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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

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Scott Brown

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 12, 2013 → Jan 17, 2019

3deals (issuers)
$6.25Mreported sold
25investors
5Form D filings
2013–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Brown is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 3 issuers between Jun 2013 and Jan 2019: PVAM International Small Cap Fund, L.P. (San Francisco, CA — pooled investment fund — 2013–2014; $4.5M reported sold to 18 investors), VEB, Inc. (Santa Clara, CA — manufacturing — 2017–2019; $900K reported sold to 3 investors) and Brown Box Financial Services, Inc. (La Jolla, CA — other technology — 2016; $850K reported sold to 4 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $6.25M sold in total.

Listed alongside Pacific View Asset Management, LLC (2 shared filings, management entity), Steve Druskin (2 shared filings), Andrew Davidge (1 shared filing), BARNEY DAVIDGE (1 shared filing), John Kohler (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

1 of the issuers belongs to the sponsor group Pvam (5 issuers, $181.2M reported sold, 2009–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Pvam has 5 companies on file and $181.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 2 state regulator orders, 15 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Scott Brown and found 12 differences: Bankruptcy case: The Little Brown Box Pizza, LLC; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Brown has not run yet — it is joining a line of 32,172 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 3 closed (disposition not in docket feed)

Jose Alfredo Barajas v. Scott M. Brown closed
District Court, C.D. California · No. 8:17-cv-00151 · Filed Jan 27, 2017 · Closed Jul 24, 2017 · Nature of suit: 890 Other statutory actions
Role of Scott M. Brown: Defendant · Outcome: Terminated 2017-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott L Brown v. Larry G Massanari closed
District Court, C.D. California · No. 2:01-cv-00025 · Filed Jan 2, 2001 · Closed Dec 6, 2001 · Nature of suit: 864 S.S.I.D.
Role of Scott L Brown: Plaintiff · Outcome: Terminated 2001-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
SCOTT L BROWN v. KENNETH S APFEL closed
District Court, C.D. California · No. · Filed Jan 2, 2001 · Closed Dec 6, 2001 · Nature of suit: 864 S.S.I.D.
Role of SCOTT L BROWN: Plaintiff · Outcome: Terminated 2001-12-06 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Scott I. Brown (Registered Representative, Hallandale, Florida)
As listed by the regulator: Scott I. Brown (Registered Representative, Hallandale, Florida) was fined $7,500, suspended from association with any NASD member in any capacity for 10 business days and thereafter until he qualifies by exam as a general securities representative, and ordered to disgorge $1,498.62 to public customers. The sanctions were based on findings that Brown executed purchase and sale transactions in the securities accounts of public customers without their knowledge or consent. Order / docket ↗ Regulator's list ↗
same full name in the order; 17 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Firms Expelled For Failure To Pay Fines, Costs, And/Or Provide Proof Of Restitution In Connection With Violations FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Scott I. Brown
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 17 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Brown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Scott Brown closed
United States Bankruptcy Court, E.D. California · No. 17-22654 · Filed Apr 21, 2017 · Closed Aug 21, 2017
Role of Scott Brown: Debtor · Outcome: Case closed 2017-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott L Brown closed
United States Bankruptcy Court, C.D. California · No. 6:14-bk-13585 · Filed Mar 21, 2014 · Closed Jul 1, 2014
Role of Scott L Brown: Debtor · Outcome: Case closed 2014-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott S Brown and Tracy D Brown closed
United States Bankruptcy Court, S.D. California · No. 13-05212 · Filed May 20, 2013 · Closed Aug 19, 2013
Role of Scott S Brown and Tracy D Brown: Debtor · Outcome: Case closed 2013-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott Brown closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-23069 · Filed Nov 13, 2012 · Closed Mar 21, 2013
Role of Scott Brown: Debtor · Outcome: Case closed 2013-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott C. Brown and Andrea D. Brown closed
United States Bankruptcy Court, S.D. California · No. 12-12148 · Filed Aug 31, 2012 · Closed Dec 10, 2012
Role of Scott C. Brown and Andrea D. Brown: Debtor · Outcome: Case closed 2012-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott C. Brown closed
United States Bankruptcy Court, E.D. California · No. 10-33728 · Filed May 25, 2010 · Closed Sep 10, 2010
Role of Scott C. Brown: Debtor · Outcome: Case closed 2010-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott G. Brown and Kimberly A. Brown closed
United States Bankruptcy Court, E.D. California · No. 08-35501 · Filed Oct 27, 2008 · Closed Feb 13, 2009
Role of Scott G. Brown and Kimberly A. Brown: Debtor · Outcome: Case closed 2009-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott M. Brown and Kelli R. Brown closed
United States Bankruptcy Court, E.D. California · No. 08-12387 · Filed Apr 29, 2008 · Closed Aug 8, 2008
Role of Scott M. Brown and Kelli R. Brown: Debtor · Outcome: Case closed 2008-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott C Brown closed
United States Bankruptcy Court, N.D. California · No. 07-50485 · Filed Feb 20, 2007 · Closed Jul 13, 2007
Role of Scott C Brown: Debtor · Outcome: Case closed 2007-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott P Brown closed
United States Bankruptcy Court, C.D. California · No. 1:03-bk-13120 · Filed Apr 11, 2003 · Closed Aug 7, 2003
Role of Scott P Brown: Debtor · Outcome: Case closed 2003-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott D. Brown closed
United States Bankruptcy Court, E.D. California · No. 03-91089 · Filed Mar 17, 2003 · Closed Jun 24, 2003
Role of Scott D. Brown: Debtor · Outcome: Case closed 2003-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott A. Brown and Mary B. Brown closed
United States Bankruptcy Court, S.D. California · No. 03-01413 · Filed Feb 14, 2003 · Closed Jun 3, 2003
Role of Scott A. Brown and Mary B. Brown: Debtor · Outcome: Case closed 2003-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott M Brown and Donna L Brown closed
United States Bankruptcy Court, C.D. California · No. 1:02-bk-10921 · Filed Feb 1, 2002 · Closed May 28, 2002
Role of Scott M Brown and Donna L Brown: Debtor · Outcome: Case closed 2002-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott Brown and Diane Brown closed
United States Bankruptcy Court, C.D. California · No. 9:01-bk-12848 · Filed Aug 30, 2001 · Closed Dec 31, 2001
Role of Scott Brown and Diane Brown: Debtor · Outcome: Case closed 2001-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
Scott R Brown and Kelly M Brown closed
United States Bankruptcy Court, C.D. California · No. 9:01-bk-12074 · Filed Jun 13, 2001 · Closed Oct 4, 2001
Role of Scott R Brown and Kelly M Brown: Debtor · Outcome: Case closed 2001-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 656 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Scott Brown (compared 5 filings on Oct 24, 2026)

