PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:53 AM ET

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Michael Baker

Named as an officer, director or promoter on SEC Form D filings · NJ · Jan 29, 2021 → Jan 30, 2025

3deals (issuers)
$23.71Breported sold
133investors
17Form D filings
2021–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Baker is listed as an executive officer on 17 SEC Form D filings by 3 issuers between Jan 2021 and Jan 2025: Prudential Insurance Co of America Variable Contract Account GI-100 (Newark, NJ — pooled investment fund — 2023–2024; $19.09B reported sold to 101 investors), PRUDENTIAL INSURANCE CO OF AMERICA (Newark, NJ — insurance — 2021–2025; $3.23B reported sold to 30 investors) and Prudential Insurance Co.of America VCA-GI-200 (Newark, NJ — pooled investment fund — 2023–2024; $1.39B reported sold to 2 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $23.71B sold in total.

Listed alongside Alan M. Finkelstein (17 shared filings), Andrew F. Sullivan (17 shared filings), Ann M. Kappler (17 shared filings), Caroline A. Feeney (17 shared filings), Christine A. Poon (17 shared filings) and 55 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 3 issuers belong to the sponsor group Pruco Life (26 issuers, $33.07B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Pruco Life has 26 companies on file and $33.07B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 1 state regulator order, 4 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for Michael Baker and found 12 differences, 5 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 4 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Baker has not run yet — it is joining a line of 62,862 names; searches run around the clock at the hosts' allowed rate. Searched so far: 743 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Michael A. Baker and Michael T. Gluk Litigation release
SEC · Apr 2, 2012 · Parties as named in the release: Michael A. Baker and Michael T. Gluk Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Michael J. Baker (Registered Representative, Beverly Hills, California)
As listed by the regulator: Michael J. Baker (Registered Representative, Beverly Hills, California) submitted an Offer of Settlement pursuant to which he was fined $100,000 and barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Baker consented to the described sanctions and to the entry of findings that he effected unauthorized purchases of securities in the accounts of public customers. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Baker..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 2 open, 2 closed (disposition not in docket feed)

Michael P. Baker open
United States Bankruptcy Court, D. New Jersey · No. 26-13567 · Filed Mar 31, 2026
Role of Michael P. Baker: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NJ)
Michael Baker open
United States Bankruptcy Court, D. New Jersey · No. 24-11337 · Filed Feb 13, 2024
Role of Michael Baker: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NJ)
Michael J Baker closed
United States Bankruptcy Court, D. New Jersey · No. 11-42284 · Filed Nov 7, 2011 · Closed Feb 28, 2012
Role of Michael J Baker: Debtor · Outcome: Case closed 2012-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NJ)
Michael A Baker closed
United States Bankruptcy Court, D. New Jersey · No. 09-35857 · Filed Sep 30, 2009 · Closed Jan 13, 2010
Role of Michael A Baker: Debtor · Outcome: Case closed 2010-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NJ)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Michael Baker — 5 worth asking about (compared 17 filings on Oct 24, 2026)

Worth asking · Jan 28, 2022 – Jan 30, 2025

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA · Amount sold went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA · Amount sold went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA · Amount sold went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 30, 2024 ↗Form D/A (later) · Jan 30, 2025 ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗Form D/A (earlier) · Jan 30, 2025 ↗
Sources
Worth asking · Jan 28, 2022 – Jan 30, 2025

4 offerings reported fewer investors on a later filing

Investor count went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA · Investor count went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA · Investor count went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA · Investor count went down between filings — PRUDENTIAL INSURANCE CO OF AMERICA

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 30, 2024 ↗Form D/A (later) · Jan 30, 2025 ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗Form D/A (earlier) · Jan 30, 2025 ↗
Sources
Note · Feb 1, 2023 – Feb 16, 2023

No amendment in the last 12 months on an offering that may still be open — PRUDENTIAL INSURANCE CO OF AMERICA (latest filing Feb 16, 2023)

The latest filing for this offering is dated Feb 16, 2023 (first sale Feb 1, 2023). It reports $32,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 16, 2023 ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗
Sources
Note · Mar 24, 2011 – Jan 29, 2021

No amendment in the last 12 months on an offering that may still be open — PRUDENTIAL INSURANCE CO OF AMERICA (latest filing Jan 29, 2021)

The latest filing for this offering is dated Jan 29, 2021 (first sale Mar 24, 2011). It reports $1,177,334,006 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 29, 2021 ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗
Sources
Worth asking · Jan 30, 2025 – Jan 29, 2026

