PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:59 AM ET

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Samuel Lee

Named as an officer, director or promoter on SEC Form D filings · OH · Mar 5, 2020 → Oct 6, 2026

3deals (issuers)
$44.5Mreported sold
41investors
10Form D filings
2020–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:46 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Samuel Lee is listed as an executive officer, director, and promoter on 10 SEC Form D filings by 3 issuers between Mar 2020 and Oct 2026: XII Medical, Inc. (Union City, CA — other health care — 2021; $22.5M reported sold to 12 investors), EIKONOKLASTES THERAPEUTICS, INC. (Cincinnati, OH — pharmaceuticals — 2020–2026; $16.1M reported sold to 15 investors) and Invirsa, Inc. (Columbus, OH — pharmaceuticals — 2022–2023; $5.98M reported sold to 14 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $44.5M sold in total.

Listed alongside Bruce Halpryn (7 shared filings), Kenneth Morand (6 shared filings), Thomas Finn (6 shared filings), Neel Patel (4 shared filings), Faith Voinovich (2 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Samuel. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 19 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Samuel Lee and found 11 differences, 1 worth asking the sponsor about: Samuel Lee is no longer listed on the Apr 29, 2022 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Samuel Lee has not run yet — it is joining a line of 3,310 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:46 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Samuel Lee..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Samuel Lee closed
United States Bankruptcy Court, C.D. California · No. 2:24-bk-10085 · Filed Jan 6, 2024 · Closed Apr 9, 2024
Role of Samuel Lee: Debtor · Outcome: Case closed 2024-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel D Lee and Jewel L Lee closed
United States Bankruptcy Court, C.D. California · No. 6:16-bk-16552 · Filed Jul 22, 2016 · Closed Oct 27, 2016
Role of Samuel D Lee and Jewel L Lee: Debtor · Outcome: Case closed 2016-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel D Lee and Jewel L Lee closed
United States Bankruptcy Court, C.D. California · No. 6:16-bk-15212 · Filed Jun 10, 2016 · Closed Sep 20, 2016
Role of Samuel D Lee and Jewel L Lee: Debtor · Outcome: Case closed 2016-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel D Lee and Jewel L Lee closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-11629 · Filed Jan 30, 2013 · Closed Sep 17, 2013
Role of Samuel D Lee and Jewel L Lee: Debtor · Outcome: Case closed 2013-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel Y Lee and Joanne C Lee closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-26488 · Filed Jul 13, 2012 · Closed Nov 2, 2012
Role of Samuel Y Lee and Joanne C Lee: Debtor · Outcome: Case closed 2012-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel Lee closed
United States Bankruptcy Court, E.D. California · No. 11-46165 · Filed Nov 3, 2011 · Closed Oct 22, 2012
Role of Samuel Lee: Debtor · Outcome: Case closed 2012-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel Lee closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-54345 · Filed Oct 25, 2011 · Closed Mar 8, 2012
Role of Samuel Lee: Debtor · Outcome: Case closed 2012-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Christeena H Lee and Samuel Lee closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-23384 · Filed Dec 1, 2009 · Closed Jun 9, 2010
Role of Samuel Lee: Debtor · Outcome: Case closed 2010-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel Lee closed
United States Bankruptcy Court, C.D. California · No. 2:08-bk-31599 · Filed Dec 11, 2008 · Closed Sep 9, 2010
Role of Samuel Lee: Debtor · Outcome: Case closed 2010-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel J Lee closed
United States Bankruptcy Court, C.D. California · No. 2:06-bk-15632 · Filed Oct 31, 2006 · Closed Mar 21, 2007
Role of Samuel J Lee: Debtor · Outcome: Case closed 2007-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel J Lee closed
United States Bankruptcy Court, C.D. California · No. 2:06-bk-15631 · Filed Oct 31, 2006 · Closed Nov 17, 2006
Role of Samuel J Lee: Debtor · Outcome: Case closed 2006-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Lee, Samuel Sang Won closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-19720 · Filed Oct 11, 2005 · Closed Apr 14, 2006
Role of Lee, Samuel Sang Won: Debtor · Outcome: Case closed 2006-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel S Lee closed
United States Bankruptcy Court, C.D. California · No. 2:04-bk-12388 · Filed Feb 4, 2004 · Closed Nov 22, 2004
Role of Samuel S Lee: Debtor · Outcome: Case closed 2004-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel S Lee closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-29735 · Filed Jun 25, 2001 · Closed Oct 26, 2001
Role of Samuel S Lee: Debtor · Outcome: Case closed 2001-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel D Lee and Jewel L Lee closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-17760 · Filed Apr 27, 1998 · Closed Aug 31, 1998
Role of Samuel D Lee and Jewel L Lee: Debtor · Outcome: Case closed 1998-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel W. Lee and Christina Marie Lee closed
United States Bankruptcy Court, N.D. Ohio · No. 96-62056 · Filed Aug 8, 1996 · Closed Dec 11, 1996
Role of Samuel W. Lee and Christina Marie Lee: Debtor · Outcome: Case closed 1996-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Samuel E Lee closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-10439 · Filed Jan 10, 1996 · Closed May 15, 1996
Role of Samuel E Lee: Debtor · Outcome: Case closed 1996-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel P Lee and Rose Ann Lee closed
United States Bankruptcy Court, C.D. California · No. 1:95-bk-12428 · Filed Apr 4, 1995 · Closed Aug 31, 1995
Role of Samuel P Lee and Rose Ann Lee: Debtor · Outcome: Case closed 1995-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Samuel Lee and Hye Kyung Lee closed
United States Bankruptcy Court, C.D. California · No. 8:94-bk-23085 · Filed Dec 30, 1994 · Closed May 15, 1995
Role of Samuel Lee and Hye Kyung Lee: Debtor · Outcome: Case closed 1995-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 145 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:46 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Samuel Lee — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Jan 7, 2021 – Apr 29, 2022