Note · Dec 8, 2025

Bankruptcy case: The Little Brown Box Pizza, LLC — filed Dec 8, 2025

United States Bankruptcy Court, C.D. California docket "The Little Brown Box Pizza, LLC" filed Dec 8, 2025 (Open). Brown Box Financial Services, Inc. (related issuer) is listed as Party ("The Little Brown Box Pizza, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Brown Box Financial Services, Inc. — PartnerFacts page ↗
Sources
Note · Jan 19, 2016 – Feb 5, 2016

Form D filed 17 days after the first sale — Brown Box Financial Services, Inc.

The filing says the first sale was Jan 19, 2016. The Form D was filed Feb 5, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 5, 2016 ↗Brown Box Financial Services, Inc. — PartnerFacts page ↗
Sources
Note · Jan 14, 2019 – Jan 17, 2019

No amendment in the last 12 months on an offering that may still be open — VEB, Inc. (latest filing Jan 17, 2019)

The latest filing for this offering is dated Jan 17, 2019 (first sale Jan 14, 2019). It reports $50,000 sold of $650,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 17, 2019 ↗VEB, Inc. — PartnerFacts page ↗
Sources
Note · May 3, 2016 – Apr 20, 2017

No amendment in the last 12 months on an offering that may still be open — VEB, Inc. (latest filing Apr 20, 2017)

The latest filing for this offering is dated Apr 20, 2017 (first sale May 3, 2016). It reports $900,000 sold of $1,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 20, 2017 ↗VEB, Inc. — PartnerFacts page ↗
Sources
Note · Jun 1, 2013 – Sep 24, 2014

No amendment in the last 12 months on an offering that may still be open — PVAM International Small Cap Fund, L.P. (latest filing Sep 24, 2014)

The latest filing for this offering is dated Sep 24, 2014 (first sale Jun 1, 2013). It reports $4,501,979 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 24, 2014 ↗PVAM International Small Cap Fund, L.P. — PartnerFacts page ↗
Sources
Note · Apr 27, 2016 – Apr 20, 2017

Minimum investment changed between filings — VEB, Inc.

