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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:39 AM ET

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Scott A. Smith

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 19, 2019 → Jan 9, 2020

1deal (issuers)
$9.67Mreported sold
7investors
2Form D filings
2019–2020years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:06 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott A. Smith is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2019 and Jan 2020: TITAN PHARMACEUTICALS INC (San Francisco, CA — pharmaceuticals — 2019–2020; $9.67M reported sold to 7 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dane Hallberg (2 shared filings), James R. McNab, Jr. (2 shared filings), Joseph A. Akers (2 shared filings), M. David McFarlane (2 shared filings), Marc Rubin (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 state regulator order, 10 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Scott A. Smith and found 5 differences: Same name, different state: "Scott Smith" (DC) is a separate record; Same name, different state: "Scott Smith" (NY or CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott A. Smith has not run yet — it is joining a line of 25,100 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Scott Smith v. Jaguar Land Rover North America, LLC dismissed
District Court, C.D. California · No. 8:19-cv-00561 · Filed Mar 22, 2019 · Closed Dec 6, 2019 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal -- Other Contract
Role of Scott Smith: Plaintiff · Outcome: Terminated 2019-12-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:06 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Mar 25, 2025 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-25-3915-25-CO01 · Parties (regulator's caption): Scott Smith; Allen Woodard; Troy Colby
As listed by the regulator: Fine: $1,000; Investigative costs: $1,000 Order / docket ↗ Regulator's list ↗
same full name in the order; 32 people with this name in Form D filings; regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott A. Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Scott Smith closed
United States Bankruptcy Court, C.D. California · No. 6:23-bk-13078 · Filed Jul 13, 2023 · Closed Oct 30, 2023
Role of Scott Smith: Debtor · Outcome: Case closed 2023-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA)
Scott B Smith closed
United States Bankruptcy Court, C.D. California · No. 9:13-bk-12956 · Filed Dec 12, 2013 · Closed Apr 8, 2014
Role of Scott B Smith: Debtor · Outcome: Case closed 2014-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Scott Smith closed
United States Bankruptcy Court, C.D. California · No. 8:13-bk-18283 · Filed Oct 4, 2013 · Closed May 27, 2014
Role of Scott Smith: Debtor · Outcome: Case closed 2014-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA)
Scott B Smith and Constance A Smith closed
United States Bankruptcy Court, C.D. California · No. 8:13-bk-15626 · Filed Jun 28, 2013 · Closed Oct 18, 2013
Role of Scott B Smith and Constance A Smith: Debtor · Outcome: Case closed 2013-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Scott H Smith closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-30876 · Filed Sep 10, 2012 · Closed Jan 18, 2013
Role of Scott H Smith: Debtor · Outcome: Case closed 2013-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Scott Smith and Michelle Smith closed
United States Bankruptcy Court, E.D. California · No. 11-16437 · Filed Jun 2, 2011 · Closed Jan 26, 2015
Role of Scott Smith and Michelle Smith: Debtor · Outcome: Case closed 2015-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Scott A Smith closed
United States Bankruptcy Court, S.D. California · No. 11-06796 · Filed Apr 26, 2011 · Closed Aug 22, 2011
Role of Scott A Smith: Debtor · Outcome: Case closed 2011-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA)
Scott D. Smith and Joni G. Smith closed
United States Bankruptcy Court, S.D. California · No. 10-18640 · Filed Oct 21, 2010 · Closed Jan 24, 2011
Role of Scott D. Smith and Joni G. Smith: Debtor · Outcome: Case closed 2011-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Scott C. Smith and Dawn M. Smith closed
United States Bankruptcy Court, E.D. California · No. 10-31093 · Filed Apr 28, 2010 · Closed Aug 20, 2010
Role of Scott C. Smith and Dawn M. Smith: Debtor · Outcome: Case closed 2010-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Scott A. Smith closed
United States Bankruptcy Court, E.D. California · No. 10-11907 · Filed Mar 1, 2010 · Closed Jun 11, 2010
Role of Scott A. Smith: Debtor · Outcome: Case closed 2010-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1516 federal dockets); 32 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:06 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Scott A. Smith (compared 2 filings on Oct 24, 2026)

Note · Jun 8, 2012 – Jan 2, 2024

Same name, different state: "Scott Smith" (DC) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Smith" with address state DC, is listed on 10 filings — most recently by Radius Networks, Inc. (Jan 2, 2024). Both records have filings in the same period (Aug 19, 2019 to Jan 9, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 19, 2010 – Feb 14, 2023

Same name, different state: "Scott Smith" (NY or CA) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Smith" with address state NY or CA, is listed on 29 filings — most recently by Catchafire, Inc. (Jun 29, 2023). Both records have filings in the same period (Aug 19, 2019 to Jan 9, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 12, 2011 – Apr 16, 2013