Samuel Lee is no longer listed on the Apr 29, 2022 amendment — XII Medical, Inc.

Samuel Lee appears on the Jan 7, 2021 Form D (director) but not on the Apr 29, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 7, 2021 ↗Form D/A · Apr 29, 2022 ↗Samuel Lee — PartnerFacts page ↗XII Medical, Inc. — PartnerFacts page ↗
Sources
Note · Nov 9, 2023 – Nov 27, 2023

Form D filed 18 days after the first sale — EIKONOKLASTES THERAPEUTICS, INC.

The filing says the first sale was Nov 9, 2023. The Form D was filed Nov 27, 2023 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 27, 2023 ↗EIKONOKLASTES THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Mar 5, 2020 – May 6, 2021

Samuel Lee's role changed at EIKONOKLASTES THERAPEUTICS, INC.: executive officer, director, promoter → executive officer, director

The Mar 5, 2020 filing lists Samuel Lee as executive officer, director, promoter; the May 6, 2021 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Mar 5, 2020 ↗Form D · May 6, 2021 ↗Samuel Lee — PartnerFacts page ↗EIKONOKLASTES THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Jul 29, 2025 – Oct 6, 2026

Offering amount changed between filings — EIKONOKLASTES THERAPEUTICS, INC.

The Jul 29, 2025 filing says $15,764,780 offered; the Oct 6, 2026 Form D/A says $18,638,880.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 29, 2025 ↗Form D/A (later) · Oct 6, 2026 ↗EIKONOKLASTES THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Jan 7, 2021 – Apr 29, 2022

Offering amount lowered between filings — XII Medical, Inc.

The Jan 7, 2021 filing says $15,200,000 offered; the Apr 29, 2022 Form D/A says $15,099,996.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jan 7, 2021 ↗Form D/A (later) · Apr 29, 2022 ↗XII Medical, Inc. — PartnerFacts page ↗
Sources
Note · Feb 19, 2020 – Jun 25, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — EIKONOKLASTES THERAPEUTICS, INC. (latest filing Jun 25, 2024) · No amendment in the last 12 months on an offering that may still be open — EIKONOKLASTES THERAPEUTICS, INC. (latest filing Nov 27, 2023) · No amendment in the last 12 months on an offering that may still be open — Invirsa, Inc. (latest filing Dec 29, 2022) · No amendment in the last 12 months on an offering that may still be open — EIKONOKLASTES THERAPEUTICS, INC. (latest filing Jan 13, 2022) · No amendment in the last 12 months on an offering that may still be open — EIKONOKLASTES THERAPEUTICS, INC. (latest filing May 6, 2021) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 25, 2024 ↗EIKONOKLASTES THERAPEUTICS, INC. — PartnerFacts page ↗Form D · Nov 27, 2023 ↗Form D · Dec 29, 2022 ↗
Sources
Note · Nov 18, 2022 – Nov 19, 2025

Same name, different state: "Samuel Lee" (PR or E9) is a separate record

This page covers filings where the address state is OH. A separate record, "Samuel Lee" with address state PR or E9, is listed on 8 filings — most recently by Black Lotus Onshore Fund LP (Nov 19, 2025). Both records have filings in the same period (Nov 18, 2022 to Nov 19, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Samuel Lee (PR,E9) — PartnerFacts page ↗Form D/A · Nov 19, 2025 ↗Black Lotus Onshore Fund LP — PartnerFacts page ↗Samuel Lee (OH) — this page ↗
Sources
Note · Jul 20, 2022 – Jul 21, 2025

Same name, different state: "Samuel Lee" (TX) is a separate record

This page covers filings where the address state is OH. A separate record, "Samuel Lee" with address state TX, is listed on 10 filings — most recently by SVRN Crypto Fund, LP (Jul 21, 2025). Both records have filings in the same period (Jul 20, 2022 to Jul 21, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Samuel Lee (TX) — PartnerFacts page ↗Form D/A · Jul 21, 2025 ↗SVRN Crypto Fund, LP — PartnerFacts page ↗Samuel Lee (OH) — this page ↗
Sources
Note · Dec 22, 2010 – Jul 17, 2024

