Sally E. Bowers is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Dec 2009 and Jul 2016: Franklin Financial Network Inc. (Franklin, TN — other banking and financial services — 2009–2016; $20M reported sold to 46 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Group linked by Sally P. Kimble (2 issuers, $20.1M reported sold, 2009–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Sally P. Kimble has 2 companies on file and $20.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Sally E. Bowers and found 2 differences: Sally E. Bowers is written 2 different ways on the filings; Industry group changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.