| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Oct 22, 2026 D File 021-602209 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 22, 2026 D File 021-602245 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 22, 2026 D File 021-602229 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 22, 2026 D File 021-602238 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 22, 2026 D File 021-602234 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 16, 2026 D/A File 021-560840 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 16, 2026 D/A File 021-592639 | $6,158,850 (est.) | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Oct 16, 2026 D/A File 021-592644 | $1,604,470 (est.) | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Oct 16, 2026 D File 021-601546 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 14, 2026 D File 021-601267 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 13, 2026 D/A File 021-556950 | $0 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 13, 2026 D/A File 021-557611 | $0 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 13, 2026 D File 021-600987 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 13, 2026 D File 021-600996 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 7, 2026 D/A File 021-550826 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 6, 2026 D File 021-600032 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 5, 2026 D File 021-599939 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 2, 2026 D File 021-599753 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 2, 2026 D File 021-599748 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 25, 2026 D File 021-598936 | $2,000,000 (est.) | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 25, 2026 D File 021-598935 | $2,000,000 (est.) | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 24, 2026 D/A File 021-560057 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 24, 2026 D/A File 021-560059 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 23, 2026 D File 021-598591 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 21, 2026 D File 021-598225 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 11, 2026 D/A File 021-459283 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 11, 2026 D File 021-597273 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 10, 2026 D File 021-596971 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 8, 2026 D/A File 021-556943 | $378,100 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Sep 2, 2026 D File 021-596231 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 28, 2026 D/A File 021-556690 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 27, 2026 D/A File 021-556688 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 20, 2026 D/A File 021-589498 | $45,000,000 (est.) | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Charles Schwab & Co., Inc. BrokerCheck CRD 5393 ↗ Arvest Wealth Management BrokerCheck CRD 42057 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ Ameriprise Financial Services, Inc. BrokerCheck CRD 6363 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ Wells Fargo Bank, N.A. no CRD number reported Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ Northern Trust Securities, Inc. BrokerCheck CRD 7927 ↗ Prospera Financial Services, Inc. BrokerCheck CRD 10740 ↗ RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ LPL Financial LLC BrokerCheck CRD 6413 ↗ Dynasty Securities, LLC BrokerCheck CRD 159076 ↗ Sanford C. Bernstein & Co., LLC BrokerCheck CRD 104474 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗ Thrivent Investment Management Inc. BrokerCheck CRD 18387 ↗ Equitable Advisors, LLC BrokerCheck CRD 6627 ↗ | EDGAR ↗ |
| Aug 12, 2026 D File 021-593893 | $100,000 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 12, 2026 D File 021-593895 | $1,021,895 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 7, 2026 D File 021-593500 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 4, 2026 D File 021-593082 | $71,960 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 4, 2026 D File 021-593079 | $84,520 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 4, 2026 D File 021-593096 | $357,785 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 27, 2026 D/A File 021-513062 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 24, 2026 D File 021-592114 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 23, 2026 D/A File 021-79121 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 23, 2026 D/A File 021-79120 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 23, 2026 D/A File 021-159827 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 7, 2026 D File 021-589757 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 25, 2026 D File 021-588610 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 18, 2026 D File 021-587971 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 17, 2026 D File 021-587770 | $936,250 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 11, 2026 D File 021-586994 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 11, 2026 D File 021-587033 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 10, 2026 D File 021-586906 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 10, 2026 D File 021-586910 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 9, 2026 D/A File 021-448552 | $2,883,050 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 4, 2026 D/A File 021-586042 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 1, 2026 D/A File 021-547798 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 18, 2026 D/A File 021-128997 | $7,209,191 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 18, 2026 D/A File 021-443079 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 15, 2026 D File 021-584210 | $2,646,910 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 14, 2026 D/A File 021-479309 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 12, 2026 D File 021-583786 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 11, 2026 D File 021-583589 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 8, 2026 D File 021-583398 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 5, 2026 D File 021-582906 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 14, 2026 D File 021-580294 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 14, 2026 D File 021-580296 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 8, 2026 D File 021-579494 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 7, 2026 D/A File 021-191309 | $18,714,197 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 7, 2026 D/A File 021-397047 | $2,304,675 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 1, 2026 D File 021-578750 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 31, 2026 D File 021-578402 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 16, 2026 D/A File 021-394034 | $5,534,450 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 16, 2026 D File 021-576618 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 16, 2026 D File 021-576615 | $740,888 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 16, 2026 D File 021-576619 | $150,898 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 13, 2026 D File 021-576434 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 13, 2026 D File 021-576432 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 9, 2026 D File 021-575840 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 9, 2026 D File 021-575849 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 6, 2026 D/A File 021-535617 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 2, 2026 D File 021-575082 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 30, 2026 D/A File 021-503999 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ | EDGAR ↗ |
