PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:34 AM ET

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Brian Mitts

Named as an officer, director or promoter on SEC Form D filings · TX · Aug 14, 2012 → Sep 28, 2026

29deals (issuers)
$2.74Breported sold
8,175investors
158Form D filings
2012–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Mitts is listed as an executive officer, director, and promoter on 158 SEC Form D filings by 29 issuers between Aug 2012 and Sep 2026. Largest by amount reported sold: VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (Dallas, TX — reits and finance — 2023; $966M reported sold to 35 investors), VINEBROOK HOMES TRUST, INC. (Dallas, TX — reits and finance — 2018–2026; $685.4M reported sold to 4,890 investors), Jernigan Capital, Inc. (Dallas, TX — other real estate — 2020; $300M reported sold to 1 investors), NexPoint SFR Operating Partnership, L.P. (Dallas, TX — reits and finance — 2022; $216.3M reported sold to 10 investors), NexPoint Semiconductor Manufacturing DST (Dallas, TX — other real estate — 2023–2025; $136.9M reported sold to 315 investors) and 24 more (all listed below).

What this means That is a lot of deals — 29 separate companies raised money with this person listed as executive officer, director, and promoter, over about 14 years. Across those companies the filings report $2.74B sold in total.

Listed alongside Matt McGraner (141 shared filings), NexPoint Real Estate Advisors IV, L.P. (98 shared filings, management entity), James Dondero (59 shared filings), Frank Waterhouse (33 shared filings), Matthew Goetz (32 shared filings) and 58 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

All 29 issuers belong to the sponsor group Nexpoint (68 issuers, $2.88B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Nexpoint has 68 companies on file and $2.88B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 158 public filings for Brian Mitts and found 5 differences, 4 worth asking the sponsor about: Bankruptcy case: Brian C. Mitts and Jalyn M. Mitts; Bankruptcy case: Brian Mitts; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Mitts has not run yet — it is joining a line of 36,051 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Mitts..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Brian C. Mitts and Jalyn M. Mitts closed
United States Bankruptcy Court, E.D. Wisconsin · No. 04-33195 · Filed Sep 10, 2004 · Closed Feb 1, 2008
Role of Brian C. Mitts and Jalyn M. Mitts: Debtor · Outcome: Case closed 2008-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in WI (not a filing state)
Brian Mitts closed
United States Bankruptcy Court, S.D. New York · No. 01-37289 · Filed Sep 20, 2001 · Closed Feb 8, 2002
Role of Brian Mitts: Debtor · Outcome: Case closed 2002-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in NY (not a filing state)
BRIAN D. MITTS and JANET S. MITTS closed
United States Bankruptcy Court, D. Nevada · No. 99-32126 · Filed Jul 12, 1999 · Closed Oct 20, 1999
Role of BRIAN D. MITTS and JANET S. MITTS: Debtor · Outcome: Case closed 1999-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in NV (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Brian Mitts — 4 worth asking about (compared the newest 50 of 158 filings on Oct 24, 2026; older filings not covered)

Worth asking · Sep 10, 2004 – Feb 1, 2008

Bankruptcy case: Brian C. Mitts and Jalyn M. Mitts — filed Sep 10, 2004

United States Bankruptcy Court, E.D. Wisconsin docket "Brian C. Mitts and Jalyn M. Mitts" filed Sep 10, 2004, closed Feb 1, 2008. Brian Mitts is listed as Debtor ("Brian C. Mitts and Jalyn M. Mitts"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Wisconsin ↗
Sources
Worth asking · Sep 20, 2001 – Feb 8, 2002

Bankruptcy case: Brian Mitts — filed Sep 20, 2001

United States Bankruptcy Court, S.D. New York docket "Brian Mitts" filed Sep 20, 2001, closed Feb 8, 2002. Brian Mitts is listed as Debtor. Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Jul 12, 1999 – Oct 20, 1999

Bankruptcy case: BRIAN D. MITTS and JANET S. MITTS — filed Jul 12, 1999

United States Bankruptcy Court, D. Nevada docket "BRIAN D. MITTS and JANET S. MITTS" filed Jul 12, 1999, closed Oct 20, 1999. Brian Mitts is listed as Debtor ("BRIAN D. MITTS and JANET S. MITTS"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Nevada ↗
Sources
Worth asking · Sep 26, 2024 – Nov 6, 2025

6 filings report more than 10% of the money raised going to insiders

35% of the money raised went to insiders — NexPoint Storage VI DST · 264% of the money raised went to insiders — NexPoint Storage VI DST · 14% of the money raised went to insiders — NexPoint Storage VI DST · 12% of the money raised went to insiders — NexPoint Life Sciences III DST · 16% of the money raised went to insiders — NexPoint Life Sciences III DST · and 1 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Mar 19, 2025 ↗NexPoint Storage VI DST — PartnerFacts page ↗Form D · Jan 17, 2025 ↗Form D/A · Nov 6, 2025 ↗
Sources
Note · Oct 1, 2024 – Oct 1, 2025

Brian Mitts's role changed at VINEBROOK HOMES TRUST, INC.: executive officer, director → director

The Oct 1, 2024 filing lists Brian Mitts as executive officer, director; the Oct 1, 2025 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Oct 1, 2024 ↗Form D/A · Oct 1, 2025 ↗Brian Mitts — PartnerFacts page ↗VINEBROOK HOMES TRUST, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 158 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

