SAMUEL OH is listed as an executive officer and promoter on 21 SEC Form D filings by 14 issuers between Jan 2016 and Apr 2023. Largest by amount reported sold: Mountain Capital Partners, LP (Houston, TX — pooled investment fund — 2016–2018; $645.8M reported sold to 30 investors), Mountain Capital Partners NPI, LP (Houston, TX — pooled investment fund — 2016–2018; $645.8M reported sold to 30 investors), MOUNTAIN CAPITAL PARTNERS II, LP (Houston, TX — pooled investment fund — 2019–2022; $497.3M reported sold to 31 investors), Escondido CIV, LP (Houston, TX — oil and gas — 2017; $20M reported sold to 6 investors), HANNATHON CIV, LP (Houston, TX — pooled investment fund — 2023) and 9 more (all listed below).
What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer and promoter, over about 7 years. Across those companies the filings report $1.81B sold in total.
All 14 issuers belong to the sponsor group Mountain (15 issuers, $1.81B reported sold, 2016–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Mountain has 15 companies on file and $1.81B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 21 public filings for SAMUEL OH and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Samuel Oh" (IL) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.