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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:57 PM ET

Sponsor Check › Person

Scott E. Case

Related person on Form D filings · address state as listed: NJ · listed Jan 30, 2025 → May 13, 2026

3issuers
10Form D filings
2025–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 3 offerings report sales commissions totalling $150,428,012; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 13, 2026 D/A
File 021-161889
$149,060,000 (est.)$0$0Various agents no CRD number reported
via Prudential Investment Management Services LLC and its predecessors (CRD 18353 ↗)
EDGAR ↗May 12, 2026 D/A
File 021-241502
$1,361,388 (est.)$0$0Various agents no CRD number reported
via Prudential Investment Management Services LLC and its predecessors (CRD 18353 ↗)
EDGAR ↗Jan 29, 2026 D/A
File 021-257585
$6,624 (est.)$0$0
None of the gross proceeds received from this offering will be paid to or used for any payments to persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America.
Glenn K. O'Brien BrokerCheck CRD 2739672 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Mark R. Wojciak BrokerCheck CRD 4057234 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Prudential Insurance Co of America Variable Contract Account GI-100
group: Pruco Life
Executive Officer
Exec. Vice President and Chief Technology and Process officer
May 13, 2026D/AIndefinite
similar: $155,000–$5,250,000
$19,090,000,00078
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Prudential Insurance Co.of America VCA-GI-200
group: Pruco Life
Executive Officer
Exec. Vice President and Chief Technology and Process Officer
May 12, 2026D/AIndefinite
similar: $155,000–$5,250,000
$1,380,381,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PRUDENTIAL INSURANCE CO OF AMERICA
group: Pruco Life
Executive Officer
Executive Vice President and Head of Global Technology and Operations
Jan 29, 2026D/AIndefinite
similar: $750,000–$13,000,000
$32,000,0001
similar: 1–13
$500,000
similar: $6,403–$560,000
EDGAR ↗PRUDENTIAL INSURANCE CO OF AMERICA
group: Pruco Life
Executive Officer
Executive Vice President and Head of Global Technology and Operations
Jan 29, 2026D/AIndefinite
similar: $750,000–$13,000,000
$1,259,338,1408
similar: 1–13
$500,000
similar: $6,403–$560,000
EDGAR ↗PRUDENTIAL INSURANCE CO OF AMERICA
group: Pruco Life
Executive Officer
Executive Vice President and Head of Global Technology and Operations
Jan 29, 2026D/AIndefinite
similar: $750,000–$13,000,000
$3,231,386,04530
similar: 1–13
$500,000
similar: $6,403–$560,000
EDGAR ↗Prudential Insurance Co of America Variable Contract Account GI-100
group: Pruco Life
Executive Officer
Exec. Vice President and Head of Global Technology and Operations
May 19, 2025D/AIndefinite
similar: $155,000–$5,250,000
$18,966,000,00078
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Prudential Insurance Co.of America VCA-GI-200
group: Pruco Life
Executive Officer
Exec. Vice President and Head of Global Technology and Operations
May 19, 2025D/AIndefinite
similar: $155,000–$5,250,000
$1,380,381,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PRUDENTIAL INSURANCE CO OF AMERICA
group: Pruco Life
Executive Officer
Executive Vice President and Head of Global Technology and Operations
Jan 30, 2025D/AIndefinite
similar: $750,000–$13,000,000
$1,205,990,0058
similar: 1–13
$500,000
similar: $6,403–$560,000
EDGAR ↗PRUDENTIAL INSURANCE CO OF AMERICA
group: Pruco Life
Executive Officer
Executive Vice President and Head of Global Technology and Operations
Jan 30, 2025D/AIndefinite
similar: $750,000–$13,000,000
$3,079,946,99030
similar: 1–13
$500,000
similar: $6,403–$560,000
EDGAR ↗PRUDENTIAL INSURANCE CO OF AMERICA
group: Pruco Life
Executive Officer
Executive Vice President and Head of Global Technology and Operations
Jan 30, 2025D/AIndefinite
similar: $750,000–$13,000,000
$32,000,0001
similar: 1–13
$500,000
similar: $6,403–$560,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Scott E. Case — address state CA, 1 issuer, Aug 3, 2009 → Aug 3, 2009
  • Scott Case — address state WA, 1 issuer, Apr 30, 2010 → Oct 26, 2016
  • Scott Case — address state CA, 1 issuer, Jun 30, 2026 → Jun 30, 2026

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Scott E. Case. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Christine A. Poon — 10 shared filings (3 issuers) · role as listed: Director · also listed on 1 other issuer
  • Yanela C. Frias — 10 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Sandra Pianalto — 10 shared filings (3 issuers) · role as listed: Director · also listed on 1 other issuer
  • Ann M. Kappler — 10 shared filings (3 issuers) · role as listed: Executive Officer
  • Michael Todman — 10 shared filings (3 issuers) · role as listed: Director · also listed on 1 other issuer
  • Andrew F. Sullivan — 10 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • Wendy E. Jones — 10 shared filings (3 issuers) · role as listed: Director
  • Carmine Di Sibio — 10 shared filings (3 issuers) · role as listed: Director
  • Gilbert F. Casellas — 9 shared filings (3 issuers) · role as listed: Director · also listed on 1 other issuer
  • Timothy L. Schmidt — 8 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Caroline A. Feeney — 8 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 21 other issuers
  • Salene Hitchcock-Gear — 8 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 22 other issuers
  • Lata N. Reddy — 8 shared filings (3 issuers) · role as listed: Executive Officer
  • James J. Shea — 8 shared filings (3 issuers) · role as listed: Executive Officer
  • George P. Waldeck — 8 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Alan M. Finkelstein — 8 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Jonathan Harris — 8 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Meyrick Douglas — 8 shared filings (3 issuers) · role as listed: Executive Officer
  • Cecilia Orchard — 8 shared filings (3 issuers) · role as listed: Executive Officer
  • Bradley O. Harris — 8 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Michael Estep — 8 shared filings (3 issuers) · role as listed: Executive Officer
  • Margaret Foran — 8 shared filings (3 issuers) · role as listed: Executive Officer
  • Vicki Walia — 7 shared filings (3 issuers) · role as listed: Executive Officer
  • Martina Hund-Mejean — 6 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Charles F. Lowrey — 6 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Dylan J. Tyson — 6 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 25 other issuers
  • Robert M. Falzon — 5 shared filings (3 issuers) · roles as listed: Executive Officer, Director · also listed on 4 other issuers
  • Douglas Scovanner — 5 shared filings (3 issuers) · role as listed: Director · also listed on 1 other issuer
  • Patrick Hynes — 5 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Lucien A. Alziari — 5 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Robert E. Boyle — 5 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 21 other issuers
  • Kathleen A. Murphy — 5 shared filings (3 issuers) · role as listed: Director
  • Thomas D. Stoddard — 5 shared filings (3 issuers) · role as listed: Director
  • Joseph J. Wolk — 5 shared filings (3 issuers) · role as listed: Director
  • Martina T. Hund-Mejean — 4 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Robert McLaughlin — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Scott G. Sleyster — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • Robert D. Axel — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Michael Baker — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Bradford Hearn — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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Change history

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