30 of 40 offerings report sales commissions totalling $156,183,951; 0 report finder's fees; 12 report proceeds to related persons totalling $22,302,624. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 28, 2026 D/A
VINEBROOK HOMES TRUST, INC.
File 021-411251
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 28, 2026 D/A
VINEBROOK HOMES TRUST, INC.
File 021-411256
$0$0$0None listed on this filingEDGAR ↗
Aug 11, 2026 D/A
NexPoint Life Sciences III DST
File 021-503969
$2,682,859 (est.)$0 (est.)$761,468 (est.)
Item 16 is an estimate of offering expenses and acquisition fees that may accrue to one or more Related Persons.
Aurora Securities BrokerCheck CRD 46147 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
DFPG Investments, LLC BrokerCheck CRD 155576 ↗
Arkadios Capital BrokerCheck CRD 282710 ↗
Realized Financial, Inc. BrokerCheck CRD 22333 ↗
IBN Financial Services, Inc. BrokerCheck CRD 42360 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
Creativeone Securities, LLC BrokerCheck CRD 152974 ↗
American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗
Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
Westpark Capital, Inc. BrokerCheck CRD 39914 ↗
Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
FNEX Capital, LLC BrokerCheck CRD 166316 ↗
Realta Equities, Inc. BrokerCheck CRD 23769 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗		EDGAR ↗
Nov 6, 2025 D/A
NexPoint Storage VI DST
File 021-535552
$2,949,212 (est.)$0$6,140,000
OSL Storage VI Investment Co, LLC will be responsible for paying certain fees and costs of approximately $6,140,000.
Nexpoint Securities, Inc. BrokerCheck CRD 165013 ↗
ALEXANDER CAPITAL LP BrokerCheck CRD 40077 ↗
ARKADIOS CAPITAL BrokerCheck CRD 282710 ↗
AURORA SECURITIES BrokerCheck CRD 46147 ↗
CABIN SECURITIES, INC. BrokerCheck CRD 137608 ↗
CAPULENT LLC BrokerCheck CRD 155155 ↗
CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗
DAI SECURITIES, LLC BrokerCheck CRD 36673 ↗
EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗
FNEX CAPITAL, LLC BrokerCheck CRD 166316 ↗
GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
HARBOUR INVESTMENTS INC. BrokerCheck CRD 19258 ↗
INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗
Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗
MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗
REALIZED FINANCIAL, INC BrokerCheck CRD 22333 ↗
REALTA EQUITIES, INC. BrokerCheck CRD 23769 ↗
SAXONY SECURITIES, INC. BrokerCheck CRD 115547 ↗
WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗		EDGAR ↗
Oct 7, 2025 D/A
NexPoint Semiconductor Manufacturing DST
File 021-497989
$11,982,655 (est.)$0 (est.)$3,671,668 (est.)
Item 16 is an estimate of offering expenses and acquisition fees that may accrue to one or more Related Persons.
Realized Financial, Inc. BrokerCheck CRD 22333 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Aurora Securities BrokerCheck CRD 46147 ↗
McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗
IBN Financial Services Inc. BrokerCheck CRD 42360 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Cabin Securities, Inc. BrokerCheck CRD 137608 ↗
Innovation Partners LLC BrokerCheck CRD 146344 ↗
Capulent LLC BrokerCheck CRD 155155 ↗
Arkadios Capital BrokerCheck CRD 282710 ↗
FNEX Capital, LLC BrokerCheck CRD 166316 ↗
Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
Willow Cove Investment Group, Inc. BrokerCheck CRD 107824 ↗
Stonecrest Capital Markets, Inc. BrokerCheck CRD 39616 ↗
Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗
Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
APW Capital, Inc. BrokerCheck CRD 43814 ↗
Stax Capital BrokerCheck CRD 300607 ↗
MHL Investments BrokerCheck CRD 2535 ↗
Ausdal Financial Partners, Inc. BrokerCheck CRD 7995 ↗
Moloney Securities Co., Inc. BrokerCheck CRD 38535 ↗
Realta Equities, Inc. BrokerCheck CRD 23769 ↗
TCFG Wealth Management, LLC BrokerCheck CRD 164153 ↗
Client One Securities LLC BrokerCheck CRD 152974 ↗
American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗
Metropolitan Capital Investment BrokerCheck CRD 148820 ↗
FMN Capital Corporation BrokerCheck CRD 38105 ↗
Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗
1031 Securities Inc. BrokerCheck CRD 326590 ↗
Harbour Investments, Inc. BrokerCheck CRD 19258 ↗
Investment Security Corporation BrokerCheck CRD 47536 ↗		EDGAR ↗
Feb 26, 2025 D/A
NexPoint Small Bay II DST
File 021-519657
$3,392,859 (est.)$0 (est.)$1,135,653 (est.)
Item 16 is an estimate of offering expenses and acquisition/facilitation fees that may accrue to one or more Related Persons.
Great Point Capital LLC BrokerCheck CRD 114203 ↗
Arkadios Capital BrokerCheck CRD 282710 ↗
FNEX Capital, LLC BrokerCheck CRD 166316 ↗
American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗
Aurora Securities BrokerCheck CRD 46147 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗
1031 Securities Inc. BrokerCheck CRD 326590 ↗
Vanderbilt Securities, LLC BrokerCheck CRD 5953 ↗
IBN Financial Services, Inc. BrokerCheck CRD 42360 ↗
Metropolitan Capital Investment BrokerCheck CRD 148820 ↗
Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗
Realized Financial, Inc. BrokerCheck CRD 22333 ↗		EDGAR ↗
Jan 6, 2025 D/A
NexPoint Storage V DST
File 021-517635
$4,063,494 (est.)$0 (est.)$1,078,640 (est.)
Item 16 is an estimate of offering expenses and acquisition fees that may accrue to one or more Related Persons.
McDermott Investment Services, Inc. BrokerCheck CRD 154926 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
Arkadios Capital BrokerCheck CRD 282710 ↗
Realized Financial, Inc. BrokerCheck CRD 22333 ↗
DFPG Investments, LLC BrokerCheck CRD 155576 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Aurora Securities BrokerCheck CRD 46147 ↗
FNEX Capital LLC BrokerCheck CRD 166316 ↗
Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗
Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗
Realta Equities, Inc. BrokerCheck CRD 23769 ↗
DAI Securities, LLC BrokerCheck CRD 36673 ↗
Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗
American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗
Calton & Associates, Inc. BrokerCheck CRD 20999 ↗		EDGAR ↗
Dec 21, 2023 D/A
NexPoint Homes Trust, Inc.
File 021-452046
$10,000,000 (est.)$0$0NexPoint Securities, Inc. BrokerCheck CRD 165013 ↗
Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗
Cape Securities Inc. BrokerCheck CRD 7072 ↗
DMK Advisor Group, Inc. BrokerCheck CRD 41067 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Herbert J. Sims & Co Inc. BrokerCheck CRD 3420 ↗
Galt Financial Group, Inc. BrokerCheck CRD 146976 ↗
Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗
Ausdal Financial Partners Inc. BrokerCheck CRD 7995 ↗
American Trust Investment Services Inc. BrokerCheck CRD 3001 ↗
AGES Financial Services, Ltd BrokerCheck CRD 15427 ↗
WealthForge Securities LLC BrokerCheck CRD 152550 ↗
Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
