S. Mark Corbett is listed as an executive officer on 8 SEC Form D filings by 1 issuer between Apr 2014 and Apr 2017: GREAT-WEST LIFECO INC. (Winnipeg, Manitoba, Canada (as filed: A2) — insurance — 2014–2017; $177.7M reported sold to 266 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Great West Lifeco (2 issuers, $339.5M reported sold, 2014–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Great West Lifeco has 2 companies on file and $339.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for S. Mark Corbett and found 6 differences, 4 worth asking the sponsor about: Amount sold went down between filings; S. Mark Corbett is no longer listed on the Apr 10, 2020 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.