Michael Baker is no longer listed on the Jan 29, 2026 amendment — PRUDENTIAL INSURANCE CO OF AMERICA

Michael Baker appears on the Jan 30, 2025 Form D/A (executive officer) but not on the Jan 29, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 30, 2025 ↗Form D/A · Jan 29, 2026 ↗Michael Baker — PartnerFacts page ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗
Sources
Worth asking · May 21, 2024 – May 19, 2025

Michael Baker is no longer listed on the May 19, 2025 amendment — Prudential Insurance Co.of America VCA-GI-200

Michael Baker appears on the May 21, 2024 Form D/A (executive officer) but not on the May 19, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 21, 2024 ↗Form D/A · May 19, 2025 ↗Michael Baker — PartnerFacts page ↗Prudential Insurance Co.of America VCA-GI-200 — PartnerFacts page ↗
Sources
Worth asking · May 21, 2024 – May 19, 2025

Michael Baker is no longer listed on the May 19, 2025 amendment — Prudential Insurance Co of America Variable Contract Account GI-100

Michael Baker appears on the May 21, 2024 Form D/A (executive officer) but not on the May 19, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 21, 2024 ↗Form D/A · May 19, 2025 ↗Michael Baker — PartnerFacts page ↗Prudential Insurance Co of America Variable Contract Account GI-100 — PartnerFacts page ↗
Sources
Note · Dec 16, 2009 – Feb 5, 2021

Same name, different state: "Michael Baker" (MO) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael Baker" with address state MO, is listed on 2 filings — most recently by Disruptel, Inc. (Feb 5, 2021). Both records have filings in the same period (Jan 29, 2021 to Feb 5, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Baker (MO) — PartnerFacts page ↗Form D · Feb 5, 2021 ↗Disruptel, Inc. — PartnerFacts page ↗Michael Baker (NJ) — this page ↗
Sources
Note · Feb 25, 2011 – Jun 10, 2014

Same name, different state: "Michael Baker" (OR) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael Baker" with address state OR, is listed on 3 filings — most recently by Otoharmonics Corp (Jun 10, 2014). The two records do not overlap in time: this page runs Jan 29, 2021 to Jan 30, 2025; the other runs Feb 25, 2011 to Jun 10, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Baker (OR) — PartnerFacts page ↗Form D · Jun 10, 2014 ↗Otoharmonics Corp — PartnerFacts page ↗Michael Baker (NJ) — this page ↗
Sources
Note · Sep 8, 2009 – Apr 1, 2014

Same name, different state: "Michael Baker" (CA) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael Baker" with address state CA, is listed on 6 filings — most recently by Pulmonx Corp (Apr 1, 2014). The two records do not overlap in time: this page runs Jan 29, 2021 to Jan 30, 2025; the other runs Sep 8, 2009 to Apr 1, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Baker (CA) — PartnerFacts page ↗Form D · Apr 1, 2014 ↗Pulmonx Corp — PartnerFacts page ↗Michael Baker (NJ) — this page ↗
Sources
Note · Mar 27, 2009 – Feb 4, 2014

Same name, different state: "Michael Baker" (MA) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael Baker" with address state MA, is listed on 6 filings — most recently by Dataxu, Inc. (Feb 4, 2014). The two records do not overlap in time: this page runs Jan 29, 2021 to Jan 30, 2025; the other runs Mar 27, 2009 to Feb 4, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Baker (MA) — PartnerFacts page ↗Form D · Feb 4, 2014 ↗Dataxu, Inc. — PartnerFacts page ↗Michael Baker (NJ) — this page ↗
Sources
Note · Jan 27, 2010