Westpark Capital, Inc. BrokerCheck CRD 39914 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
Moloney Securities Co., Inc. BrokerCheck CRD 38535 ↗		EDGAR ↗
Dec 21, 2023 D
NFRO SFR REIT, LLC
File 021-500458
$6,250$0$0H & L Equities, LLC BrokerCheck CRD 113794 ↗
Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles B Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 21, 2023 D
GAF REIT Sub III, LLC
File 021-500506
$6,250$0$0H & L Equities, LLC BrokerCheck CRD 113794 ↗
Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles B Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 15, 2023 D
NexPoint Storage Partners, Inc.
File 021-499842
$10,000,000$0$0NexPoint Securities, Inc. BrokerCheck CRD 165013 ↗EDGAR ↗
Sep 29, 2023 D/A
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P.
File 021-325760
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2023 D/A
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P.
File 021-411265
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2023 D/A
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P.
File 021-411267
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2023 D
VINEBROOK HOMES TRUST, INC.
File 021-489588
$1,849,239$0$2,650,000
In connection with the acquisition of the external manager by the issuer on August 3, 2023, Dana Sprong, Ryan McGarry and certain of their affiliates received an aggregate of $2,650,000.00 in cash, which was paid from the gross proceeds of the offering.
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗EDGAR ↗
May 12, 2023 D
NexPoint Storage Partners, Inc.
File 021-481559
$10,000,000$0$0NexPoint Securities, Inc. BrokerCheck CRD 165013 ↗EDGAR ↗
Dec 23, 2022 D
NRESF REIT Sub II, LLC
File 021-468634
$6,250$0$0H & L Equities, LLC BrokerCheck CRD 113794 ↗
Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 21, 2022 D
NexPoint Homes Trust, Inc.
File 021-468264
$6,250 (est.)$0$0H & L Equities, LLC BrokerCheck CRD 113794 ↗
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jul 12, 2022 D
NexPoint SFR Operating Partnership, L.P.
File 021-452047
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2021 D/A
VINEBROOK HOMES TRUST, INC.
File 021-325696
$85,000,000 (est.)$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, the amounts of which cannot be estimated at this time.
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
NexPoint Securities, Inc. BrokerCheck CRD 165013 ↗
Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
Capulent, LLC BrokerCheck CRD 155155 ↗
Moloney Securities Co., Inc. BrokerCheck CRD 38535 ↗
Integrity Brokerage Services, Inc. BrokerCheck CRD 117589 ↗
WestPark Capital, Inc. BrokerCheck CRD 39914 ↗
NI Advisors BrokerCheck CRD 134502 ↗
IFP Securities, LLC BrokerCheck CRD 297287 ↗
Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗
PURSHE KAPLAN STERLING INVESTMENTS BrokerCheck CRD 35747 ↗
AUSDAL FINANCIAL PARTNERS, INC. BrokerCheck CRD 7995 ↗
CALTON & ASSOCIATES, INC. BrokerCheck CRD 20999 ↗
COASTAL EQUITIES, INC. BrokerCheck CRD 23769 ↗
DEMPSEY LORD SMITH, LLC BrokerCheck CRD 141238 ↗
GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
HERBERT J. SIMS & CO, INC. BrokerCheck CRD 3420 ↗
CABOT LODGE SECURITIES LLC BrokerCheck CRD 159712 ↗
ALEXANDER CAPITAL, L.P. BrokerCheck CRD 40077 ↗
FORTUNE SECURITIES, INC. BrokerCheck CRD 40821 ↗
KCD FINANCIAL, INC BrokerCheck CRD 127473 ↗
LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗
CAPE SECURITIES, INC. BrokerCheck CRD 7072 ↗
INVESTMENT SECURITY CORPORATION BrokerCheck CRD 47536 ↗
BERTHAL FISHER AND COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗
CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗
GALT FINANCIAL GROUP, INC. BrokerCheck CRD 146976 ↗
AMERICAN TRUST INVESTMENT SERVICES, INC. BrokerCheck CRD 3001 ↗
CENTAURUS FINANCIAL INC BrokerCheck CRD 30833 ↗
DFPG INVESTMENTS INC BrokerCheck CRD 155576 ↗
NPB FINANCIAL GROUP LLC BrokerCheck CRD 137743 ↗
RAYMOND JAMES FINANCIAL SERVICES BrokerCheck CRD 6694 ↗
MSC-BD BrokerCheck CRD 142927 ↗
Stax Capital BrokerCheck CRD 300607 ↗
Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗
CETERA ADVISOR NETWORKS LLC BrokerCheck CRD 13572 ↗
CETERA INVESTMENT SERVICES LLC BrokerCheck CRD 15340 ↗
FIRST ALLIED SECURITIES, INC. BrokerCheck CRD 32444 ↗
INNOVATION PARTNERS LLC BrokerCheck CRD 146344 ↗
M HOLDINGS SECURITIES, INC. BrokerCheck CRD 43285 ↗
PATRICK CAPITAL MARKETS LLC BrokerCheck CRD 16518 ↗
WEDBUSH SECURITIES INC. BrokerCheck CRD 877 ↗
WESTERN INTERNATIONAL SECURITIES, INC. BrokerCheck CRD 39262 ↗
Advisory Group Equity Services Ltd. BrokerCheck CRD 15427 ↗		EDGAR ↗
May 21, 2021 D/A
NexPoint IQHQ Co-Invest Opportunity I, LLC
File 021-380950
$1,694,914 (est.)$0$254,237 (est.)
Estimate assumes full amount of offering is sold. This amount represents organization and offering expenses expected to be paid/reimbursed to the Sponsor.
NexPoint Securities, Inc. BrokerCheck CRD 165013 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗		EDGAR ↗
Apr 8, 2021 D
NREF OP IV REIT Sub, LLC
File 021-395090
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 1, 2020 D
NexPoint Storage Partners, Inc.
File 021-381812
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 19, 2020 D
Jernigan Capital, Inc.
File 021-380987
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2020 D
NexPoint IQHQ Co-Invest Opportunity I, LLC
File 021-380947
$1,694,914 (est.)$0$254,237 (est.)
Estimate assumes full amount of offering is sold. This amount represents organization and offering expenses expected to be paid/reimbursed to the Sponsor.
NexPoint Securities, Inc. BrokerCheck CRD 165013 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗		EDGAR ↗
Nov 5, 2020 D/A
NexPoint IQHQ Co-Invest I, LLC
File 021-367099
$500,240$0$61,460
Based on total amount sold. This amount represents organization and offering expenses expected to be paid / reimbursed to the Sponsor.
NexPoint Securities, Inc. BrokerCheck CRD 165013 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Advisory Group Equity Services Ltd. BrokerCheck CRD 15427 ↗
Ausdal Financial Partners, Inc. BrokerCheck CRD 7995 ↗
Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗		EDGAR ↗
Oct 19, 2020 D
VINEBROOK HOMES TRUST, INC.
File 021-378222
$2,362,500 (est.)$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗EDGAR ↗
Feb 11, 2020 D
Nexpoint Multifamily Capital Trust, Inc.
File 021-360287
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 11, 2020 D
GAF REIT, LLC
File 021-360232
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 11, 2020 D
NexPoint Capital REIT, LLC
File 021-360242
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 5, 2019 D/A
NREA Retreat, DST
File 021-324679
$2,107,543 (est.)$0 (est.)$1,023,750 (est.)
Item 16 is an estimate of fees and offering/organizational expenses that may accrue for the management team?s services in the identification, negotiation, diligence, and acquisition of the property
Concorde Investment Services LLC BrokerCheck CRD 151604 ↗
via Concorde Investment Services LLC (CRD 151604 ↗)

