Sponsor Check › Issuer
Corporation · organized in DELAWARE · formed Over five years ago · Westminster, CO · SEC CIK 1620971
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 19, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
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Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:12 PM ET.
0 of 10 offerings report sales commissions; 1 reports finder's fees totalling $2,625,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 13, 2014 D File 021-228212 | $0 | $0 | $0 | None listed |
| EDGAR ↗ | Apr 29, 2015 D File 021-238836 | $0 | $0 | $0 | None listed |
| EDGAR ↗ | Feb 22, 2017 D File 021-281150 | $0 | $0 | $0 | None listed |
| EDGAR ↗ | Dec 6, 2018 D File 021-327316 | $0 | $0 | $0 | None listed |
| EDGAR ↗ | Aug 28, 2019 D File 021-347580 | $0 | $0 | $0 | None listed |
| EDGAR ↗ | Nov 17, 2021 D/A File 021-415312 | $0 | $2,625,000 (est.) | $0 | Umergence LLC BrokerCheck CRD 284368 ↗ Barclays Capital Inc. BrokerCheck CRD 19714 ↗ |
| EDGAR ↗ | Oct 25, 2024 D File 021-527863 | $0 | $0 (est.) | $0 | None listed |
| EDGAR ↗ | Oct 3, 2025 D File 021-559688 | $0 | $0 (est.) | $0 | None listed |
| EDGAR ↗ | Oct 19, 2026 D/A File 021-583991 | $0 | $0 (est.) | $0 | None listed |
| EDGAR ↗ | Oct 19, 2026 D File 021-601691 | $0 | $0 (est.) | $0 | None listed |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D/A (amendment) filed Oct 19, 2026 · amends 0001620971-26-000001 ↗ SEC file no. 021-583991 · accession 0001620971-26-000003 |
|---|---|
| Raise progress | $26,950,000 sold of $28,450,000 offered (95%) · $1,500,000 remaining |
| Filing timing | Date of first sale: May 12, 2026 · Form D filed: Oct 19, 2026 (160 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 165 days (0.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 16 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Richard Hegberg, Chief Executive Officer (Oct 19, 2026) |
| Changes vs prior filing | total sold: $8,049,983 → $26,950,000 total offering: $15,000,000 → $28,450,000 investors: 5 → 16 Compared with the D filed May 14, 2026 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $28,450,000. Typical range: $1,100,015–$10,001,163. Investors: 16. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D filed Oct 19, 2026 SEC file no. 021-601691 · accession 0001620971-26-000002 |
|---|---|
| Raise progress | $26,950,000 sold of $28,450,000 offered (95%) · $1,500,000 remaining |
| Filing timing | Date of first sale: May 12, 2026 · Form D filed: Oct 19, 2026 (160 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 165 days (0.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 16 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Richard Hegberg, Chief Executive Officer (Oct 19, 2026) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $28,450,000. Typical range: $1,100,015–$10,001,163. Investors: 16. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D filed May 14, 2026 SEC file no. 021-583991 · accession 0001620971-26-000001 |
|---|---|
| Raise progress | $8,049,983 sold of $15,000,000 offered (54%) · $6,950,017 remaining |
| Filing timing | Date of first sale: May 12, 2026 · Form D filed: May 14, 2026 (2 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 165 days (0.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 5 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Richard Hegberg, Chief Executive Officer (May 14, 2026) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $15,000,000. Typical range: $1,100,015–$10,001,163. Investors: 5. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Oct 3, 2025 SEC file no. 021-559688 · accession 0001620971-25-000002 |
|---|---|
| Raise progress | $750,000 sold of $750,000 offered (100%) · $0 remaining |
| Filing timing | Date of first sale: Sep 24, 2025 · Form D filed: Oct 3, 2025 (9 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 395 days (1.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Edgar Masri, Chief Executive Officer (Oct 2, 2025) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $750,000. Typical range: $1,100,015–$10,001,163. Investors: 1. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Oct 25, 2024 SEC file no. 021-527863 · accession 0001620971-24-000001 |
