PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:21 AM ET

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Roy Patterson

Named as an officer, director or promoter on SEC Form D filings · FL · Jan 11, 2019 → Feb 15, 2019

1deal (issuers)
$31.5Mreported sold
32investors
3Form D filings
2019year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roy Patterson is listed as a director on 3 SEC Form D filings by 1 issuer between Jan 2019 and Feb 2019: EMERGENT CAPITAL, INC. (Boca Raton, FL — insurance — 2019; $31.5M reported sold to 32 investors).

What this means One deal on file with the SEC, filed Feb 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside James Hua (3 shared filings), Joseph Sarachek (3 shared filings), Matthew Epstein (3 shared filings), Matthew Houk (3 shared filings), Miriam Martinez (3 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roy. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 21 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Roy Patterson and found 4 differences: Offering amount changed between filings; Same name, different state: "Roy J. Patterson" (NE) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roy Patterson has not run yet — it is joining a line of 52,164 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roy Patterson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

Roy Patterson closed
United States Bankruptcy Court, S.D. New York · No. 16-11076 · Filed Apr 27, 2016 · Closed Nov 16, 2016
Role of Roy Patterson: Debtor · Outcome: Case closed 2016-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Roy L. Patterson and Ora L. Patterson closed
United States Bankruptcy Court, N.D. Illinois · No. 12-46800 · Filed Nov 28, 2012 · Closed Mar 29, 2013
Role of Roy L. Patterson and Ora L. Patterson: Debtor · Outcome: Case closed 2013-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Roy D. Patterson and Kimley K. Patterson closed
United States Bankruptcy Court, E.D. Texas · No. 12-41945 · Filed Jul 20, 2012 · Closed Jan 24, 2018
Role of Roy D. Patterson and Kimley K. Patterson: Debtor · Outcome: Case closed 2018-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Roy Patterson, Jr closed
United States Bankruptcy Court, N.D. Georgia · No. 11-82273 · Filed Nov 7, 2011 · Closed Jul 16, 2012
Role of Roy Patterson, Jr: Debtor · Outcome: Case closed 2012-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Kimberly M. Patterson and Roy L. Patterson closed
United States Bankruptcy Court, E.D. Michigan · No. 04-69588 · Filed Oct 19, 2004 · Closed Mar 8, 2005
Role of Roy L. Patterson: Debtor · Outcome: Case closed 2005-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Roy F. Patterson and Deborah L. Patterson closed
United States Bankruptcy Court, N.D. Alabama · No. 04-83288 · Filed Jul 21, 2004 · Closed Oct 17, 2006
Role of Roy F. Patterson and Deborah L. Patterson: Debtor · Outcome: Case closed 2006-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Roy K Patterson and Pamela Z Patterson closed
United States Bankruptcy Court, D. South Carolina · No. 03-14694 · Filed Nov 21, 2003 · Closed May 12, 2004
Role of Roy K Patterson and Pamela Z Patterson: Debtor · Outcome: Case closed 2004-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in SC (not a filing state)
Roy Patterson and Nellie G Patterson closed
United States Bankruptcy Court, W.D. Virginia · No. 03-04280 · Filed Oct 22, 2003 · Closed Feb 27, 2007
Role of Roy Patterson and Nellie G Patterson: Debtor · Outcome: Case closed 2007-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
ROY E. PATTERSON, JR. closed
United States Bankruptcy Court, N.D. Alabama · No. 03-40157 · Filed Jan 14, 2003 · Closed Jul 2, 2007
Role of ROY E. PATTERSON, JR.: Debtor · Outcome: Case closed 2007-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Roy A. Patterson and Brenda S. Patterson closed
United States Bankruptcy Court, N.D. Ohio · No. 02-44623 · Filed Oct 15, 2002 · Closed Apr 7, 2006
Role of Roy A. Patterson and Brenda S. Patterson: Debtor · Outcome: Case closed 2006-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
ROY E. PATTERSON closed
United States Bankruptcy Court, N.D. Alabama · No. 02-42532 · Filed Jul 25, 2002 · Closed Feb 28, 2003
Role of ROY E. PATTERSON: Debtor · Outcome: Case closed 2003-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
LaRita J. Patterson and Roy L. Patterson closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:02-bk-74008 · Filed Jun 27, 2002 · Closed Oct 3, 2002
Role of Roy L. Patterson: Debtor · Outcome: Case closed 2002-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Roy D Patterson and Leanna L Patterson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-58025 · Filed Sep 3, 1997 · Closed Nov 23, 1999
Role of Roy D Patterson and Leanna L Patterson: Debtor · Outcome: Case closed 1999-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Roy Patterson closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-14819 · Filed Apr 18, 1997 · Closed Nov 7, 1997
Role of Roy Patterson: Debtor · Outcome: Case closed 1997-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Roy D Patterson and Leanna Patterson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:96-bk-55948 · Filed Aug 19, 1996 · Closed Aug 29, 1997
Role of Roy D Patterson and Leanna Patterson: Debtor · Outcome: Case closed 1997-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Roy S. Patterson closed
United States Bankruptcy Court, N.D. Ohio · No. 96-31291 · Filed Apr 22, 1996 · Closed Sep 11, 1996
Role of Roy S. Patterson: Debtor · Outcome: Case closed 1996-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
ROY D PATTERSON closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:95-bk-04987 · Filed Jul 21, 1995 · Closed Jul 29, 1996
Role of ROY D PATTERSON: Debtor · Outcome: Case closed 1996-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)
Roy C. Patterson closed
United States Bankruptcy Court, N.D. Georgia · No. 91-78545 · Filed Oct 1, 1991 · Closed Mar 26, 1993
Role of Roy C. Patterson: Debtor · Outcome: Case closed 1993-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Roy J. Patterson and Suzanne M. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 2-88-20491 · Filed Apr 7, 1988 · Closed Sep 14, 1989
Role of Roy J. Patterson and Suzanne M. Patterson: Debtor · Outcome: Case closed 1989-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
ROY E. PATTERSON closed
United States Bankruptcy Court, N.D. Alabama · No. 88-03252 · Filed Apr 5, 1988 · Closed Dec 17, 1992
Role of ROY E. PATTERSON: Debtor · Outcome: Case closed 1992-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Roy A Patterson and Bonnie S Patterson closed
United States Bankruptcy Court, C.D. California · No. 1:84-bk-12877 · Filed Jun 25, 1984 · Closed Apr 24, 1987
Role of Roy A Patterson and Bonnie S Patterson: Debtor · Outcome: Case closed 1987-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 52 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Roy Patterson (compared 3 filings on Oct 24, 2026)