Kim R. Kunz BrokerCheck CRD 718618 ↗
via Westpark Capital Inc. (CRD 39914 ↗)

Justin Bachman BrokerCheck CRD 6412695 ↗
via Capulent LLC (CRD 155155 ↗)

Ed Fernandez BrokerCheck CRD 2956661 ↗
via Capulent LLC (CRD 155155 ↗)

Troy Thomas BrokerCheck CRD 4691720 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Gary Pohl BrokerCheck CRD 1291748 ↗
via Sigma Financial Corp. (CRD 48917 ↗)

Jim A. Lund BrokerCheck CRD 1713921 ↗
via Cabot Lodge Securities LLC (CRD 159712 ↗)

Robert A. Horning BrokerCheck CRD 2311640 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Curtis J. Sathre BrokerCheck CRD 2459115 ↗
via JRL Capital Corp. (CRD 10225 ↗)

Joral T Schmalle BrokerCheck CRD 4491484 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

DFPG Investments Inc BrokerCheck CRD 155576 ↗
via DFPG Investments Inc (CRD 155576 ↗)

Kyle S. Jobin BrokerCheck CRD 4915438 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

Tomas J. Velken BrokerCheck CRD 1600404 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

Frank Piscitelli BrokerCheck CRD 6935623 ↗
via Lightpath Capital, Inc. (CRD 34617 ↗)

Corbin S. Thomas BrokerCheck CRD 4234748 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Liam F. Dalton BrokerCheck CRD 1327801 ↗
via Axiom Capital Management Inc. (CRD 26580 ↗)

Steven A. Barnes BrokerCheck CRD 1609891 ↗
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

David P. Dahill BrokerCheck CRD 6581024 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Patrick T. Shea BrokerCheck CRD 1654953 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Joseph M. Insalaco BrokerCheck CRD 2978175 ↗
via Concorde Investment Services LLC (CRD 151604 ↗)

James M Lamont BrokerCheck CRD 2846228 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Todd H Kennedy BrokerCheck CRD 1002060 ↗
via Herbert J Sims & Co Inc. (CRD 3420 ↗)

Linda J. Wimsatt BrokerCheck CRD 1401802 ↗
via Westpark Capital Inc. (CRD 39914 ↗)
EDGAR ↗
Aug 15, 2019 D/A
NREA Southeast Portfolio Three, DST
File 021-329415
$4,344,233 (est.)$0$2,480,423 (est.)
Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that mayaccrue to one or more Related Persons.
DFPG Investments Inc. BrokerCheck CRD 155576 ↗
via DFPG Investments Inc. (CRD 155576 ↗)

McDermott Investment Services LLC BrokerCheck CRD 154926 ↗
via McDermott Investment Services LLC (CRD 154926 ↗)

Gary G Benson BrokerCheck CRD 118221 ↗
via NPB Financial Group LLC (CRD 137743 ↗)

Matthew T Rubis BrokerCheck CRD 5863109 ↗
via Parkland Securities LLC (CRD 115368 ↗)

Gregory J Meyer BrokerCheck CRD 3088783 ↗
via NPB Financial Group LLC (CRD 137743 ↗)

Concorde Investment Services LLC BrokerCheck CRD 151604 ↗
via Concorde Investment Services LLC (CRD 151604 ↗)

James M. Lamont BrokerCheck CRD 2846228 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Chay Lapin BrokerCheck CRD 6275140 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Joral T Schmalle BrokerCheck CRD 4491484 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

David P Dahill BrokerCheck CRD 6581024 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Tomas J Velken BrokerCheck CRD 1600404 ↗
via Sigma Financial Corp. (CRD 14303 ↗)

Robin T Naylor BrokerCheck CRD 1392433 ↗
via Emerson Equity LLC. (CRD 130032 ↗)

Michael L. Cruz BrokerCheck CRD 2130750 ↗
via Courtland Securiites Corp (CRD 137356 ↗)

Edward Fernandez BrokerCheck CRD 2956661 ↗
via Capulent LLC (CRD 155155 ↗)

Leslie Pappas BrokerCheck CRD 1735372 ↗
via Lightpath Capital, Inc. (CRD 94123 ↗)

Kim R. Kunz BrokerCheck CRD 718618 ↗
via Westpark Capital Inc. (CRD 39914 ↗)

Elizabeth L. Friant BrokerCheck CRD 2122446 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

James K. Johnston BrokerCheck CRD 1689783 ↗
via Arete Wealth Management LLC (CRD 44856 ↗)

Patrick T Shea BrokerCheck CRD 1654953 ↗
via Whitehall-Parker Securities Inc. (CRD 10608 ↗)

Jason A Salmon BrokerCheck CRD 6081963 ↗
via Wealthforge Securities LLC (CRD 152550 ↗)

Christina S. Nielson BrokerCheck CRD 4866971 ↗
via Primex (CRD 29394 ↗)

John L. Jenkins BrokerCheck CRD 1163851 ↗
via Arete Wealth Management LLC (CRD 44856 ↗)

Joseph D. Jackson BrokerCheck CRD 2351290 ↗
via Capital Investment Group Inc. (CRD 14752 ↗)

Mcihael G. Culwell BrokerCheck CRD 5989109 ↗
via Emerson Equity LLC (CRD 130032 ↗)

Dieter E. Thurow BrokerCheck CRD 1435375 ↗
via NPB Financial Group LLC (CRD 137743 ↗)

Robert D. Brinbaum BrokerCheck CRD 2382580 ↗
via Advisory Group Equity SVCS LTD (CRD 15427 ↗)

Stacey J. Morimoto BrokerCheck CRD 4420782 ↗
via K Capital LLC (CRD 147191 ↗)

Jim A. Lund BrokerCheck CRD 1713921 ↗
via Cabot Lodge Securities LLC (CRD 159712 ↗)

Randy A. Barmache BrokerCheck CRD 4607939 ↗
via Westpark Capital Inc. (CRD 39914 ↗)

Jon Lusin BrokerCheck CRD 1786336 ↗
via Courtlandt Securiites Corp (CRD 137356 ↗)

David Kangas BrokerCheck CRD 6591398 ↗
via Cabot Lodge Securities LLC (CRD 159712 ↗)

Anthony Brown BrokerCheck CRD 6900485 ↗
via Stax Capital (CRD 300607 ↗)

Andrew Bagnall BrokerCheck CRD 4331728 ↗
via Emerson Equity LLC (CRD 130032 ↗)

Susan J. Gitt BrokerCheck CRD 5580509 ↗
via Great Point Capital LLC (CRD 114203 ↗)