Same name, different state: "Scott Smith" (NM) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Smith" with address state NM, is listed on 3 filings — most recently by Document Analytic Technologies, LLC (Jun 30, 2014). The two records do not overlap in time: this page runs Aug 19, 2019 to Jan 9, 2020; the other runs Aug 12, 2011 to Apr 16, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 8, 2010 – Apr 2, 2013

Same name, different state: "Scott Smith" (MN) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Smith" with address state MN, is listed on 6 filings — most recently by ProUroCare Medical Inc. (Nov 6, 2013). The two records do not overlap in time: this page runs Aug 19, 2019 to Jan 9, 2020; the other runs Oct 8, 2010 to Apr 2, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 10, 2011

Same name, different state: "Scott Smith" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Scott Smith" with address state CO, is listed on 1 filing — most recently by MASSIVELY PARALLEL TECHNOLOGIES INC (Aug 10, 2011). The two records do not overlap in time: this page runs Aug 19, 2019 to Jan 9, 2020; the other has one filing dated Aug 10, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 2 report finder's fees totalling $301,036; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2020 D
TITAN PHARMACEUTICALS INC
File 021-357587
$0$152,250$0None listed on this filingEDGAR ↗
Aug 19, 2019 D
TITAN PHARMACEUTICALS INC
File 021-346935
$0$148,786$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Scott A. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

TITAN PHARMACEUTICALS INC

San Francisco, CA · Aug 19, 2019 → Jan 9, 2020 · 2 filings
  • Jan 9, 2020 · D · $2,175,000 sold of $2,175,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 19, 2019 · D · $2,125,512 sold of $2,125,512 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.67M from 7 investors (100% of the $2.17M target) as of the latest filing. Scott is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Scott Smith — NY, CA, 18 issuers, May 19, 2010 → Feb 14, 2023 · no shared issuer
  • Scott Smith — TX, NC, 7 issuers, Dec 12, 2013 → Jun 2, 2026 · no shared issuer
  • SCOTT A SMITH — WA, 4 issuers, Jun 3, 2016 → May 6, 2019 · no shared issuer
  • Scott Smith — GA, 3 issuers, Jul 6, 2021 → Jul 21, 2026 · no shared issuer
  • Scott Michael Smith — CT, 2 issuers, Feb 25, 2009 → Jan 26, 2016 · no shared issuer
  • Scott L Smith — NE, 2 issuers, Nov 7, 2012 → Dec 21, 2015 · no shared issuer
  • Scott O Smith — UT, 1 issuer, May 6, 2009 → May 6, 2009 · no shared issuer
  • Scott Smith — MN, 1 issuer, Oct 8, 2010 → Apr 2, 2013 · no shared issuer
  • Scott Smith — NM, 1 issuer, Aug 12, 2011 → Apr 16, 2013 · no shared issuer
  • Scott Smith — CO, 1 issuer, Aug 10, 2011 → Aug 10, 2011 · no shared issuer
  • Scott Smith — DC, 1 issuer, Jun 8, 2012 → Jan 2, 2024 · no shared issuer
  • Scott W. Smith — OH, 1 issuer, Nov 6, 2012 → Nov 6, 2012 · no shared issuer
  • Scott A. Smith — MA, 1 issuer, Sep 13, 2013 → Sep 13, 2013 · no shared issuer
  • Scott Smith — MO, 1 issuer, Oct 8, 2013 → May 13, 2014 · no shared issuer
  • Scott Smith — WI, 1 issuer, Oct 7, 2014 → Nov 4, 2015 · no shared issuer
  • Scott Smith — TN, 1 issuer, Apr 29, 2016 → Apr 29, 2016 · no shared issuer
  • Scott Smith — PA, 1 issuer, Aug 29, 2017 → Aug 25, 2026 · no shared issuer
  • Scott Smith — AZ, 1 issuer, Oct 3, 2018 → Oct 3, 2018 · no shared issuer
  • SCOTT L. SMITH — IL, 1 issuer, Jul 31, 2019 → Jul 31, 2019 · no shared issuer
  • Scott Smith — FL, 1 issuer, Oct 30, 2019 → Oct 30, 2019 · no shared issuer

People around Scott 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Rubin

Executive Officer, Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph A. Akers

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James R. McNab, Jr.

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dane Hallberg

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sunil Bhonsle

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

M. David McFarlane

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rajinder Kumar

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Katherine Beebe

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Katherine Beebe DeVarney

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott A. Smith. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott A. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott A. Smith is listed on: none on file. No website or social profile named in TITAN PHARMACEUTICALS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #165,680 of 374,652 in line (1,274 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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