The Apr 27, 2016 filing lists a minimum of $100,000; the Apr 20, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 27, 2016 ↗Form D/A (later) · Apr 20, 2017 ↗VEB, Inc. — PartnerFacts page ↗
Sources
Note · Apr 27, 2016 – Jan 17, 2019

Reported revenue range changed between filings — VEB, Inc.

"$1 - $1,000,000" (Apr 27, 2016); then "$1,000,001 - $5,000,000" (Apr 20, 2017); then "Decline to Disclose" (Jan 17, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 27, 2016 ↗Form D/A · Apr 20, 2017 ↗Form D · Jan 17, 2019 ↗VEB, Inc. — PartnerFacts page ↗
Sources
Note · Apr 20, 2009 – Oct 6, 2026

Same name, different state: "Scott A. Brown" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott A. Brown" with address state NY, is listed on 24 filings — most recently by Prime Property Residential Fund, LP (Oct 6, 2026). Both records have filings in the same period (Jun 12, 2013 to Jan 17, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott A. Brown (NY) — PartnerFacts page ↗Form D · Oct 6, 2026 ↗Prime Property Residential Fund, LP — PartnerFacts page ↗Scott Brown (CA) — this page ↗
Sources
Note · Mar 16, 2009 – Nov 1, 2019

Same name, different state: "Scott Eric Brown" (VA) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Eric Brown" with address state VA, is listed on 11 filings — most recently by Strategic Balance Partners, LP (Nov 1, 2019). Both records have filings in the same period (Jun 12, 2013 to Jan 17, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Eric Brown (VA) — PartnerFacts page ↗Form D/A · Nov 1, 2019 ↗Strategic Balance Partners, LP — PartnerFacts page ↗Scott Brown (CA) — this page ↗
Sources
Note · Jun 24, 2010 – Jan 30, 2019

Same name, different state: "Scott Brown" (NH) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Brown" with address state NH, is listed on 14 filings — most recently by New Energy Capital Infrastructure Credit Fund II-A LP (Jan 30, 2019). Both records have filings in the same period (Jun 12, 2013 to Jan 17, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Brown (NH) — PartnerFacts page ↗Form D/A · Jan 30, 2019 ↗New Energy Capital Infrastructure Credit Fund II-A LP — PartnerFacts page ↗Scott Brown (CA) — this page ↗
Sources
Note · Aug 2, 2011 – Jul 13, 2017

Same name, different state: "Scott Brown" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Brown" with address state TX, is listed on 5 filings — most recently by Krum Lovers Lane, LLC (Jul 13, 2017). Both records have filings in the same period (Jun 12, 2013 to Jul 13, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Brown (TX) — PartnerFacts page ↗Form D · Jul 13, 2017 ↗Krum Lovers Lane, LLC — PartnerFacts page ↗Scott Brown (CA) — this page ↗
Sources
Note · Dec 15, 2010 – Oct 4, 2011

Same name, different state: "Scott Brown" (AZ) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Brown" with address state AZ, is listed on 3 filings — most recently by SOUTHWEST WINDPOWER INC (Oct 4, 2011). The two records do not overlap in time: this page runs Jun 12, 2013 to Jan 17, 2019; the other runs Dec 15, 2010 to Oct 4, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Brown (AZ) — PartnerFacts page ↗Form D · Oct 4, 2011 ↗SOUTHWEST WINDPOWER INC — PartnerFacts page ↗Scott Brown (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 17, 2019 D
VEB, Inc.
File 021-330768
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2017 D/A
VEB, Inc.
File 021-262126
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2016 D
Brown Box Financial Services, Inc.
File 021-256850
$0$0$0None no CRD number reportedEDGAR ↗
Sep 24, 2014 D/A
PVAM International Small Cap Fund, L.P.
File 021-197895
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Scott Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

V
Manufacturing

VEB, Inc.

Santa Clara, CA · Apr 20, 2017 → Jan 17, 2019 · 2 filings
  • Jan 17, 2019 · D · $50,000 sold of $650,000 · 1 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Apr 20, 2017 · D/A · $900,000 sold of $1,500,000 · 3 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $900K from 3 investors (100% of the $650K target) as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Other Technology

Brown Box Financial Services, Inc.