William D. Ford BrokerCheck CRD 1198575 ↗
via HERBERT J. SIMS & CO, INC. (CRD 3420 ↗)
EDGAR ↗
Jan 29, 2019 D
NFRO REIT Sub, LLC
File 021-331577
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jul 13, 2017 D/A
NREA Gardens, DST
File 021-277686
$1,478,039$0$2,791,088
NREA Gardens Investment Co, LLC will be responsible for paying certain fees and costs of approximately $1,927,088.
Highland Capital Funds Distributor, Inc. BrokerCheck CRD 165013 ↗
American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗
Boustead Securities, LLC BrokerCheck CRD 141391 ↗
Cabot Lodge Securities BrokerCheck CRD 159712 ↗
Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
Coastal Equities, Inc. BrokerCheck CRD 23769 ↗
Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗
DFPG Investments, Inc. BrokerCheck CRD 155576 ↗
Freedom Investors Corp. BrokerCheck CRD 23714 ↗
Garden States Securities, Inc. BrokerCheck CRD 10083 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
JRL Capital Corp. BrokerCheck CRD 10225 ↗
KCD Financial, Inc. BrokerCheck CRD 127473 ↗
McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗
Parkland Securities LLC BrokerCheck CRD 115368 ↗
Primex BrokerCheck CRD 29394 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Sandlapper Securities LLC BrokerCheck CRD 137906 ↗
Sigma Financial Corporation BrokerCheck CRD 14303 ↗
VFG Securities, Inc. BrokerCheck CRD 15121 ↗
Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗		EDGAR ↗
Feb 2, 2017 D
Nexpoint Multifamily Capital Trust, Inc.
File 021-279897
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 2, 2017 D
NRESF REIT Sub, LLC
File 021-279903
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 13, 2016 D
NexPoint Real Estate Capital, LLC
File 021-255040
$0$0$0H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via CHRISTOPHER S. HARRISON (CRD 4981070 ↗)

H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via PHYLLIS JOHNSON BECK (CRD 1020488 ↗)

H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via PATRICK J. WHELCHEL (CRD 5389090 ↗)

H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗
via LORI D. MAYFIELD (CRD 4899271 ↗)
EDGAR ↗
Oct 24, 2014 D
NexPoint Capital, Inc.
File 021-227067
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D
Freedom REIT LLC
File 021-209369
$6,250 (est.)$0$0
The proceeds from the Offering will be used for general working capital purposes.
REIT Funding, LLC no CRD number reported
H&L Equities LLC BrokerCheck CRD 113794 ↗
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Aug 14, 2012 D
NexPoint Credit Strategies Fund
File 021-182663
$0$0$0NEXBANK SECURITIES, INC. BrokerCheck CRD 133267 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 29

Every issuer that named Brian Mitts on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

VH
REITS and Finance · group: Nexpoint

VINEBROOK HOMES TRUST, INC.

Dallas, TX · Nov 13, 2018 → Sep 28, 2026 · 25 filings
  • Sep 28, 2026 · D/A · $133,408,995 sold of Indefinite · 4,890 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2026 · D/A · $78,582,868 sold of Indefinite · 49 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 1, 2025 · D/A · $61,581,758 sold of Indefinite · 35 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Oct 1, 2025 · D/A · $112,898,921 sold of Indefinite · 4,865 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Oct 1, 2024 · D/A · $45,345,066 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer, Director (Director and President) EDGAR ↗
  • Oct 1, 2024 · D/A · $90,300,090 sold of Indefinite · 4,534 investors · min. No minimum reported · role: Executive Officer, Director (Director and President) EDGAR ↗
  • Sep 29, 2023 · D/A · $40,219,205 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Sep 29, 2023 · D/A · $67,325,871 sold of Indefinite · 4,534 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Aug 14, 2023 · D · $63,706,000 sold of $63,706,000 · 425 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Sep 30, 2022 · D/A · $24,766,531 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer, Director (Director, Interim President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Sep 30, 2022 · D/A · $40,151,408 sold of Indefinite · 4,388 investors · min. No minimum reported · role: Executive Officer, Director (Director, Interim President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Sep 30, 2021 · D/A · $16,375,889 sold of Indefinite · 1,903 investors · min. No minimum reported · role: Executive Officer, Director (Director, Interim President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Sep 30, 2021 · D/A · $14,744,621 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer, Director (Director, Interim President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Sep 30, 2021 · D/A · $685,425,362 sold of $1,085,000,000 · 4,736 investors · min. No minimum reported · role: Executive Officer, Director (Director, Interim President, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Aug 25, 2021 · D · $14,744,621 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Aug 25, 2021 · D · $16,375,889 sold of Indefinite · 1,903 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Aug 25, 2021 · D/A · $588,409,666 sold of $1,085,000,000 · 4,081 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Dec 3, 2020 · D/A · $266,674,920 sold of $1,085,000,000 · 2,122 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Oct 19, 2020 · D · $61,000,000 sold of $75,000,000 · 120 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Apr 24, 2020 · D/A · $188,871,708 sold of $1,000,000,000 · 1,538 investors · min. $50,000 · role: Executive Officer, Director (Director, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Oct 1, 2019 · D/A · $118,457,157 sold of $1,000,000,000 · 908 investors · min. $25,000 · role: Executive Officer, Director (Director, Chief Financial Officer, Assistant Secretary and Treasurer) EDGAR ↗
  • Jun 26, 2019 · D/A · $88,758,871 sold of $1,000,000,000 · 664 investors · min. $25,000 · role: Executive Officer, Director (Director, Chief Financial Officer, Treasurer, and Assistant Secretary) EDGAR ↗
  • Apr 8, 2019 · D/A · $64,098,620 sold of $1,000,000,000 · 456 investors · min. $35,000 · role: Executive Officer, Director (Director, Chief Financial Officer, Treasurer, and Assistant Secretary) EDGAR ↗
  • Jan 2, 2019 · D/A · $47,552,620 sold of $1,000,000,000 · 315 investors · min. $35,000 · role: Executive Officer, Director (Director, Chief Financial Officer, Treasurer, and Assistant Secretary) EDGAR ↗
  • Nov 13, 2018 · D · $27,434,183 sold of $1,000,000,000 · 205 investors · min. $35,000 · role: Executive Officer, Director (Director, Chief Financial Officer, Treasurer, and Assistant Secretary) EDGAR ↗

Raised $685.4M from 4,890 investors as of the latest filing. Brian is listed as director, executive officer on 25 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NL
Other Real Estate · group: Nexpoint

NexPoint Life Sciences III DST

Dallas, TX · Jan 31, 2024 → Aug 11, 2026 · 17 filings
  • Aug 11, 2026 · D/A · $27,965,695 sold of $30,661,253 · 92 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 13, 2026 · D/A · $25,178,789 sold of $30,661,253 · 81 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 6, 2025 · D/A · $14,150,789 sold of $30,661,253 · 59 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Apr 18, 2025 · D/A · $11,537,013 sold of $30,661,253 · 47 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 29, 2025 · D/A · $9,865,646 sold of $30,661,253 · 41 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 22, 2025 · D/A · $9,565,646 sold of $30,661,253 · 40 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Dec 17, 2024 · D/A · $8,610,539 sold of $30,661,253 · 37 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Nov 6, 2024 · D/A · $6,566,766 sold of $30,661,253 · 31 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Oct 16, 2024 · D/A · $4,789,837 sold of $30,661,253 · 24 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Sep 26, 2024 · D/A · $4,198,753 sold of $30,661,253 · 21 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 12, 2024 · D/A · $4,023,753 sold of $30,661,253 · 19 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jul 10, 2024 · D/A · $2,913,131 sold of $30,661,253 · 14 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • May 21, 2024 · D/A · $1,946,858 sold of $30,661,253 · 10 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Mar 26, 2024 · D/A · $1,551,858 sold of $30,661,253 · 7 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Mar 12, 2024 · D/A · $517,406 sold of $30,661,253 · 4 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Feb 21, 2024 · D/A · $417,406 sold of $30,661,253 · 3 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 31, 2024 · D · $148,529 sold of $30,661,253 · 1 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗

