Sam Chawla is listed as a director on 5 SEC Form D filings by 2 issuers between Aug 2014 and Dec 2016: VBI VACCINES INC. (Cambridge, MA — biotechnology — 2014–2015; $36.4M reported sold to 27 investors) and VBI Vaccines Inc/BC (Cambridge, MA — pharmaceuticals — 2016; $13.6M reported sold to 61 investors).
What this means 2 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $50M sold in total.
Listed alongside Jeff Baxter (5 shared filings), David Anderson (4 shared filings), Egidio Nascimento (4 shared filings), Alan Timmins (3 shared filings), Marc J. Kirchmeier (3 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sam. Each name links to their own page.
All 2 issuers belong to the sponsor group Vbi Vaccines (2 issuers, $6.29M reported sold, 2010–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Vbi Vaccines has 2 companies on file and $6.29M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Sam Chawla and found 3 differences: 16% of the money raised went to insiders; Same name, different state: "Sam Chawla" (IL) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.