Same name, different state: "Michael Baker" (AZ) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael Baker" with address state AZ, is listed on 1 filing — most recently by Predictive Biomarker Sciences, Inc. (Jan 27, 2010). The two records do not overlap in time: this page runs Jan 29, 2021 to Jan 30, 2025; the other has one filing dated Jan 27, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Baker (AZ) — PartnerFacts page ↗Form D · Jan 27, 2010 ↗Predictive Biomarker Sciences, Inc. — PartnerFacts page ↗Michael Baker (NJ) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 5 offerings report sales commissions totalling $139,799,766; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 30, 2025 D/A
PRUDENTIAL INSURANCE CO OF AMERICA
File 021-257585
$388,692 (est.)$0$0
None of the gross proceeds received from this offering will be paid to or used for any payments to persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America.
Scott Gaul BrokerCheck CRD 5773507 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Glenn K. O'Brien BrokerCheck CRD 2739672 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Mark R. Wojciak BrokerCheck CRD 4057234 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
May 21, 2024 D/A
Prudential Insurance Co.of America VCA-GI-200
File 021-241502
$1,361,388 (est.)$0$0Various agents no CRD number reported
via Prudential Investment Management Services LLC and its predecessors (CRD 18353 ↗)
EDGAR ↗
May 21, 2024 D/A
Prudential Insurance Co of America Variable Contract Account GI-100
File 021-161889
$137,660,000 (est.)$0$0Various agents no CRD number reported
via Prudential Investment Management Services LLC and its predecessors (CRD 18353 ↗)
EDGAR ↗
Feb 16, 2023 D
PRUDENTIAL INSURANCE CO OF AMERICA
File 021-473615
$6,624 (est.)$0$0
None of the gross proceeds received from this offering will be paid to or used for any payments to persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America.
John Barrasso BrokerCheck CRD 2763477 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Glenn K. O'Brien BrokerCheck CRD 2739672 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
Jan 29, 2021 D/A
PRUDENTIAL INSURANCE CO OF AMERICA
File 021-304305
$383,062 (est.)$0$0
None of the gross proceeds received from the offering will be paid to or used for any payments to the persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America.
John Barrasso BrokerCheck CRD 2763477 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Harry Dalessio BrokerCheck CRD 2649914 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Scott Gaul BrokerCheck CRD 5773507 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Michael Amaral Domingos BrokerCheck CRD 2837344 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Michael Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PI
Insurance · group: Pruco Life

PRUDENTIAL INSURANCE CO OF AMERICA

Newark, NJ · Jan 29, 2021 → Jan 30, 2025 · 13 filings
  • Jan 30, 2025 · D/A · $1,205,990,005 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 30, 2025 · D/A · $3,079,946,990 sold of Indefinite · 30 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 30, 2025 · D/A · $32,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 30, 2024 · D/A · $2,912,726,679 sold of Indefinite · 29 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 30, 2024 · D/A · $1,203,117,006 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 30, 2024 · D/A · $32,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Feb 16, 2023 · D · $32,000,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 30, 2023 · D/A · $2,584,217,849 sold of Indefinite · 28 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 30, 2023 · D/A · $1,203,117,006 sold of Indefinite · 8 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 28, 2022 · D/A · $1,178,117,006 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 28, 2022 · D/A · $2,210,649,486 sold of Indefinite · 19 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 29, 2021 · D/A · $1,940,288,776 sold of Indefinite · 19 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗
  • Jan 29, 2021 · D/A · $1,177,334,006 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Senior Vice President) EDGAR ↗

Raised $3.23B from 30 investors as of the latest filing. Michael is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pruco Life

Prudential Insurance Co.of America VCA-GI-200

Newark, NJ · May 22, 2023 → May 21, 2024 · 2 filings
  • May 21, 2024 · D/A · $1,380,381,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 22, 2023 · D/A · $1,380,381,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.39B from 2 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pruco Life

Prudential Insurance Co of America Variable Contract Account GI-100

Newark, NJ · May 22, 2023 → May 21, 2024 · 2 filings
  • May 21, 2024 · D/A · $18,501,000,000 sold of Indefinite · 78 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 22, 2023 · D/A · $18,154,000,000 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $19.09B from 101 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael S. Baker — AL, 3 issuers, Dec 20, 2024 → Jan 12, 2026 · no shared issuer
  • Michael Baker — MA, 2 issuers, Mar 27, 2009 → Feb 4, 2014 · no shared issuer
  • Michael Baker — MO, 2 issuers, Dec 16, 2009 → Feb 5, 2021 · no shared issuer
  • Michael Baker — OR, 2 issuers, Feb 25, 2011 → Jun 10, 2014 · no shared issuer
  • Michael Baker — CA, 1 issuer, Sep 8, 2009 → Apr 1, 2014 · no shared issuer
  • Michael Baker — AZ, 1 issuer, Jan 27, 2010 → Jan 27, 2010 · no shared issuer
  • Michael L. Baker — IN, 1 issuer, Jan 24, 2018 → Jan 24, 2018 · no shared issuer
  • Michael Baker — IL, 1 issuer, Aug 16, 2019 → Aug 16, 2019 · no shared issuer
  • Michael Baker — NY, 1 issuer, Jan 13, 2025 → Jan 13, 2025 · no shared issuer
  • MICHAEL BAKER — MN, 1 issuer, Dec 27, 2013 → Dec 24, 2015 · no shared issuer
  • Michael G. Baker — CA, 1 issuer, Apr 8, 2019 → Apr 8, 2019 · no shared issuer
  • Michael Baker — IN, 1 issuer, Jul 9, 2026 → Jul 9, 2026 · no shared issuer