Raised $28M from 92 investors (91% of the $30.7M target) as of the latest filing. Brian is listed as executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Other Real Estate · group: Nexpoint

NexPoint Storage VI DST

Dallas, TX · Jan 17, 2025 → Nov 6, 2025 · 3 filings
  • Nov 6, 2025 · D/A · $45,340,000 sold of $45,340,000 · 134 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 19, 2025 · D/A · $17,303,037 sold of $45,340,000 · 47 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 17, 2025 · D · $2,326,322 sold of $45,340,000 · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $45.3M from 134 investors (100% of the $45.3M target) as of the latest filing. Brian is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Other Real Estate · group: Nexpoint

NexPoint Semiconductor Manufacturing DST

Dallas, TX · Nov 22, 2023 → Oct 7, 2025 · 26 filings
  • Oct 7, 2025 · D/A · $136,944,633 sold of $136,944,633 · 315 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Apr 2, 2025 · D/A · $101,856,465 sold of $136,944,633 · 232 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Mar 12, 2025 · D/A · $98,751,936 sold of $136,944,633 · 224 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Feb 26, 2025 · D/A · $95,593,663 sold of $136,944,633 · 217 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 28, 2025 · D/A · $88,883,320 sold of $136,944,633 · 201 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 14, 2025 · D/A · $87,070,283 sold of $136,944,633 · 194 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Dec 16, 2024 · D/A · $80,616,436 sold of $136,944,633 · 180 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Dec 11, 2024 · D/A · $78,922,613 sold of $136,944,633 · 177 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Nov 26, 2024 · D/A · $74,741,709 sold of $136,944,633 · 165 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Oct 22, 2024 · D/A · $66,857,312 sold of $136,944,633 · 146 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Oct 4, 2024 · D/A · $61,115,557 sold of $136,944,633 · 132 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Sep 18, 2024 · D/A · $57,960,490 sold of $136,944,633 · 122 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 20, 2024 · D/A · $43,552,127 sold of $136,944,633 · 98 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 7, 2024 · D/A · $42,621,204 sold of $136,944,633 · 93 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jul 24, 2024 · D/A · $21,982,008 sold of $136,944,633 · 79 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jul 10, 2024 · D/A · $17,951,454 sold of $136,944,633 · 66 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jun 26, 2024 · D/A · $15,484,485 sold of $136,944,633 · 57 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • May 15, 2024 · D/A · $11,280,732 sold of $136,944,633 · 45 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • May 8, 2024 · D/A · $10,767,966 sold of $136,944,633 · 43 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Apr 9, 2024 · D/A · $8,964,414 sold of $136,944,633 · 35 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Mar 26, 2024 · D/A · $7,608,989 sold of $136,944,633 · 29 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Mar 12, 2024 · D/A · $5,373,754 sold of $136,944,633 · 21 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Feb 14, 2024 · D/A · $4,566,955 sold of $136,944,633 · 17 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 17, 2024 · D/A · $3,027,181 sold of $136,944,633 · 10 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 4, 2024 · D/A · $706,640 sold of $136,944,633 · 5 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Nov 22, 2023 · D · $466,321 sold of $136,944,633 · 1 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗

Raised $136.9M from 315 investors (100% of the $136.9M target) as of the latest filing. Brian is listed as executive officer on 26 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Other Real Estate · group: Nexpoint

NexPoint Small Bay II DST

Dallas, TX · Jul 24, 2024 → Feb 26, 2025 · 12 filings
  • Feb 26, 2025 · D/A · $38,775,526 sold of $38,775,526 · 122 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jan 29, 2025 · D/A · $38,443,685 sold of $38,775,526 · 119 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Dec 31, 2024 · D/A · $36,665,154 sold of $38,775,526 · 113 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Dec 17, 2024 · D/A · $35,547,284 sold of $38,775,526 · 108 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Nov 26, 2024 · D/A · $33,318,052 sold of $38,775,526 · 101 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Oct 30, 2024 · D/A · $29,495,385 sold of $38,775,526 · 82 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Oct 9, 2024 · D/A · $25,307,822 sold of $38,775,526 · 69 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Sep 18, 2024 · D/A · $19,468,524 sold of $38,775,526 · 54 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Sep 4, 2024 · D/A · $17,689,517 sold of $38,775,526 · 45 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 23, 2024 · D/A · $15,128,439 sold of $38,775,526 · 33 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 12, 2024 · D/A · $9,229,259 sold of $38,775,526 · 15 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jul 24, 2024 · D · $5,936,904 sold of $38,775,526 · 4 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗

Raised $38.8M from 122 investors (100% of the $38.8M target) as of the latest filing. Brian is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Other Real Estate · group: Nexpoint

NexPoint Storage V DST

Dallas, TX · Jul 2, 2024 → Jan 6, 2025 · 13 filings
  • Jan 6, 2025 · D/A · $46,439,932 sold of $46,439,932 · 99 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Nov 27, 2024 · D/A · $45,266,817 sold of $46,439,932 · 94 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Nov 13, 2024 · D/A · $41,421,181 sold of $46,439,932 · 84 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Oct 22, 2024 · D/A · $39,091,272 sold of $46,439,932 · 75 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Oct 9, 2024 · D/A · $34,517,414 sold of $46,439,932 · 65 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Sep 26, 2024 · D/A · $28,837,302 sold of $46,439,932 · 49 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Sep 4, 2024 · D/A · $24,052,056 sold of $46,439,932 · 36 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Sep 4, 2024 · D/A · $24,052,056 sold of $46,439,932 · 36 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 27, 2024 · D/A · $15,003,390 sold of $46,439,932 · 25 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Aug 13, 2024 · D/A · $13,747,100 sold of $46,439,932 · 21 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jul 30, 2024 · D/A · $10,965,372 sold of $46,439,932 · 16 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jul 16, 2024 · D/A · $3,739,480 sold of $46,439,932 · 9 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗
  • Jul 2, 2024 · D · $2,435,813 sold of $46,439,932 · 2 investors · min. $100,000 · role: Executive Officer (Authorized Signatory of the Issuer) EDGAR ↗

Raised $46.4M from 99 investors (100% of the $46.4M target) as of the latest filing. Brian is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
REITS and Finance · group: Nexpoint

GAF REIT Sub III, LLC

Dallas, TX · Dec 21, 2023
  • Dec 21, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
REITS and Finance · group: Nexpoint

NFRO SFR REIT, LLC

Dallas, TX · Dec 21, 2023
  • Dec 21, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NH
REITS and Finance · group: Nexpoint

NexPoint Homes Trust, Inc.