|---|---|
| Raise progress | $22,257,821 sold of $25,000,000 offered (89%) · $2,742,179 remaining |
| Filing timing | Date of first sale: Oct 11, 2024 · Form D filed: Oct 25, 2024 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 743 days (2.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 5 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Edgar Masri, Chief Executive Officer (Oct 25, 2024) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $25,000,000. Typical range: $1,100,015–$10,001,163. Investors: 5. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 17, 2021 · amends 0000950138-21-000434 ↗ SEC file no. 021-415312 · accession 0000950138-21-000499 |
|---|---|
| Raise progress | $79,000,000 sold of $81,250,000 offered (97%) · $2,250,000 remaining |
| Filing timing | Date of first sale: Sep 15, 2021 · Form D filed: Nov 17, 2021 (63 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 1,865 days (5.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 17 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | Umergence LLC — FINRA BrokerCheck CRD 284368 ↗ Solicits in: All States Barclays Capital Inc. — FINRA BrokerCheck CRD 19714 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $2,625,000 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Schramm, Secretary (Nov 17, 2021) |
| Changes vs prior filing | total sold: $29,774,421 → $79,000,000 total offering: $30,000,000 → $81,250,000 investors: 10 → 17 finder's fees: $387,500 → $2,625,000 Compared with the D filed Sep 30, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $81,250,000. Typical range: $1,100,015–$10,001,163. Investors: 17. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Sep 30, 2021 SEC file no. 021-415312 · accession 0000950138-21-000434 |
|---|---|
| Raise progress | $29,774,421 sold of $30,000,000 offered (99%) · $225,579 remaining |
| Filing timing | Date of first sale: Sep 15, 2021 · Form D filed: Sep 30, 2021 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 1,865 days (5.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 10 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | Umergence LLC — FINRA BrokerCheck CRD 284368 ↗ Solicits in: All States Barclays Capital Inc. — FINRA BrokerCheck CRD 19714 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $387,500 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Schramm, Secretary (Sep 30, 2021) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $30,000,000. Typical range: $1,100,015–$10,001,163. Investors: 10. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Aug 28, 2019 SEC file no. 021-347580 · accession 0001620971-19-000001 |
|---|---|
| Raise progress | $12,300,000 sold of $20,000,000 offered (62%) · $7,700,000 remaining |
| Filing timing | Date of first sale: Aug 15, 2019 · Form D filed: Aug 28, 2019 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,627 days (7.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 3 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Schramm, Secretary (Aug 28, 2019) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $20,000,000. Typical range: $1,100,015–$10,001,163. Investors: 3. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Dec 6, 2018 SEC file no. 021-327316 · accession 0001620971-18-000001 |
|---|---|
| Raise progress | $7,474,600 sold of $7,500,000 offered (100%) · $25,400 remaining |
| Filing timing | Date of first sale: Nov 20, 2018 · Form D filed: Dec 6, 2018 (16 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,895 days (7.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 3 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $696,600 |
| Securities offered | Debt; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Schramm, Chief Operating Officer (Dec 6, 2018) |
| Market context | Minimum investment: $696,600. Typical range for similar offerings: $5,000–$50,000. Offering size: $7,500,000. Typical range: $1,100,015–$10,001,163. Investors: 3. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Feb 22, 2017 SEC file no. 021-281150 · accession 0001620971-17-000001 |
|---|---|
