PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

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Saul Ballesteros

Named as an officer, director or promoter on SEC Form D filings · CT · Apr 22, 2013 → Feb 17, 2022

3deals (issuers)
$401.2Mreported sold
209investors
18Form D filings
2013–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Saul Ballesteros is listed as an executive officer and promoter on 18 SEC Form D filings by 3 issuers between Apr 2013 and Feb 2022: Energy Infrastructure Income Fund, L.P. (Westport, CT — pooled investment fund — 2013–2022; $214.2M reported sold to 117 investors), EIP ENERGY INCOME FUND LLC (Westport, CT — pooled investment fund — 2013; $99.7M reported sold to 16 investors) and Energy Infrastructure Income Fund (QP) LP (Westport, CT — pooled investment fund — 2017–2022; $87.4M reported sold to 76 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and promoter, over about 9 years. Across those companies the filings report $401.2M sold in total.

Listed alongside Eva Pao (18 shared filings), James Murchie (18 shared filings), EIP Partners, LLC (14 shared filings, management entity), John K. Tysseland (12 shared filings), Linda Longville (10 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Saul. Each name links to their own page.

All 3 issuers belong to the sponsor group Energy Infrastructure (4 issuers, $550.8M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Energy Infrastructure has 4 companies on file and $550.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 25 court cases matching the name, 5 SEC releases, 16 bankruptcy cases matching the name listed in Key records below.

What this means 46 records came back, including 6 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Saul Ballesteros and found 7 differences, 3 worth asking the sponsor about: Saul Ballesteros is no longer listed on the Jan 13, 2023 amendment; Saul Ballesteros is no longer listed on the Apr 22, 2014 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Saul Ballesteros has not run yet — it is joining a line of 10,369 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

25 cases: 6 open, 7 closed (disposition not in docket feed), 10 dismissed, 2 judgment