Dallas, TX · Jul 12, 2022 → Dec 21, 2023 · 5 filings
  • Dec 21, 2023 · D/A · $91,201,979 sold of $2,500,000,000 · 343 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Executive Officer, Chief Financial Officer, Treasurer and Assistant Secretary) EDGAR ↗
  • Jun 27, 2023 · D/A · $88,569,067 sold of $2,500,000,000 · 196 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Executive Officer, Chief Financial Officer, Treasurer and Assistant Secretary) EDGAR ↗
  • Dec 21, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Director, President, Chief Executive Officer, Chief Financial Officer, Treasurer and Assistant Secretary) EDGAR ↗
  • Dec 7, 2022 · D/A · $30,089,243 sold of $2,500,000,000 · 100 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Executive Officer, Chief Financial Officer, Treasurer and Assistant Secretary) EDGAR ↗
  • Jul 12, 2022 · D · $615,000 sold of $2,500,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Executive Officer, Chief Financial Officer, Treasurer and Assistant Secretary) EDGAR ↗

Raised $91.2M from 343 investors (4% of the $2.5B target) as of the latest filing. Brian is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
REITS and Finance · group: Nexpoint

NexPoint Storage Partners, Inc.

Dallas, TX · Dec 1, 2020 → Dec 15, 2023 · 3 filings
  • Dec 15, 2023 · D · $43,223,385 sold of Indefinite · 242 investors · min. No minimum reported · role: Executive Officer, Director (Chief Financial Officer, Secretary and Treasurer) EDGAR ↗
  • May 12, 2023 · D · $40,000 sold of $150,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Chief Financial Officer, Secretary and Treasurer) EDGAR ↗
  • Dec 1, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Chief Financial Officer, Secretary and Treasurer) EDGAR ↗

Raised $43.2M from 242 investors as of the latest filing. Brian is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VH
REITS and Finance · group: Nexpoint

VINEBROOK HOMES OPERATING PARTNERSHIP, L.P.

Dallas, TX · Sep 29, 2023 → Sep 29, 2023 · 3 filings
  • Sep 29, 2023 · D/A · $56,857,186 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer, Assistant Secretary, and Treasurer of Vinebrook Homes OP GP, LLC, the General Partner of Issuer) EDGAR ↗
  • Sep 29, 2023 · D/A · $15,550,348 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer, Assistant Secretary, and Treasurer of Vinebrook Homes OP GP, LLC, the General Partner of Issuer) EDGAR ↗
  • Sep 29, 2023 · D/A · $948,806,352 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer, Treasurer, and Assistant Secretary of Vinebrook Homes OP GP, LLC, the General Partner of Issuer) EDGAR ↗

Raised $966M from 35 investors as of the latest filing. Brian is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
REITS and Finance · group: Nexpoint

NRESF REIT Sub II, LLC

Dallas, TX · Dec 23, 2022
  • Dec 23, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
REITS and Finance · group: Nexpoint

NexPoint SFR Operating Partnership, L.P.

Dallas, TX · Jul 12, 2022
  • Jul 12, 2022 · D · $216,250,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer, Director (Director, President, Chief Executive Officer, Chief Financial Officer, Treasurer and Assistant Secretary) EDGAR ↗

Raised $216.3M from 10 investors as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NI
Pooled Investment Fund · group: Nexpoint

NexPoint IQHQ Co-Invest Opportunity I, LLC

Dallas, TX · Nov 18, 2020 → May 21, 2021 · 3 filings
  • May 21, 2021 · D/A · $5,054,040 sold of $16,949,152 · 40 investors · min. No minimum reported · role: Executive Officer, Promoter (Executive Vice President of the General Partner of the Manager of each of the Issuers) EDGAR ↗
  • Nov 18, 2020 · D · $525,000 sold of $16,949,152 · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Executive Vice President of the General Partner of the Manager of each of the Issuers) EDGAR ↗
  • Nov 18, 2020 · D · $525,000 sold of $16,949,152 · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Executive Vice President of the General Partner of the Manager of each of the Issuers) EDGAR ↗

Raised $5.05M from 40 investors (30% of the $16.9M target) as of the latest filing. Brian is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NO
REITS and Finance · group: Nexpoint

NREF OP IV REIT Sub, LLC

Dallas, TX · Apr 8, 2021
  • Apr 8, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JC
Other Real Estate · group: Nexpoint

Jernigan Capital, Inc.

Dallas, TX · Nov 19, 2020
  • Nov 19, 2020 · D · $300,000,000 sold of $300,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Secretary and Treasurer) EDGAR ↗

Raised $300M from 1 investor (100% of the $300M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NI
Pooled Investment Fund · group: Nexpoint

NexPoint IQHQ Co-Invest I, LLC

Dallas, TX · May 15, 2020 → Nov 5, 2020 · 3 filings
  • Nov 5, 2020 · D/A · $6,146,000 sold of $78,651,685 · 85 investors · min. No minimum reported · role: Executive Officer (Executive Vice President of the General Partner of the Manager of each of the Issuers) EDGAR ↗
  • Jun 1, 2020 · D/A · $2,846,000 sold of $78,651,685 · 34 investors · min. No minimum reported · role: Executive Officer (Executive Vice President of the General Partner of the Manager of each of the Issuers) EDGAR ↗
  • May 15, 2020 · D · $392,000 sold of $78,651,685 · 4 investors · min. No minimum reported · role: Executive Officer (Executive Vice President of the General Partner of the Manager of each of the Issuers) EDGAR ↗

Raised $6.15M from 85 investors (8% of the $78.7M target) as of the latest filing. Brian is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NM
REITS and Finance · group: Nexpoint

Nexpoint Multifamily Capital Trust, Inc.

Dallas, TX · Feb 2, 2017 → Feb 11, 2020 · 2 filings
  • Feb 11, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (CFO, Executive Vice President - Finance, Treasurer) EDGAR ↗
  • Feb 2, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (CFO, Executive VP-Finance, and Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
REITS and Finance · group: Nexpoint

NexPoint Capital REIT, LLC

Dallas, TX · Feb 11, 2020
  • Feb 11, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President, CFO and Principal Financial & Accounting Officer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
REITS and Finance · group: Nexpoint

GAF REIT, LLC

Dallas, TX · Feb 11, 2020
  • Feb 11, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President, CFO and Principal Financial & Accounting Officer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
Other Real Estate · group: Nexpoint