Note · Feb 6, 2019 – Feb 15, 2019

Offering amount changed between filings — EMERGENT CAPITAL, INC.

The Feb 6, 2019 filing says $8,500,000 offered; the Feb 15, 2019 Form D/A says $8,634,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 6, 2019 ↗Form D/A (later) · Feb 15, 2019 ↗EMERGENT CAPITAL, INC. — PartnerFacts page ↗
Sources
Note · May 24, 2012 – Jul 10, 2026

Same name, different state: "Roy J. Patterson" (NE) is a separate record

This page covers filings where the address state is FL. A separate record, "Roy J. Patterson" with address state NE, is listed on 38 filings — most recently by Fitz Roy PS4, LLC (Sep 11, 2026). Both records have filings in the same period (Jan 11, 2019 to Feb 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roy J. Patterson (NE) — PartnerFacts page ↗Form D · Sep 11, 2026 ↗Fitz Roy PS4, LLC — PartnerFacts page ↗Roy Patterson (FL) — this page ↗
Sources
Note · Aug 12, 2016 – Oct 30, 2017

Same name, different state: "Roy Patterson" (CO) is a separate record

This page covers filings where the address state is FL. A separate record, "Roy Patterson" with address state CO, is listed on 3 filings — most recently by Adventos Corp (Oct 30, 2017). The two records do not overlap in time: this page runs Jan 11, 2019 to Feb 15, 2019; the other runs Aug 12, 2016 to Oct 30, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Roy Patterson (CO) — PartnerFacts page ↗Form D · Oct 30, 2017 ↗Adventos Corp — PartnerFacts page ↗Roy Patterson (FL) — this page ↗
Sources
Note · Dec 29, 2010

Same name, different state: "Roy Patterson III" (AL) is a separate record

This page covers filings where the address state is FL. A separate record, "Roy Patterson III" with address state AL, is listed on 1 filing — most recently by PMI Technologies,Inc (Dec 29, 2010). The two records do not overlap in time: this page runs Jan 11, 2019 to Feb 15, 2019; the other has one filing dated Dec 29, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Roy Patterson III (AL) — PartnerFacts page ↗Form D · Dec 29, 2010 ↗PMI Technologies,Inc — PartnerFacts page ↗Roy Patterson (FL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 15, 2019 D/A
EMERGENT CAPITAL, INC.
File 021-330278
$0$0$0none no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Roy Patterson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EC
Insurance

EMERGENT CAPITAL, INC.

Boca Raton, FL · Jan 11, 2019 → Feb 15, 2019 · 3 filings
  • Feb 15, 2019 · D/A · $8,634,000 sold of $8,634,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 6, 2019 · D/A · $7,667,000 sold of $8,500,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 11, 2019 · D · $5,667,000 sold of $8,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $31.5M from 32 investors (100% of the $8.63M target) as of the latest filing. Roy is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Roy J. Patterson — NE, 34 issuers, May 24, 2012 → Jul 10, 2026 · no shared issuer
  • Roy Patterson III — AL, 1 issuer, Dec 29, 2010 → Dec 29, 2010 · no shared issuer
  • Roy Patterson — CO, 1 issuer, Aug 12, 2016 → Oct 30, 2017 · no shared issuer

People around Roy 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Miriam Martinez

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Sarachek

Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hua

Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Knapp

Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Epstein

Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Curry

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Houk

Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Brennan

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Roy Patterson. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roy Patterson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roy Patterson is listed on: none on file. No website or social profile named in EMERGENT CAPITAL, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #239,615 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boca Raton, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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