Ryan Pollock is listed as an executive officer and director on 25 SEC Form D filings by 8 issuers between Oct 2013 and Oct 2026. Largest by amount reported sold: Liqid Inc. (Westminster, CO — other technology — 2018–2026; $79M reported sold to 17 investors), INTEGRATE.COM, INC. (Phoenix, AZ — other technology — 2018; $25.6M reported sold to 10 investors), RemoteLock, Inc. (Denver, CO — industry reported as "Other" — 2018–2024; $17.8M reported sold to 4 investors), RESPONDOLOGY HOLDINGS, INC. (Boulder, CO — other technology — 2023–2025; $4.75M reported sold to 7 investors), Local Hero Holdings, Inc. (Boulder, CO — industry reported as "Other" — 2025; $4.18M reported sold to 5 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $133.4M sold in total.
Listed alongside Sumit Puri (8 shared filings), Ashish Puri (6 shared filings), Charles Von Thun (6 shared filings), Nolan Mondrow (6 shared filings), Shota Hattori (6 shared filings) and 35 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ryan. Each name links to their own page.
1 of the issuers belongs to the sponsor group Unifi (2 issuers, $3.85M reported sold, 2025–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Unifi has 2 companies on file and $3.85M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 25 public filings for Ryan Pollock and found 11 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.