| Jan 15, 2026 D File 021-570100 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 12, 2026 D File 021-569675 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 8, 2026 D File 021-569309 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 8, 2026 D File 021-569319 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 6, 2026 D File 021-569022 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 6, 2026 D File 021-569024 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 31, 2025 D/A File 021-525674 | $3,653,520 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 31, 2025 D File 021-568507 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 30, 2025 D File 021-568375 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 30, 2025 D File 021-568380 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 29, 2025 D File 021-568176 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 23, 2025 D File 021-567942 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 23, 2025 D File 021-567939 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 23, 2025 D File 021-567929 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 17, 2025 D File 021-567189 | $3,325,795 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 17, 2025 D File 021-567081 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 12, 2025 D File 021-566602 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 1, 2025 D File 021-565343 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 24, 2025 D/A File 021-563599 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 21, 2025 D File 021-564777 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 13, 2025 D/A File 021-464447 | $3,081,150 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 13, 2025 D File 021-563850 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 10, 2025 D File 021-563550 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 10, 2025 D File 021-563573 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 6, 2025 D/A File 021-528862 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 6, 2025 D/A File 021-528863 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 6, 2025 D File 021-563287 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 15, 2025 D File 021-560931 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 15, 2025 D File 021-560924 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 8, 2025 D File 021-560137 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 1, 2025 D File 021-559431 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 1, 2025 D File 021-559453 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 1, 2025 D File 021-559468 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 1, 2025 D File 021-559451 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 1, 2025 D File 021-559447 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 1, 2025 D File 021-559476 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 24, 2025 D File 021-558486 | $1,739,195 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Sep 24, 2025 D File 021-558491 | $283,230 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 25, 2025 D File 021-555681 | $50,375 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 22, 2025 D File 021-555593 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 22, 2025 D File 021-555595 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 14, 2025 D File 021-554783 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 12, 2025 D/A File 021-489458 | $1,484,740 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 25, 2025 D File 021-552790 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 25, 2025 D File 021-552794 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 22, 2025 D File 021-552499 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 16, 2025 D File 021-551962 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 9, 2025 D/A File 021-518157 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ Ashton Thomas Securities, LLC BrokerCheck CRD 16629 ↗ USCA Securities, LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| Jul 9, 2025 D/A File 021-518159 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ USCA Securities, LLC BrokerCheck CRD 103789 ↗ Ashton Thomas Securities, LLC BrokerCheck CRD 16629 ↗ | EDGAR ↗ |
| Jul 9, 2025 D File 021-551082 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 9, 2025 D File 021-551083 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 9, 2025 D File 021-551068 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 9, 2025 D File 021-551110 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 3, 2025 D File 021-550716 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 20, 2025 D File 021-549416 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 20, 2025 D File 021-549424 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 12, 2025 D File 021-548792 | $2,392,135 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 21, 2025 D/A File 021-494857 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 30, 2025 D File 021-544846 | $140,945 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 24, 2025 D File 021-544433 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 24, 2025 D File 021-544434 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 16, 2025 D File 021-543866 | $427,625 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 7, 2025 D/A File 021-364540 | $2,388,200 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 7, 2025 D/A File 021-364532 | $4,032,697 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 4, 2025 D File 021-542979 | $526,643 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 24, 2025 D File 021-541975 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 17, 2025 D File 021-541165 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 10, 2025 D File 021-540265 