Ballesteros v. Safeport Insurance Company open
District Court, S.D. Texas · No. 4:26-cv-05273 · Filed Jul 2, 2026
Role of Ballesteros: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in TX (not a filing state)
Ballesteros v. Costco Wholesale Corporation open
District Court, E.D. California · No. 1:25-cv-02075 · Filed Dec 30, 2025
Role of Ballesteros: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Ballesteros v. Costco Wholesale Corporation open
District Court, E.D. California · No. 2:25-at-01845 · Filed Dec 30, 2025
Role of Ballesteros: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Ballesteros v. Mercedes-Benz USA, LLC open
District Court, S.D. California · No. 3:25-cv-00230 · Filed Jan 31, 2025
Role of Ballesteros: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Ballesteros v. Ambulnz NY, LLC closed
District Court, S.D. New York · No. 1:24-cv-06366 · Filed Aug 22, 2024 · Closed Dec 18, 2024 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity Action
Role of Ballesteros: Plaintiff · Outcome: Terminated 2024-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in NY (not a filing state)
Ballesteros v. AEP Texas Inc. open
District Court, S.D. Texas · No. 7:23-cv-00376 · Filed Oct 27, 2023
Role of Ballesteros: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in TX (not a filing state)
Ballesteros v. Bread Financial Payments, Inc. closed
District Court, E.D. California · No. 1:23-cv-01133 · Filed Jul 31, 2023 · Closed Nov 30, 2023 · Nature of suit: Consumer Credit · Cause: 28:1441 Petition for Removal - Fair Credit Reporting Act
Role of Ballesteros: Plaintiff · Outcome: Terminated 2023-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Ballesteros v. MTGLQ Investors, LP closed
District Court, E.D. Virginia · No. 1:23-cv-00396 · Filed Mar 24, 2023 · Closed Dec 20, 2023 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Ballesteros: Plaintiff · Outcome: Terminated 2023-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in VA (not a filing state)
Ballesteros v. Boehringer Ingelheim Corporation closed
District Court, S.D. Florida · No. 3:23-cv-17981 · Filed Mar 13, 2023 · Closed Mar 13, 2023
Role of Ballesteros: Plaintiff · Outcome: Terminated 2023-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in FL (not a filing state)
Ballesteros v. Equifax Information Services, LLC closed
District Court, D. Oregon · No. 3:22-cv-00017 · Filed Jan 4, 2022 · Closed Aug 30, 2022 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Ballesteros: Plaintiff · Outcome: Terminated 2022-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in OR (not a filing state)
Ballesteros v. C.R. Bard, Inc. open
District Court, S.D. Ohio · No. 2:21-cv-05529 · Filed Dec 1, 2021
Role of Ballesteros: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in OH (not a filing state)
BALLESTEROS v. Target Corporation closed
District Court, S.D. Florida · No. 1:21-cv-23975 · Filed Nov 11, 2021 · Closed Apr 14, 2022 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity-Notice of Removal
Role of BALLESTEROS: Plaintiff · Outcome: Terminated 2022-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in FL (not a filing state)
Ballesteros v. Carrington Mortgage Services, LLC dismissed
District Court, W.D. Texas · No. 5:19-cv-00267 · Filed Mar 15, 2019 · Closed Apr 9, 2019 · Nature of suit: 220 Foreclosure
Role of Ballesteros: Plaintiff · Outcome: Terminated 2019-04-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in TX (not a filing state)
Ballesteros v. BACAP LLC Trust 2008-IND1 dismissed
District Court, S.D. Florida · No. 1:16-cv-24671 · Filed Nov 8, 2016 · Closed Nov 9, 2016 · Nature of suit: 370 Other fraud
Role of Ballesteros: Plaintiff · Outcome: Terminated 2016-11-09 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in FL (not a filing state)
Ballesteros v. Sean Paul Cronin dismissed
District Court, S.D. Florida · No. 1:16-cv-20342 · Filed Jan 29, 2016 · Closed Apr 25, 2016 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Federal Question
Role of Ballesteros: Plaintiff · Outcome: Terminated 2016-04-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in FL (not a filing state)
Ballesteros v. Capital Management Services, LP dismissed
District Court, W.D. New York · No. 1:15-cv-01083 · Filed Dec 31, 2015 · Closed Jun 13, 2016 · Nature of suit: 480 Consumer credit
Role of Ballesteros: Plaintiff · Outcome: Terminated 2016-06-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in NY (not a filing state)
BALLESTEROS CORREA v. ROYAL CARIBBEAN CRUSIES LTD. closed
District Court, S.D. Florida · No. 1:13-cv-21892 · Filed May 29, 2013 · Closed Aug 2, 2013 · Nature of suit: 190 Other contract actions
Role of BALLESTEROS CORREA: Plaintiff · Outcome: Terminated 2013-08-02 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in FL (not a filing state)
Deutsche Bank National Trust Company v. Ballesteros judgment
District Court, N.D. Illinois · No. 1:12-cv-04346 · Filed Jun 4, 2012 · Closed Dec 17, 2012 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Mortgage Foreclosure
Role of Ballesteros: Defendant · Outcome: Terminated 2012-12-17 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
Ballesteros v. Global Credit & Collection Corporation dismissed
District Court, N.D. Illinois · No. 1:10-cv-04788 · Filed Jul 30, 2010 · Closed Sep 14, 2010 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act
Role of Ballesteros: Plaintiff · Outcome: Terminated 2010-09-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
Ballesteros v. CTX Mortgage Company, LLC dismissed
District Court, D. Nevada · No. 2:09-cv-01699 · Filed Sep 1, 2009 · Closed Mar 1, 2010 · Nature of suit: 220 Foreclosure
Role of Ballesteros: Plaintiff · Outcome: Terminated 2010-03-01 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in NV (not a filing state)
Ballesteros v. Countrywide Home Loans, Inc. judgment
District Court, D. Nevada · No. 2:09-cv-01380 · Filed Jul 29, 2009 · Closed Feb 3, 2010 · Nature of suit: 380 Other personal property damage
Role of Ballesteros: Plaintiff · Outcome: Terminated 2010-02-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in NV (not a filing state)
BALLESTEROS v. GC SERVICES LIMITED PARTNERSHI dismissed
District Court, E.D. New York · No. · Filed Jul 7, 2005 · Closed Jan 18, 2006 · Nature of suit: 480 Consumer credit
Role of BALLESTEROS: Plaintiff · Outcome: Terminated 2006-01-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in NY (not a filing state)
Directv, Inc. v. Ballesteros dismissed
District Court, S.D. Texas · No. 7:03-cv-00368 · Filed Nov 18, 2003 · Closed Oct 22, 2004 · Nature of suit: 890 Other statutory actions
Role of Ballesteros: Defendant · Outcome: Terminated 2004-10-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in TX (not a filing state)
Ballesteros v. Associates First Cap dismissed
District Court, N.D. California · No. 3:99-cv-02148 · Filed May 7, 1999 · Closed Oct 29, 1999 · Nature of suit: 890 Other statutory actions
Role of Ballesteros: Plaintiff · Outcome: Terminated 1999-10-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Ballesteros v. Special Insurance Se dismissed
District Court, S.D. Texas · No. 2:97-cv-00418 · Filed Jul 30, 1997 · Closed Jan 28, 1998 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Ballesteros: Plaintiff · Outcome: Terminated 1998-01-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

