexpoint Multifamily Capital Trust, Inc.

Dallas, TX · Feb 2, 2017 → Feb 11, 2020 · 2 filings
  • Feb 11, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (General Counsel and Secretary) EDGAR ↗
  • Feb 2, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (General Counsel and Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
Other Real Estate · group: Nexpoint

NREA Retreat, DST

Dallas, TX · Jan 15, 2019 → Nov 5, 2019 · 14 filings
  • Nov 5, 2019 · D/A · $35,020,067 sold of $35,125,712 · 102 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 30, 2019 · D/A · $34,974,357 sold of $35,125,712 · 100 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 25, 2019 · D/A · $34,859,699 sold of $35,125,712 · 98 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 12, 2019 · D/A · $34,209,699 sold of $35,125,712 · 95 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 21, 2019 · D/A · $33,139,571 sold of $35,125,712 · 89 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 10, 2019 · D/A · $32,595,937 sold of $35,125,712 · 84 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 26, 2019 · D/A · $32,003,058 sold of $35,125,712 · 79 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2019 · D/A · $31,509,058 sold of $35,125,712 · 77 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 26, 2019 · D/A · $28,797,526 sold of $35,125,712 · 67 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2019 · D/A · $27,944,608 sold of $35,125,712 · 64 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2019 · D/A · $26,051,694 sold of $35,125,712 · 62 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 12, 2019 · D/A · $23,110,687 sold of $35,125,712 · 59 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 29, 2019 · D/A · $19,730,743 sold of $35,125,712 · 52 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 15, 2019 · D/A · $17,880,743 sold of $35,125,712 · 47 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $35M from 102 investors (100% of the $35.1M target) as of the latest filing. Scott is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Other Real Estate · group: Nexpoint

NREA Southeast Portfolio Three, DST

Dallas, TX · Apr 4, 2019 → Aug 15, 2019 · 13 filings
  • Aug 15, 2019 · D/A · $71,933,810 sold of $72,403,877 · 201 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 30, 2019 · D/A · $71,680,360 sold of $72,403,877 · 200 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 17, 2019 · D/A · $70,885,235 sold of $72,403,877 · 199 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 3, 2019 · D/A · $67,173,021 sold of $72,403,877 · 190 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 25, 2019 · D/A · $64,986,620 sold of $72,403,877 · 185 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 19, 2019 · D/A · $58,143,484 sold of $72,403,877 · 167 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 12, 2019 · D/A · $58,143,484 sold of $72,403,877 · 167 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 31, 2019 · D/A · $53,700,452 sold of $72,403,877 · 155 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 21, 2019 · D/A · $51,670,097 sold of $72,403,877 · 147 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 10, 2019 · D/A · $46,773,674 sold of $72,403,877 · 130 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 26, 2019 · D/A · $44,982,674 sold of $72,403,877 · 120 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2019 · D/A · $40,362,389 sold of $72,403,877 · 107 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 4, 2019 · D/A · $33,074,381 sold of $72,403,877 · 89 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $71.9M from 201 investors (99% of the $72.4M target) as of the latest filing. Scott is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
REITS and Finance · group: Nexpoint

NexPoint Real Estate Capital, LLC

Dallas, TX · Jan 13, 2016
  • Jan 13, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Scott 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NR
Management entity

NexPoint Real Estate Advisors IV, L.P.

Executive Officer · 27 shared filings (2 issuers) · also on 32 other issuers

NexPoint Real Estate Advisors IV, L.P. is on 34 issuers in total — a repeat sponsor. Their page lists every one.

NR
Management entity

NREA Retreat Investment Co,

Promoter · 14 shared filings (1 issuer)

Listed on the same filings as Scott Neil Ellington. Their page shows their other deals.

NR
Management entity

NREA Retreat Manager, LLC

Promoter · 14 shared filings (1 issuer)

Listed on the same filings as Scott Neil Ellington. Their page shows their other deals.

NS
Management entity

NREA Southeast Portfolio Three

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as Scott Neil Ellington. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Goetz

Executive Officer · 30 shared filings (4 issuers) · also on 17 other issuers

Matthew Goetz is on 21 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Mitts

Executive Officer, Director · 30 shared filings (4 issuers) · also on 25 other issuers

Brian Mitts is on 29 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matt McGraner

Executive Officer · 28 shared filings (3 issuers) · also on 37 other issuers

Matt McGraner is on 40 issuers in total — a repeat sponsor. Their page lists every one.

FW
No photo found (searched own website, image search on Oct 24, 2026)
Person

Frank Waterhouse

Executive Officer · 27 shared filings (2 issuers) · also on 12 other issuers

Frank Waterhouse is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew McGraner

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Matthew McGraner is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John M. Pons

Director · 1 shared filing (1 issuer) · also on 10 other issuers

John M. Pons is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

D. Kirk McAllaster

Director · 1 shared filing (1 issuer) · also on 9 other issuers

D. Kirk McAllaster is on 10 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

N
Sponsor group

Nexpoint

68 issuers · 573 filings · $2.88B reported sold · 2009–2026

One team, 68 deal companies. Scott Neil Ellington is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Neil Ellington.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Neil Ellington by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Neil Ellington is listed on: none on file. No website or social profile named in NREA Southeast Portfolio Three, DST's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #230,012 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Georgia state courts — find the court ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Georgia Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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