| Raise progress | $5,751,236 sold of $5,751,236 offered (100%) · $0 remaining Series A Preferred and Series A-1 Preferred Stock |
| Filing timing | Date of first sale: Feb 13, 2017 · Form D filed: Feb 22, 2017 (9 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,540 days (9.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $250,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Schramm, Chief Operating Officer (Feb 22, 2017) |
| Market context | Minimum investment: $250,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $5,751,236. Typical range: $1,100,015–$10,001,163. Investors: 4. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Apr 29, 2015 SEC file no. 021-238836 · accession 0001620971-15-000001 |
|---|---|
| Raise progress | $1,850,000 sold of $2,000,000 offered (93%) · $150,000 remaining |
| Filing timing | Date of first sale: Apr 23, 2015 · Form D filed: Apr 29, 2015 (6 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,202 days (11.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 3 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Equity |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jason Breakstone, President & CEO (Apr 29, 2015) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $2,000,000. Typical range: $1,100,015–$10,001,163. Investors: 3. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Nov 13, 2014 SEC file no. 021-228212 · accession 0000950138-14-000737 |
|---|---|
| Raise progress | $2,325,000 sold of $4,000,000 offered (58%) · $1,675,000 remaining |
| Filing timing | Date of first sale: Aug 8, 2014 · Form D filed: Nov 13, 2014 (97 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,460 days (12.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 5 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 |
| Securities offered | Debt; Security to be acquired upon exercise |
| Industry / issuer size | Other Technology · revenue range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jason Breakstone, Chief Executive Officer (Nov 12, 2014) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $5,000–$50,000. Offering size: $4,000,000. Typical range: $1,100,015–$10,001,163. Investors: 5. Typical range: 2–14. "Similar" = Other Technology offerings claiming 506(b) filed in the last 5 years (17,390 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 2 new offerings in the last 12 months · most recent filing Oct 19, 2026.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| Andrew Dye | Executive Officer | CO | May 14, 2026 → Oct 19, 2026 | — |
| Ashish Puri | Director | CO | Oct 25, 2024 → Oct 19, 2026 | — |
| David Larson | Executive Officer | CO | May 14, 2026 → Oct 19, 2026 | — |
| John Byrne | Director | CO | Oct 19, 2026 | — |
| Kevin Connors | Director | CO | Oct 19, 2026 | — |
| Richard Hegberg | Executive Officer, Director | CO | May 14, 2026 → Oct 19, 2026 | — |
| Ryan Pollock | Director | CO | Dec 6, 2018 → Oct 19, 2026 | 5 other issuers |
| Sumit Puri | Executive Officer | CO | Dec 6, 2018 → Oct 19, 2026 | — |
| Edgar Masri | Executive Officer, Director | CO | Oct 25, 2024 → Oct 3, 2025 | — |
| Bryan Schramm | Executive Officer Chief Operating Officer | CO | Nov 13, 2014 → Oct 25, 2024 | — |
| Jim Antes | Executive Officer | CO | Oct 25, 2024 | — |
| Ashish Michael Puri | Director | CO | Nov 17, 2021 | — |
| Farbod Michael Raam | Director | CO | Sep 30, 2021 → Nov 17, 2021 | — |
| Marty Michael Friedman | Director | CO | Sep 30, 2021 → Nov 17, 2021 | — |
| Ryan Michael Pollock | Director | CO | Sep 30, 2021 → Nov 17, 2021 | 5 other issuers |
| Stephen Michael George | Director | CO | Sep 30, 2021 → Nov 17, 2021 | — |
| Tom Michael Juracek | Director | CO | Sep 30, 2021 → Nov 17, 2021 | — |
| Marty Friedman | Director | CO | Dec 6, 2018 → Aug 28, 2019 | — |
| Michael Raam | Director | CO | Feb 22, 2017 → Aug 28, 2019 | — |
| Stephen George | Director | CO | Aug 28, 2019 | — |
| Tom Juracek | Director | CO | Dec 6, 2018 → Aug 28, 2019 | — |
| Jason Breakstone | Executive Officer, Director Chief Executive Officer | CO | Nov 13, 2014 → Feb 22, 2017 | — |
| Farbod Michael Ramm | Director | CA | Apr 29, 2015 | — |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
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