Scott E Chappell is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Aug 2020 and Sep 2025: Barings Small Business Fund, L.P. (Charlotte, NC — pooled investment fund — 2020–2021; $71.2M reported sold to 30 investors) and Barings Small Business Fund II, L.P. (Charlotte, NC — pooled investment fund — 2025).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $71.2M sold in total.
Listed alongside Christina Emery (3 shared filings), E. Barings LLC (3 shared filings, management entity), Eric Lloyd (3 shared filings), E Barings Small Business Fund (2 shared filings, management entity), Ian Fowler (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.
All 2 issuers belong to the sponsor group Barings (5 issuers, $3.84B reported sold, 2018–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Barings has 5 companies on file and $3.84B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Scott E Chappell and found 4 differences: Form D filed 18 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.