Ryan Gazda is listed as an executive officer on 4 SEC Form D filings by 2 issuers between Dec 2024 and Jul 2026: PT Financial Holdings, Inc. (Chicago, IL — other banking and financial services — 2024; $80M reported sold to 50 investors) and PT Financial Companies LLC (Chicago, IL — other banking and financial services — 2024–2026; $71.6M reported sold to 51 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $151.6M sold in total.
Listed alongside Adam Buresh (4 shared filings), Chirag Shah (4 shared filings), Eric Brown (4 shared filings), Heather Kreager (4 shared filings), Richard Berg (4 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ryan. Each name links to their own page.
1 of the issuers belongs to the sponsor group Phase3 (14 issuers, $682.8M reported sold, 2008–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Phase3 has 14 companies on file and $682.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 12 court cases matching the name, 4 SEC releases, 7 bankruptcy cases matching the name listed in Key records below.
What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Ryan Gazda and found 1 difference: Ryan Gazda is written 2 different ways on the filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.