5 SEC releases

Jorge Eduardo Ballesteros Franco, et al. Litigation release
SEC · Nov 3, 2003 · Parties as named in the release: Jorge Eduardo Ballesteros Franco, et al. Read the release ↗
same rare surname (3 people in Form D filings); different first name (eduardo)
Jorge Eduardo Ballesteros Franco, et al. Litigation release
SEC · Dec 17, 2002 · Parties as named in the release: Jorge Eduardo Ballesteros Franco, et al. Read the release ↗
same rare surname (3 people in Form D filings); different first name (eduardo)
Ricardo Ballesteros Gutierrez Administrative proceeding
SEC · Jun 13, 2001 · Parties as named in the release: Ricardo Ballesteros Gutierrez Read the release ↗
same rare surname (3 people in Form D filings); different first name (ricardo); the person's filing state is not named
Jorge Eduardo Ballesteros Franco, et al. Litigation release
SEC · Jun 13, 2001 · Parties as named in the release: Jorge Eduardo Ballesteros Franco, et al. Read the release ↗
same rare surname (3 people in Form D filings); different first name (eduardo)
Jorge Eduardo Ballesteros Franco, et al. Litigation release
SEC · May 8, 2001 · Parties as named in the release: Jorge Eduardo Ballesteros Franco, et al. Read the release ↗
same rare surname (3 people in Form D filings); different first name (eduardo)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Saul Ballesteros..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