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 10, 2025 D File 021-540260 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Feb 4, 2025 D File 021-537304 | $1,961,983 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 6, 2025 D File 021-534350 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 6, 2025 D File 021-534346 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 30, 2024 D File 021-533622 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 30, 2024 D File 021-533724 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 30, 2024 D File 021-533725 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 26, 2024 D File 021-533259 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 20, 2024 D File 021-532966 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 20, 2024 D File 021-532968 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 20, 2024 D File 021-532822 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 19, 2024 D File 021-532818 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 17, 2024 D File 021-532316 | $1,671,500 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 16, 2024 D File 021-532222 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 16, 2024 D File 021-532223 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 16, 2024 D File 021-532233 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Dec 16, 2024 D File 021-532227 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 26, 2024 D File 021-530511 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 22, 2024 D File 021-530282 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 22, 2024 D File 021-530292 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Oct 9, 2024 D File 021-526318 | $74,893 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 1, 2024 D File 021-525563 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 14, 2024 D File 021-521502 | $1,382,138 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 9, 2024 D File 021-521080 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 9, 2024 D File 021-521081 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 2, 2024 D File 021-520468 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 2, 2024 D File 021-520471 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 1, 2024 D File 021-520338 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 1, 2024 D File 021-520339 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 1, 2024 D File 021-520341 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 23, 2024 D File 021-519478 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 16, 2024 D File 021-518869 | $0 (est.) | $0 (est.) | $0 (est.) | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 16, 2024 D File 021-518871 | $0 (est.) | $0 (est.) | $0 (est.) | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 11, 2024 D File 021-518444 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 9, 2024 D/A File 021-500814 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 9, 2024 D File 021-518114 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jun 28, 2024 D File 021-517370 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 22, 2024 D/A File 021-498245 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 20, 2024 D File 021-513779 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 20, 2024 D File 021-513780 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 13, 2024 D/A File 021-459878 | $9,361,683 (est.) | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 13, 2024 D/A File 021-509331 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 13, 2024 D/A File 021-509333 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 13, 2024 D/A File 021-498248 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 13, 2024 D/A File 021-502867 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 8, 2024 D/A File 021-481801 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 8, 2024 D/A File 021-481807 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 3, 2024 D/A File 021-498886 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| May 3, 2024 D File 021-512333 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Apr 11, 2024 D File 021-510395 | $1,973,870 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 5, 2024 D/A File 021-303035 | $2,076,750 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 28, 2024 D File 021-508969 | $1,155,568 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 20, 2024 D File 021-508101 | $158,125 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 14, 2024 D/A File 021-389947 | $457,625 (est.) | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 8, 2024 D File 021-507130 | $404,625 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 11, 2024 D File 021-502158 | $1,847,375 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 11, 2024 D File 021-502159 | $215,355 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 9, 2024 D/A File 021-479575 | $647,350 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 9, 2024 D/A File 021-493189 | $269,125 | $0 | $0 | Merill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 20, 2023 D File 021-500258 | $1,466,318 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 20, 2023 D File 021-500259 | $438,670 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 14, 2023 D File 021-499688 | $145,500 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 3, 2023 D File 021-496493 | $441,835 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 3, 2023 D File 021-496393 | $1,447,175 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 13, 2023 D File 021-494679 | $187,950 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 27, 2023 D File 021-485251 | $6,637,170 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 31, 2023 D File 021-483005 | $65,075 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 18, 2023 D/A File 021-144743 | $2,437,562 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 8, 2023 D File 021-481105 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 8, 2023 D File 021-481107 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 22, 2023 D File 021-476542 | $989,750 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Feb 28, 2023 D File 021-474475 | $2,895,950 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 20, 2022 D File 021-468061 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 22, 2022 D File 021-465641 | $796,875 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 28, 2022 D File 021-463245 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 27, 2022 D/A File 021-460711 | $190,005 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 20, 2022 D File 021-462352 | $0 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 20, 2022 D File 021-462355 | $0 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 17, 2022 D/A File 021-382214 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ | EDGAR ↗ |
