PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

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RP
No photo found yet (own website and image search run after this page is viewed)

RPBERT E. PHAY, JR.

Named as an officer, director or promoter on SEC Form D filings · CT · Jul 11, 2013 → Jul 11, 2013

1deal (issuers)
$781Mreported sold
28investors
1Form D filing
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

RPBERT E. PHAY, JR. is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jul 2013: Commonfund EM Quantitative Focus Fund, LLC (Norwalk, CT — pooled investment fund — 2013; $781M reported sold to 28 investors).

What this means One deal on file with the SEC, filed Jul 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ALEC RAPAPORT (1 shared filing), Carolyn N. Blanch (1 shared filing), FREDRIC NELSON (1 shared filing), JEFFREY T. LONG (1 shared filing), JOHN W. AUCHINCLOSS (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around RPBERT. Each name links to their own page.

The issuer belongs to the sponsor group Commonfund (139 issuers, $54.38B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Commonfund has 139 companies on file and $54.38B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 7 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for RPBERT E. PHAY, JR. and found 3 differences, 2 worth asking the sponsor about: 5 court cases name RPBERT E. PHAY, JR; RPBERT E. PHAY, JR. is no longer listed on the Jul 9, 2014 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for RPBERT E. PHAY, JR. has not run yet — it is joining a line of 60,879 names; searches run around the clock at the hosts' allowed rate. Searched so far: 706 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 1 open, 2 dismissed, 1 judgment, 2 closed (disposition not in docket feed)

Phay v. Safeco Insurance Company of Illinois open
District Court, W.D. Missouri · No. 6:26-cv-03382 · Filed Jul 1, 2026
Role of Phay: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in MO (not a filing state)
Chalong Phay v. PNC Mortgage LLC dismissed
District Court, C.D. California · No. 5:11-cv-00870 · Filed Jun 3, 2011 · Closed Jul 8, 2011 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Notice of Removal - Foreclosure
Role of Chalong Phay: Plaintiff · Outcome: Terminated 2011-07-08 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); different first name (chalong); court in CA (not a filing state)
J&J Sports Productions, Inc. v. Phay dismissed
District Court, D. Nevada · No. 2:10-cv-00066 · Filed Jan 19, 2010 · Closed Jun 3, 2010 · Nature of suit: 490 Cable/Satellite TV
Role of Phay: Defendant · Outcome: Terminated 2010-06-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in NV (not a filing state)
Countrywide Home Loans, Inc. v. Phay judgment
District Court, M.D. Pennsylvania · No. 3:04-cv-00164 · Filed Jan 23, 2004 · Closed Mar 15, 2004 · Nature of suit: 220 Foreclosure
Role of Phay: Defendant · Outcome: Terminated 2004-03-15 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in PA (not a filing state)
United States of America v. Phay & Farmer, Inc. closed
District Court, D. Alaska · No. 3:75-cv-00202 · Filed Sep 15, 1975 · Closed Oct 31, 1979
Role of Phay & Farmer, Inc.: Defendant · Outcome: Terminated 1979-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in AK (not a filing state)
United States of America v. Phay & Farmer, Inc. closed
District Court, D. Alaska · No. 3:75-cv-00164 · Filed Jul 23, 1975 · Closed Oct 31, 1979
Role of Phay & Farmer, Inc.: Defendant · Outcome: Terminated 1979-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); surname only in the caption; court in AK (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched RPBERT E. PHAY, JR...

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Robert L. Phay and Margaret A. Phay closed
United States Bankruptcy Court, E.D. California · No. 03-22286 · Filed Mar 3, 2003 · Closed Jul 7, 2003
Role of Robert L. Phay and Margaret A. Phay: Debtor · Outcome: Case closed 2003-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 7 federal dockets); different first name (robert); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for RPBERT E. PHAY, JR. — 2 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jul 23, 1975 – Jul 1, 2026