BALLESTEROS v. WERBWOL, LLC closed
United States Bankruptcy Court, D. Arizona · No. 4:15-ap-00108 · Filed Feb 13, 2015 · Closed Jun 26, 2015
Role of BALLESTEROS: Plaintiff · Outcome: Case closed 2015-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in AR (not a filing state)
Global Funding Solutions v. Ballesteros closed
United States Bankruptcy Court, N.D. Illinois · No. 13-00992 · Filed Jul 25, 2013 · Closed Oct 11, 2013
Role of Ballesteros: Defendant · Outcome: Case closed 2013-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in IL (not a filing state)
Heritage Pacific Financial, LLC v. Ballesteros closed
United States Bankruptcy Court, N.D. California · No. 11-04045 · Filed Feb 9, 2011 · Closed Jul 13, 2011
Role of Ballesteros: Defendant · Outcome: Case closed 2011-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
BALLESTEROS v. Professional Debt Mediation, Inc. closed
United States Bankruptcy Court, E.D. Washington · No. 11-80016 · Filed Feb 1, 2011 · Closed May 18, 2011
Role of BALLESTEROS: Plaintiff · Outcome: Case closed 2011-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in WA (not a filing state)
Pistol River Properties, Ltd. v. Ballesteros closed
United States Bankruptcy Court, S.D. California · No. 09-90290 · Filed Jul 16, 2009 · Closed Dec 10, 2009
Role of Ballesteros: Defendant · Outcome: Case closed 2009-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
CHASE BANK, USA, N.A. v. BALLESTEROS closed
United States Bankruptcy Court, D. Nevada · No. 09-01006 · Filed Jan 5, 2009 · Closed Jun 11, 2009
Role of BALLESTEROS: Defendant · Outcome: Case closed 2009-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in NV (not a filing state)
DISCOVER BANK, ISSUER OF THE DISCOVER CARD v. BALLESTEROS closed
United States Bankruptcy Court, D. Nevada · No. 09-01005 · Filed Jan 5, 2009 · Closed Jun 11, 2009
Role of BALLESTEROS: Defendant · Outcome: Case closed 2009-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in NV (not a filing state)
FIA Card Services, N.A. (f.k.a. MBNA America Bank v. Ballesteros closed
United States Bankruptcy Court, W.D. Texas · No. 08-03015 · Filed Jun 16, 2008 · Closed Nov 20, 2008
Role of Ballesteros: Defendant · Outcome: Case closed 2008-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in TX (not a filing state)
Discover Bank v. Ballesteros closed
United States Bankruptcy Court, E.D. California · No. 07-09036 · Filed Nov 8, 2007 · Closed Feb 7, 2008
Role of Ballesteros: Defendant · Outcome: Case closed 2008-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Wells Fargo Bank N A v. Ballesteros closed
United States Bankruptcy Court, C.D. California · No. 9:07-ap-01064 · Filed Oct 23, 2007 · Closed Jun 8, 2010
Role of Ballesteros: Defendant · Outcome: Case closed 2010-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
First Equity Card Corporation v. Ballesteros closed
United States Bankruptcy Court, S.D. Texas · No. 07-02050 · Filed Aug 6, 2007 · Closed Mar 13, 2008
Role of Ballesteros: Defendant · Outcome: Case closed 2008-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in TX (not a filing state)
Ballesteros v. State Farm Insurance Company closed
United States Bankruptcy Court, S.D. Florida. · No. 02-01484 · Filed Oct 17, 2002 · Closed Dec 18, 2002
Role of Ballesteros: Plaintiff · Outcome: Case closed 2002-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in FL (not a filing state)
Chase Manhattan Bank USA, N.A. v. Ballesteros closed
United States Bankruptcy Court, S.D. California · No. 00-90253 · Filed Apr 21, 2000 · Closed Jul 14, 2000
Role of Ballesteros: Defendant · Outcome: Case closed 2000-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Universal Bank N.A. v. Ballesteros closed
United States Bankruptcy Court, S.D. California · No. 00-90247 · Filed Apr 21, 2000 · Closed Jul 14, 2000
Role of Ballesteros: Defendant · Outcome: Case closed 2000-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
Capital One Services, Inc. v. Ballesteros closed
United States Bankruptcy Court, S.D. California · No. 00-90227 · Filed Apr 7, 2000 · Closed Oct 17, 2000
Role of Ballesteros: Defendant · Outcome: Case closed 2000-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
American Express Travel Related Services Company v. Ballesteros closed
United States Bankruptcy Court, S.D. California · No. 99-90682 · Filed Oct 28, 1999 · Closed Dec 26, 2000
Role of Ballesteros: Defendant · Outcome: Case closed 2000-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 115 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Saul Ballesteros — 3 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Feb 17, 2022 – Jan 13, 2023

Saul Ballesteros is no longer listed on the Jan 13, 2023 amendment — Energy Infrastructure Income Fund, L.P.