| Oct 7, 2022 D File 021-461130 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 4, 2022 D File 021-460720 | $178,600 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Sep 29, 2022 D File 021-460190 | $2,382,305 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Sep 6, 2022 D File 021-458058 | $235,200 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 31, 2022 D File 021-457594 | $3,166,575 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 28, 2022 D File 021-454074 | $372,700 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 19, 2022 D File 021-452936 | $0 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 18, 2022 D/A File 021-371169 | $1,439,875 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 7, 2022 D File 021-451524 | $126,475 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 14, 2022 D File 021-449136 | $7,488,688 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 10, 2022 D File 021-448853 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 18, 2022 D/A File 021-319835 | $1,300,535 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 6, 2022 D File 021-444787 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 13, 2022 D File 021-441606 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 31, 2022 D File 021-439785 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Mar 29, 2022 D File 021-439454 | $66,250 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 29, 2022 D File 021-439439 | $575,300 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 24, 2022 D File 021-438740 | $1,751,340 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 9, 2022 D File 021-436437 | $1,225,125 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 9, 2022 D File 021-436456 | $2,950,880 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Feb 11, 2022 D File 021-433420 | $0 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED no CRD number reported | EDGAR ↗ |
| Dec 23, 2021 D File 021-426459 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 20, 2021 D File 021-425852 | $348,788 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 22, 2021 D File 021-421975 | $1,217,425 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 9, 2021 D File 021-420549 | $7,786,268 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Oct 18, 2021 D File 021-417431 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Sep 24, 2021 D File 021-414573 | $1,374,920 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 23, 2021 D File 021-410938 | $0 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 6, 2021 D File 021-409065 | $3,167,150 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 29, 2021 D File 021-408199 | $601,250 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 2, 2021 D File 021-405084 | $272,010 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 17, 2021 D File 021-403283 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 17, 2021 D File 021-403307 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 10, 2021 D File 021-398705 | $686,783 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 6, 2021 D/A File 021-169296 | $3,745,069 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 6, 2021 D File 021-394751 | $1,455,382 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 21, 2021 D File 021-387001 | $3,180,195 | $0 | $0 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 8, 2021 D File 021-385626 | $856,418 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 29, 2020 D File 021-384636 | $1,872,665 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 18, 2020 D File 021-383721 | $825,850 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 2, 2020 D File 021-382026 | $499,945 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 30, 2020 D File 021-381728 | $312,675 | $0 | $0 | Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Nov 24, 2020 D File 021-381414 | $273,630 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 23, 2020 D File 021-381276 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 23, 2020 D File 021-381277 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 23, 2020 D File 021-381279 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Nov 20, 2020 D File 021-381199 | $518,063 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Sep 18, 2020 D/A File 021-370747 | $2,761,256 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 19, 2020 D File 021-373555 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Aug 12, 2020 D/A File 021-367670 | $2,652,693 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 28, 2020 D File 021-371892 | $3,629,570 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 27, 2020 D File 021-371856 | $2,629,251 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| May 26, 2020 D/A File 021-313090 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ | EDGAR ↗ |
| May 18, 2020 D/A File 021-166126 | $5,939,875 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 6, 2020 D/A File 021-158186 | $2,066,505 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 12, 2020 D File 021-362628 | $698,330 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 11, 2020 D File 021-362551 | $1,765,810 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Feb 12, 2020 D File 021-360420 | $590,165 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Feb 7, 2020 D File 021-360058 | $590,250 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Feb 7, 2020 D File 021-360059 | $271,875 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 27, 2019 D File 021-356542 | $3,633,533 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 12, 2019 D File 021-355426 | $1,206,250 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 8, 2019 D File 021-353011 | $2,213,180 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Nov 7, 2019 D File 021-352849 | $345,500 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 13, 2019 D File 021-346472 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jul 29, 2019 D File 021-345237 | $998,613 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 10, 2019 D File 021-343937 | $700,800 (est.) | $0 | $0 | Morgan Stanley BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jun 18, 2019 D File 021-342183 | $1,500,000 (est.) | $0 | $0 | Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jun 10, 2019 D File 021-341512 | $12,387,025 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jun 5, 2019 D/A File 021-339917 | $0 | $0 | $0 | DWS Distributors, Inc. BrokerCheck CRD 37306 ↗ | EDGAR ↗ |
| May 20, 2019 D File 021-339922 | $0 | $0 | $0 | DWS Distributors, Inc. BrokerCheck CRD 37306 ↗ | EDGAR ↗ |
| May 20, 2019 D File 021-339921 | $0 | $0 | $0 | DWS Distributors, Inc. BrokerCheck CRD 37306 ↗ | EDGAR ↗ |