5 court cases name RPBERT E. PHAY, JR. — 4 as defendant

By role: plaintiff in 1, defendant in 4. Newest: "Phay v. Safeco Insurance Company of Illinois" (District Court, W.D. Missouri, Jul 1, 2026); "J&J Sports Productions, Inc. v. Phay" (District Court, D. Nevada, Jan 19, 2010); "Countrywide Home Loans, Inc. v. Phay" (District Court, M.D. Pennsylvania, Jan 23, 2004). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Phay v. Safeco Insurance Company of Illinois ↗Docket · J&J Sports Productions, Inc. v. Phay ↗Docket · Countrywide Home Loans, Inc. v. Phay ↗Docket · United States of America v. Phay & Farmer, Inc. ↗
Sources
Worth asking · Jul 11, 2013 – Jul 9, 2014

RPBERT E. PHAY, JR. is no longer listed on the Jul 9, 2014 amendment — Commonfund EM Quantitative Focus Fund, LLC

RPBERT E. PHAY, JR. appears on the Jul 11, 2013 Form D (executive officer) but not on the Jul 9, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jul 11, 2013 ↗Form D/A · Jul 9, 2014 ↗RPBERT E. PHAY, JR. — PartnerFacts page ↗Commonfund EM Quantitative Focus Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 15, 2025 – Dec 18, 2025

Address moved from Wilton, CT to Norwalk, CT — Commonfund EM Quantitative Focus Fund, LLC

The people listed on the Jul 15, 2025 filing give Wilton, CT; on the Dec 18, 2025 filing they give Norwalk, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 15, 2025 ↗Form D/A · Dec 18, 2025 ↗Commonfund EM Quantitative Focus Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 11, 2013 D
Commonfund EM Quantitative Focus Fund, LLC
File 021-199446
$0$0$0COMMONFUND SECURITIES, INC. BrokerCheck CRD 43541 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Rpbert E. Phay, JR. on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CE
Pooled Investment Fund · group: Commonfund

Commonfund EM Quantitative Focus Fund, LLC

Norwalk, CT · Jul 11, 2013
  • Jul 11, 2013 · D · $13,256,410 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗

Raised $781M from 28 investors as of the latest filing. Rpbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Rpbert 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn N. Blanch

Executive Officer · 1 shared filing (1 issuer) · also on 46 other issuers

Carolyn N. Blanch is on 47 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

JEFFREY T. LONG

Director · 1 shared filing (1 issuer) · also on 27 other issuers

JEFFREY T. LONG is on 28 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN W. AUCHINCLOSS

Executive Officer · 1 shared filing (1 issuer) · also on 53 other issuers

JOHN W. AUCHINCLOSS is on 54 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL H. STRAUSS

Executive Officer, Director · 1 shared filing (1 issuer) · also on 39 other issuers

MICHAEL H. STRAUSS is on 40 issuers in total — a repeat sponsor. Their page lists every one.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

NICHOLAS DE MONICO

Director · 1 shared filing (1 issuer) · also on 35 other issuers

NICHOLAS DE MONICO is on 36 issuers in total — a repeat sponsor. Their page lists every one.

VS
No photo found yet (own website and image search run after this page is viewed)
Person

VERNE O. SEDLACEK

Director · 1 shared filing (1 issuer) · also on 48 other issuers

VERNE O. SEDLACEK is on 49 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

ALEC RAPAPORT

Director · 1 shared filing (1 issuer) · also on 27 other issuers

ALEC RAPAPORT is on 28 issuers in total — a repeat sponsor. Their page lists every one.

FN
No photo found yet (own website and image search run after this page is viewed)
Person

FREDRIC NELSON

Executive Officer, Director · 1 shared filing (1 issuer) · also on 22 other issuers

FREDRIC NELSON is on 23 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL GUIDO

Executive Officer · 1 shared filing (1 issuer) · also on 24 other issuers

MICHAEL GUIDO is on 25 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Commonfund

139 issuers · 601 filings · $54.38B reported sold · 2009–2026

One team, 139 deal companies. Rpbert E. Phay, JR. is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name RPBERT E. PHAY, JR..

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Commonfund EM Quantitative Focus Fund, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to RPBERT E. PHAY, JR. by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rpbert E. Phay, JR. is listed on: none on file. No website or social profile named in Commonfund EM Quantitative Focus Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #49,482 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Norwalk, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Members get an email when RPBERT E. PHAY, JR. appears on a new Form D, or when a court case or SEC action is matched to them. See plans →