Saul Ballesteros appears on the Feb 17, 2022 Form D/A (executive officer, promoter) but not on the Jan 13, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 17, 2022 ↗Form D/A · Jan 13, 2023 ↗Saul Ballesteros — PartnerFacts page ↗Energy Infrastructure Income Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 17, 2022 – Jan 13, 2023

Saul Ballesteros is no longer listed on the Jan 13, 2023 amendment — Energy Infrastructure Income Fund (QP) LP

Saul Ballesteros appears on the Feb 17, 2022 Form D/A (executive officer, promoter) but not on the Jan 13, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 17, 2022 ↗Form D/A · Jan 13, 2023 ↗Saul Ballesteros — PartnerFacts page ↗Energy Infrastructure Income Fund (QP) LP — PartnerFacts page ↗
Sources
Worth asking · Apr 22, 2013 – Apr 22, 2014

Saul Ballesteros is no longer listed on the Apr 22, 2014 amendment — EIP ENERGY INCOME FUND LLC

Saul Ballesteros appears on the Apr 22, 2013 Form D/A (executive officer) but not on the Apr 22, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 22, 2013 ↗Form D/A · Apr 22, 2014 ↗Saul Ballesteros — PartnerFacts page ↗EIP ENERGY INCOME FUND LLC — PartnerFacts page ↗
Sources
Note · Apr 17, 2020 – Jan 13, 2021

Saul Ballesteros's role changed at Energy Infrastructure Income Fund, L.P.: executive officer → executive officer, promoter

The Apr 17, 2020 filing lists Saul Ballesteros as executive officer; the Jan 13, 2021 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 17, 2020 ↗Form D/A · Jan 13, 2021 ↗Saul Ballesteros — PartnerFacts page ↗Energy Infrastructure Income Fund, L.P. — PartnerFacts page ↗
Sources
Note · Aug 30, 2016 – Apr 21, 2017

Minimum investment changed between filings — Energy Infrastructure Income Fund, L.P.

The Aug 30, 2016 filing lists a minimum of $1,000,000; the Apr 21, 2017 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 30, 2016 ↗Form D/A (later) · Apr 21, 2017 ↗Energy Infrastructure Income Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jul 8, 2011 – Apr 22, 2013

Minimum investment changed between filings — Energy Infrastructure Income Fund, L.P.

The Jul 8, 2011 filing lists a minimum of $0; the Apr 22, 2013 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 8, 2011 ↗Form D/A (later) · Apr 22, 2013 ↗Energy Infrastructure Income Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jul 8, 2011 – Apr 22, 2013

Minimum investment changed between filings — EIP ENERGY INCOME FUND LLC

The Jul 8, 2011 filing lists a minimum of $0; the Apr 22, 2013 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 8, 2011 ↗Form D/A (later) · Apr 22, 2013 ↗EIP ENERGY INCOME FUND LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 3 offerings reports sales commissions totalling $2,331,845; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 17, 2022 D/A
Energy Infrastructure Income Fund, L.P.
File 021-61317
$2,331,845 (est.)$0$0
The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to.
Morgan Stanley BrokerCheck CRD 149777 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗		EDGAR ↗
Feb 17, 2022 D/A
Energy Infrastructure Income Fund (QP) LP
File 021-278688
$0$0$0
The annual fees due to the Investment Manager and any other parties are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 22, 2013 D/A
EIP ENERGY INCOME FUND LLC
File 021-112307
$0$0$0 (est.)
The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Saul Ballesteros on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EI
Pooled Investment Fund · group: Energy Infrastructure

Energy Infrastructure Income Fund, L.P.