NREA Retreat, DST

Dallas, TX · Jan 15, 2019 → Nov 5, 2019 · 14 filings
  • Nov 5, 2019 · D/A · $35,020,067 sold of $35,125,712 · 102 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 30, 2019 · D/A · $34,974,357 sold of $35,125,712 · 100 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 25, 2019 · D/A · $34,859,699 sold of $35,125,712 · 98 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 12, 2019 · D/A · $34,209,699 sold of $35,125,712 · 95 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 21, 2019 · D/A · $33,139,571 sold of $35,125,712 · 89 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 10, 2019 · D/A · $32,595,937 sold of $35,125,712 · 84 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 26, 2019 · D/A · $32,003,058 sold of $35,125,712 · 79 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2019 · D/A · $31,509,058 sold of $35,125,712 · 77 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 26, 2019 · D/A · $28,797,526 sold of $35,125,712 · 67 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2019 · D/A · $27,944,608 sold of $35,125,712 · 64 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2019 · D/A · $26,051,694 sold of $35,125,712 · 62 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 12, 2019 · D/A · $23,110,687 sold of $35,125,712 · 59 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 29, 2019 · D/A · $19,730,743 sold of $35,125,712 · 52 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 15, 2019 · D/A · $17,880,743 sold of $35,125,712 · 47 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $35M from 102 investors (100% of the $35.1M target) as of the latest filing. Brian is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Other Real Estate · group: Nexpoint

NREA Southeast Portfolio Three, DST

Dallas, TX · Apr 4, 2019 → Aug 15, 2019 · 13 filings
  • Aug 15, 2019 · D/A · $71,933,810 sold of $72,403,877 · 201 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 30, 2019 · D/A · $71,680,360 sold of $72,403,877 · 200 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 17, 2019 · D/A · $70,885,235 sold of $72,403,877 · 199 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 3, 2019 · D/A · $67,173,021 sold of $72,403,877 · 190 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 25, 2019 · D/A · $64,986,620 sold of $72,403,877 · 185 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 19, 2019 · D/A · $58,143,484 sold of $72,403,877 · 167 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 12, 2019 · D/A · $58,143,484 sold of $72,403,877 · 167 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 31, 2019 · D/A · $53,700,452 sold of $72,403,877 · 155 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 21, 2019 · D/A · $51,670,097 sold of $72,403,877 · 147 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 10, 2019 · D/A · $46,773,674 sold of $72,403,877 · 130 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 26, 2019 · D/A · $44,982,674 sold of $72,403,877 · 120 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2019 · D/A · $40,362,389 sold of $72,403,877 · 107 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 4, 2019 · D/A · $33,074,381 sold of $72,403,877 · 89 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $71.9M from 201 investors (99% of the $72.4M target) as of the latest filing. Brian is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
REITS and Finance · group: Nexpoint

NFRO REIT Sub, LLC

Dallas, TX · Jan 29, 2019
  • Jan 29, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President, CFO and Principal Financial & Accounting Officer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Residential · group: Nexpoint

NREA Gardens, DST

Dallas, TX · Jan 5, 2017 → Jul 13, 2017 · 2 filings
  • Jul 13, 2017 · D/A · $12,713,426 sold of $24,633,987 · 55 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 5, 2017 · D · $181,251 sold of $24,633,987 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $12.7M from 55 investors (52% of the $24.6M target) as of the latest filing. Brian is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
REITS and Finance · group: Nexpoint

NRESF REIT Sub, LLC

Dallas, TX · Feb 2, 2017
  • Feb 2, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Chief Financial Officer and Vice President of the Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
REITS and Finance · group: Nexpoint

NexPoint Real Estate Capital, LLC

Dallas, TX · Jan 13, 2016
  • Jan 13, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Investing · group: Nexpoint

NexPoint Capital, Inc.

Dallas, TX · Oct 24, 2014
  • Oct 24, 2014 · D · $9,999,977 sold of $9,999,977 · 2 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $10M from 2 investors (100% of the $10M target) as of the latest filing. Brian is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FR
REITS and Finance · group: Nexpoint

Freedom REIT LLC

Dallas, TX · Jan 6, 2014
  • Jan 6, 2014 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Chief Financial Officer & Treasurer of NexPoint Credit Strategies Fund) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Nexpoint

NexPoint Credit Strategies Fund

Dallas, TX · Aug 14, 2012
  • Aug 14, 2012 · D · $2,266,333 sold of $12,000,000 · 32 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $2.27M from 32 investors (19% of the $12M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Brian 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

NR
Management entity

NexPoint Real Estate Advisors IV, L.P.

Promoter, Executive Officer · 98 shared filings (7 issuers) · also on 27 other issuers

NexPoint Real Estate Advisors IV, L.P. is on 34 issuers in total — a repeat sponsor. Their page lists every one.

NL
Management entity

NREA Life Sciences III, LLC

Executive Officer · 26 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NL
Management entity

NREA LS III Investment Co, LLC

Executive Officer · 26 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NL
Management entity

NREA LS III Manager, LLC

Executive Officer · 17 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NL
Management entity

NREA LS III Contributor, LLC

Executive Officer · 17 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NR
Management entity

NREA Retreat Investment Co,

Promoter · 14 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NR
Management entity

NREA Retreat Manager, LLC

Promoter · 14 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NS
Management entity

NREA Southeast Portfolio Three

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NV
Management entity

NSP V Parent Manager, LLC

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

OS
Management entity

OSL Storage V Investment Co, LLC

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NS
Management entity

NREA Small Bay II, LLC

Executive Officer · 12 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NS
Management entity

NREA SB II Investment Co, LLC

Executive Officer · 12 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NA
Management entity

NexPoint Advisors, L.P.

Executive Officer, Promoter · 7 shared filings (3 issuers)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NC
Management entity

NexPoint Credit Strategies Fund

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

NC
Management entity

NexPoint Capital, Inc.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

HG
Management entity

Highland Global Allocation Fund

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matt McGraner

Executive Officer, Director · 141 shared filings (18 issuers) · also on 22 other issuers

Matt McGraner is on 40 issuers in total — a repeat sponsor. Their page lists every one.

FW
No photo found (searched own website, image search on Oct 24, 2026)
Person

Frank Waterhouse

Executive Officer · 33 shared filings (8 issuers) · also on 6 other issuers

Frank Waterhouse is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Goetz

Executive Officer, Director · 32 shared filings (6 issuers) · also on 15 other issuers

Matthew Goetz is on 21 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Neil Ellington

Executive Officer · 30 shared filings (4 issuers)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Kavanaugh

Director · 26 shared filings (2 issuers)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Catherine Wood

Director · 24 shared filings (2 issuers)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan McGarry

Executive Officer · 24 shared filings (2 issuers)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dana Sprong

Executive Officer, Director · 24 shared filings (2 issuers)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Constantino

Director · 21 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Art Laffer

Director · 21 shared filings (1 issuer)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carol Swain

Director · 15 shared filings (2 issuers)

Listed on the same filings as Brian Mitts. Their page shows their other deals.

The team behind the deals

N
Sponsor group

Nexpoint

68 issuers · 573 filings · $2.88B reported sold · 2009–2026

One team, 68 deal companies. Brian Mitts is listed on 29 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Mitts.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 29 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NexPoint IQHQ Co-Invest Opportunity I, LLC, NexPoint IQHQ Co-Invest I, LLC, Freedom REIT LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Mitts by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 29 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Mitts is listed on: none on file. No website or social profile named in VINEBROOK HOMES OPERATING PARTNERSHIP, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #5,643 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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