Same name, different state: "Samuel S. Lee" (CA) is a separate record

This page covers filings where the address state is OH. A separate record, "Samuel S. Lee" with address state CA, is listed on 2 filings — most recently by District12 Capital, LP (Jul 17, 2024). Both records have filings in the same period (Mar 5, 2020 to Jul 17, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Samuel S. Lee (CA) — PartnerFacts page ↗Form D · Jul 17, 2024 ↗District12 Capital, LP — PartnerFacts page ↗Samuel Lee (OH) — this page ↗
Sources
Note · May 14, 2024

Same name, different state: "Samuel Lee" (CA) is a separate record

This page covers filings where the address state is OH. A separate record, "Samuel Lee" with address state CA, is listed on 1 filing — most recently by Water Assets LLC (May 14, 2024). Both records have filings in the same period (May 14, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Samuel Lee (CA) — PartnerFacts page ↗Form D · May 14, 2024 ↗Water Assets LLC — PartnerFacts page ↗Samuel Lee (OH) — this page ↗
Sources
Note · Jan 7, 2021 – Apr 29, 2022

Address moved from Cleveland, OH to Union City, CA — XII Medical, Inc.

The people listed on the Jan 7, 2021 filing give Cleveland, OH; on the Apr 29, 2022 filing they give Union City, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 7, 2021 ↗Form D/A · Apr 29, 2022 ↗XII Medical, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $300,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 6, 2026 D/A
EIKONOKLASTES THERAPEUTICS, INC.
File 021-552987
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2024 D
EIKONOKLASTES THERAPEUTICS, INC.
File 021-516889
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2023 D
Invirsa, Inc.
File 021-498289
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2023 D
EIKONOKLASTES THERAPEUTICS, INC.
File 021-498106
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2022 D
Invirsa, Inc.
File 021-469091
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2022 D
EIKONOKLASTES THERAPEUTICS, INC.
File 021-429236
$0$0$0None listed on this filingEDGAR ↗
May 6, 2021 D
EIKONOKLASTES THERAPEUTICS, INC.
File 021-398524
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2021 D
XII Medical, Inc.
File 021-385587
$0$0$300,000 (est.)None listed on this filingEDGAR ↗
Mar 5, 2020 D
EIKONOKLASTES THERAPEUTICS, INC.
File 021-362101
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Samuel Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ET
Pharmaceuticals

EIKONOKLASTES THERAPEUTICS, INC.

Cincinnati, OH · Mar 5, 2020 → Oct 6, 2026 · 7 filings
  • Oct 6, 2026 · D/A · $16,055,106 sold of $18,638,880 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 29, 2025 · D · $13,555,109 sold of $15,764,780 · 14 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 25, 2024 · D · $2,400,000 sold of $8,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 27, 2023 · D · $2,000,000 sold of $15,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 13, 2022 · D · $2,800,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 6, 2021 · D · $3,176,754 sold of $7,000,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 5, 2020 · D · $1,100,000 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $16.1M from 15 investors (86% of the $18.6M target) as of the latest filing. Samuel is listed as executive officer, director, promoter on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Pharmaceuticals

Invirsa, Inc.

Columbus, OH · Dec 29, 2022 → Nov 29, 2023 · 2 filings
  • Nov 29, 2023 · D · $999,998 sold of $999,998 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2022 · D · $5,976,217 sold of $7,700,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.98M from 14 investors (100% of the $1000K target) as of the latest filing. Samuel is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

XM
Other Health Care

XII Medical, Inc.

Union City, CA · Jan 7, 2021
  • Jan 7, 2021 · D · $0 sold of $15,200,000 · 0 investors · min. $4,000,000 · role: Director EDGAR ↗

Raised $22.5M from 12 investors (100% of the $15.2M target) as of the latest filing. Samuel is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Samuel Lee — Puerto Rico (as filed: PR), Cayman Islands (as filed: E9), 2 issuers, Nov 18, 2022 → Nov 19, 2025 · no shared issuer
  • Samuel S. Lee — CA, 2 issuers, Dec 22, 2010 → Jul 17, 2024 · no shared issuer
  • Samuel Lee — TX, 2 issuers, Jul 20, 2022 → Jul 21, 2025 · no shared issuer
  • Samuel Lee — CA, 1 issuer, May 14, 2024 → May 14, 2024 · no shared issuer

People around Samuel 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Halpryn

Executive Officer, Director, Promoter · 7 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Finn

Director · 6 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Morand

Director · 6 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

NP
No photo found yet (own website and image search run after this page is viewed)
Person

Neel Patel

Director · 4 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Shalwitz

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Samuel Lee. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Embree

Director · 2 shared filings (1 issuer) · also on 9 other issuers

Wayne Embree is on 10 issuers in total — a repeat sponsor. Their page lists every one.

FV
No photo found yet (own website and image search run after this page is viewed)
Person

Faith Voinovich

Director · 2 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Willis

Director · 2 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Nolan

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Samuel Lee. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Meyer Frucher

Director · 2 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Johnson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Rich

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Samuel Lee. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Akhil Saklecha

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Samuel Lee. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Pless

Director · 1 shared filing (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Nickols

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Samuel Lee. Their page shows their other deals.

The team behind the deals

Same business address

43 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Samuel Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Samuel Lee is listed on: none on file. No website or social profile named in Invirsa, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #64,212 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Columbus, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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