Westport, CT · Apr 22, 2013 → Feb 17, 2022 · 11 filings
  • Feb 17, 2022 · D/A · $213,990,844 sold of Indefinite · 116 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer, and a managing member of Energy Income Partners, LLC, the investment manager of the Issuer.) EDGAR ↗
  • Jan 13, 2021 · D/A · $213,990,844 sold of Indefinite · 116 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer, and a managing member of Energy Income Partners, LLC, the investment manager of the Issuer.) EDGAR ↗
  • Apr 17, 2020 · D/A · $212,839,687 sold of Indefinite · 114 investors · min. No minimum reported · role: Executive Officer (Member of Issuer's general partner) EDGAR ↗
  • Apr 19, 2019 · D/A · $207,589,687 sold of Indefinite · 113 investors · min. No minimum reported · role: Executive Officer (Member of Issuer's general partner) EDGAR ↗
  • Apr 20, 2018 · D/A · $207,589,687 sold of Indefinite · 113 investors · min. No minimum reported · role: Executive Officer (Member of Issuer's general partner) EDGAR ↗
  • Apr 21, 2017 · D/A · $157,564,687 sold of Indefinite · 103 investors · min. No minimum reported · role: Executive Officer (Member of Issuer's general partner) EDGAR ↗
  • Aug 30, 2016 · D/A · $144,030,981 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer (Member of Issuer's general partner) EDGAR ↗
  • Apr 22, 2016 · D/A · $144,030,981 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer (Member of Issuer's general partner) EDGAR ↗
  • Apr 22, 2015 · D/A · $105,845,981 sold of Indefinite · 79 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Apr 22, 2014 · D/A · $96,620,981 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗
  • Apr 22, 2013 · D/A · $91,720,981 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗

Raised $214.2M from 117 investors as of the latest filing. Saul is listed as executive officer, promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: Energy Infrastructure

Energy Infrastructure Income Fund (QP) LP

Westport, CT · Jan 18, 2017 → Feb 17, 2022 · 6 filings
  • Feb 17, 2022 · D/A · $72,786,215 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer, and a member of Energy Income Partners, LLC, the investment manager of the Issuer.) EDGAR ↗
  • Jan 13, 2021 · D/A · $51,899,000 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer, and a member of Energy Income Partners, LLC, the investment manager of the Issuer.) EDGAR ↗
  • Jan 22, 2020 · D/A · $39,200,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer, and a member of Energy Income Partners, LLC, the investment manager of the Issuer.) EDGAR ↗
  • Jan 22, 2019 · D/A · $31,975,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer.) EDGAR ↗
  • Jan 17, 2018 · D/A · $31,975,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer.) EDGAR ↗
  • Jan 18, 2017 · D · $25,100,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Ballesteros is a member of EIP Partners, LLC, the general partner of the Issuer.) EDGAR ↗

Raised $87.4M from 76 investors as of the latest filing. Saul is listed as executive officer, promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EE
Pooled Investment Fund · group: Energy Infrastructure

EIP ENERGY INCOME FUND LLC

Westport, CT · Apr 22, 2013
  • Apr 22, 2013 · D/A · $99,653,333 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗

Raised $99.7M from 16 investors as of the latest filing. Saul is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Saul 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EP
Management entity

EIP Partners, LLC

Executive Officer, Promoter · 14 shared filings (2 issuers)

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

EI
Management entity

Energy Income Partners, LLC

Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

KE
Management entity

K. Energy Income Partners, LLC

Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James Murchie

Executive Officer, Promoter · 18 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Eva Pao

Executive Officer, Promoter · 18 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John K. Tysseland

Executive Officer, Promoter · 12 shared filings (2 issuers)

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Longville

Executive Officer, Promoter · 10 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Lazzara

Executive Officer, Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Lazzarra

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Saul Ballesteros. Their page shows their other deals.

The team behind the deals

EI
Sponsor group

Energy Infrastructure

4 issuers · 42 filings · $550.8M reported sold · 2009–2026

One team, 4 deal companies. Saul Ballesteros is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Saul Ballesteros.

Same business address

10 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 3 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Energy Infrastructure Income Fund, L.P., Energy Infrastructure Income Fund (QP) LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Saul Ballesteros by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Saul Ballesteros is listed on: none on file. No website or social profile named in EIP ENERGY INCOME FUND LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #304,719 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Westport, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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