People around Michael 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christine A. Poon

Director · 17 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Martina Hund-Mejean

Director · 17 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Falzon

Executive Officer, Director · 17 shared filings (3 issuers) · also on 4 other issuers

Robert M. Falzon is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy L. Schmidt

Executive Officer · 17 shared filings (3 issuers) · also on 2 other issuers

Timothy L. Schmidt is on 5 issuers in total — a repeat sponsor. Their page lists every one.

YF
No photo found yet (own website and image search run after this page is viewed)
Person

Yanela C. Frias

Executive Officer · 17 shared filings (3 issuers) · also on 3 other issuers

Yanela C. Frias is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. Axel

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Scovanner

Director · 17 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra Pianalto

Director · 17 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Ann M. Kappler

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Todman

Director · 17 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Lucien A. Alziari

Executive Officer · 17 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Caroline A. Feeney

Executive Officer · 17 shared filings (3 issuers) · also on 21 other issuers

Caroline A. Feeney is on 24 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Salene Hitchcock-Gear

Executive Officer · 17 shared filings (3 issuers) · also on 22 other issuers

Salene Hitchcock-Gear is on 25 issuers in total — a repeat sponsor. Their page lists every one.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Lata N. Reddy

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James J. Shea

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dylan J. Tyson

Executive Officer · 17 shared filings (3 issuers) · also on 23 other issuers

Dylan J. Tyson is on 26 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

George P. Waldeck

Executive Officer · 17 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew F. Sullivan

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Alan M. Finkelstein

Executive Officer · 17 shared filings (3 issuers) · also on 4 other issuers

Alan M. Finkelstein is on 7 issuers in total — a repeat sponsor. Their page lists every one.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy E. Jones

Director · 17 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Harris

Executive Officer · 17 shared filings (3 issuers) · also on 2 other issuers

Jonathan Harris is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gilbert F. Casellas

Director · 16 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert McLaughlin

Executive Officer · 15 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Meyrick Douglas

Executive Officer · 15 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bradford Hearn

Executive Officer · 15 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott G. Sleyster

Executive Officer · 14 shared filings (3 issuers) · also on 2 other issuers

Scott G. Sleyster is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Margaret M. Foran

Executive Officer · 14 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nandini Mongia

Executive Officer · 14 shared filings (3 issuers) · also on 24 other issuers

Nandini Mongia is on 27 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stacey Goodman

Executive Officer · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael Baker. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles F. Lowrey

Executive Officer, Director · 13 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Baker. Their page shows their other deals.

CO
No photo found yet (own website and image search run after this page is viewed)
Person

Cecilia Orchard

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Y. Tanji

Executive Officer · 12 shared filings (3 issuers) · also on 4 other issuers

Kenneth Y. Tanji is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley O. Harris

Executive Officer · 10 shared filings (3 issuers) · also on 4 other issuers

Bradley O. Harris is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph D. Emanuel

Executive Officer · 9 shared filings (3 issuers) · also on 2 other issuers

Joseph D. Emanuel is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard G. Hummers

Executive Officer · 9 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Caroline Faulkner

Executive Officer · 9 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Darin Arita

Executive Officer · 9 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen A. Murphy

Director · 8 shared filings (3 issuers)

Listed on the same filings as Michael Baker. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karl J. Krapek

Director · 7 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Baker. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Baltimore

Director · 7 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Baker. Their page shows their other deals.

The team behind the deals

PL
Sponsor group

Pruco Life

26 issuers · 136 filings · $33.07B reported sold · 2011–2026

One team, 26 deal companies. Michael Baker is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Baker.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 6 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Michael Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: PRUDENTIAL INSURANCE CO OF AMERICA (6).

Public profiles and social

Websites and social links of the issuers Michael Baker is listed on: none on file. No website or social profile named in Prudential Insurance Co of America Variable Contract Account GI-100's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #27,248 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newark, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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