La Jolla, CA · Feb 5, 2016
  • Feb 5, 2016 · D · $850,000 sold of $850,000 · 4 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $850K from 4 investors (100% of the $850K target) as of the latest filing. Scott is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pvam

PVAM International Small Cap Fund, L.P.

San Francisco, CA · Jun 12, 2013 → Sep 24, 2014 · 2 filings
  • Sep 24, 2014 · D/A · $4,501,979 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 12, 2013 · D · $2,110,607 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $4.5M from 18 investors as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (16)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Scott Brown — GA, 16 issuers, Nov 25, 2014 → Aug 18, 2016 · no shared issuer
  • Scott Brown — NH, 6 issuers, Jun 24, 2010 → Jan 30, 2019 · no shared issuer
  • Scott A. Brown — NY, 5 issuers, Apr 20, 2009 → Oct 6, 2026 · no shared issuer
  • Scott Brown — TX, 5 issuers, Aug 2, 2011 → Jul 13, 2017 · no shared issuer
  • Scott D. Brown — CT, 5 issuers, Feb 19, 2015 → May 1, 2018 · no shared issuer
  • Scott Brown — NC, 5 issuers, Oct 13, 2011 → Aug 15, 2024 · no shared issuer
  • Scott Brown — CO, 2 issuers, Feb 4, 2014 → Mar 25, 2024 · no shared issuer
  • Scott Brown — UT, 2 issuers, Oct 9, 2018 → Jan 26, 2022 · no shared issuer
  • Scott Eric Brown — VA, 1 issuer, Mar 16, 2009 → Nov 1, 2019 · no shared issuer
  • Scott Brown — AZ, 1 issuer, Dec 15, 2010 → Oct 4, 2011 · no shared issuer
  • Scott Reed Brown — KS, 1 issuer, Nov 12, 2013 → Nov 25, 2015 · no shared issuer
  • SCOTT BROWN — IL, 1 issuer, Oct 1, 2015 → Oct 1, 2015 · no shared issuer
  • Scott Brown — MN, 1 issuer, Aug 17, 2018 → Aug 17, 2018 · no shared issuer
  • Scott Brown — NV, 1 issuer, Dec 10, 2020 → Dec 10, 2020 · no shared issuer
  • Scott J Brown — IN, 1 issuer, Feb 19, 2021 → Feb 19, 2021 · no shared issuer
  • Scott Brown — United Kingdom (as filed: X0), 1 issuer, Sep 12, 2023 → Sep 12, 2023 · no shared issuer

People around Scott 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PV
Management entity

Pacific View Asset Management, LLC

Promoter · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Brown. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Druskin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Brown. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Templeton

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Mark Templeton is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kohler

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Brown. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Applegate

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scott Brown. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Schmidt

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Brown. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Davidge

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Brown. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

BARNEY DAVIDGE

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Brown. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Pvam

5 issuers · 16 filings · $181.2M reported sold · 2009–2020

One team, 5 deal companies. Scott Brown is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Brown.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

3 Regulation Crowdfunding filings — tap to see each filing
SourceFiledFormIssuerAmount offered (as reported)Amount sold (as reported)Matched on
EDGAR ↗Apr 30, 2025
File 020-34590
Regulation Crowdfunding progress update (Form C-U)
Progress update filed · deadline Apr 30, 2025
Brown Box Financial Services, Inc.
Horseshoe Bay, TX
$10,000 target · $1,234,980 maximum
via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (Scott Brown) + listed as a related person on Form D filings of the same issuer (CIK 1666025) · 85%
EDGAR ↗Dec 30, 2024
File 020-34590
Regulation Crowdfunding offering — amendment (Form C/A)
Amendment filed · deadline Apr 30, 2025
Brown Box Financial Services, Inc.
Horseshoe Bay, TX
$10,000 target · $1,234,980 maximum
via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (Scott Brown) + listed as a related person on Form D filings of the same issuer (CIK 1666025) · 85%
EDGAR ↗Aug 9, 2024
File 020-34590
Regulation Crowdfunding offering (Form C)
Offering filed · deadline Dec 31, 2024
Brown Box Financial Services, Inc.
Horseshoe Bay, TX
$10,000 target · $1,234,980 maximum
via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (Scott Brown) + listed as a related person on Form D filings of the same issuer (CIK 1666025) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Brown is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

brownboxfs.com ↗ found on Brown Box Financial Services, Inc. (brownboxfs.com — Form C 0001213900-25-037473 (issuer website as filed))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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