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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

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Roy Bade

Named as an officer, director or promoter on SEC Form D filings · AZ · Feb 15, 2022 → Sep 21, 2026

29deals (issuers)
$163.3Mreported sold
694investors
58Form D filings
2022–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roy Bade is listed as an executive officer on 58 SEC Form D filings by 29 issuers between Feb 2022 and Sep 2026. Largest by amount reported sold: Caliber Tax Advantaged Opportunity Zone Fund II, LLC (Scottsdale, AZ — other real estate — 2022–2026; $39.7M reported sold to 111 investors), Caliber Hospitality Trust, Inc. (Scottsdale, AZ — reits and finance — 2026; $28.2M reported sold to 108 investors), CaliberCos Inc. (Scottsdale, AZ — other real estate — 2023; $19.3M reported sold to 82 investors), Ironwood MezzCo, LLC (Scottsdale, AZ — pooled investment fund — 2022–2025; $13.5M reported sold to 75 investors), Encore MezzCo, LLC (Scottsdale, AZ — pooled investment fund — 2022–2023; $8.5M reported sold to 33 investors) and 24 more (all listed below).

What this means That is a lot of deals — 29 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $163.3M sold in total.

Listed alongside Jennifer Schrader (58 shared filings), John C. Loeffler II (58 shared filings), Jade Leung (56 shared filings), Greg James (4 shared filings), John E Hartman (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roy. Each name links to their own page.

All 29 issuers belong to the sponsor group Caliber (39 issuers, $480.9M reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Caliber has 39 companies on file and $480.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 58 public filings for Roy Bade and found 18 differences, 6 worth asking the sponsor about: Bankruptcy case: Roy F Bade, Jr and Sharon K Bade; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roy Bade has not run yet — it is joining a line of 45,418 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roy Bade..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Roy F Bade, Jr and Sharon K Bade closed
United States Bankruptcy Court, D. Idaho · No. 08-01911 · Filed Sep 5, 2008 · Closed Mar 11, 2013
Role of Roy F Bade, Jr: Debtor · Outcome: Case closed 2013-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in ID (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Roy Bade — 6 worth asking about (compared the newest 50 of 58 filings on Oct 24, 2026; older filings not covered)

Worth asking · Sep 5, 2008 – Mar 11, 2013

Bankruptcy case: Roy F Bade, Jr and Sharon K Bade — filed Sep 5, 2008

United States Bankruptcy Court, D. Idaho docket "Roy F Bade, Jr and Sharon K Bade" filed Sep 5, 2008, closed Mar 11, 2013. Roy Bade is listed as Debtor ("Roy F Bade, Jr"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Idaho ↗
Sources
Worth asking · Feb 6, 2025 – Feb 11, 2026

Amount sold went down between filings — Caliber Hospitality Trust, Inc.

The Feb 6, 2025 filing says $28,223,446 sold; the Feb 11, 2026 Form D/A says $22,296,321 sold — $5,927,125 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 6, 2025 ↗Form D/A (later) · Feb 11, 2026 ↗Caliber Hospitality Trust, Inc. — PartnerFacts page ↗
Sources
Worth asking · Nov 6, 2024 – Nov 25, 2025

Amount sold went down between filings — Lorca FundCo, LLC

The Nov 6, 2024 filing says $2,553,000 sold; the Nov 25, 2025 Form D/A says $1,773,000 sold — $780,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 6, 2024 ↗Form D/A (later) · Nov 25, 2025 ↗Lorca FundCo, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 6, 2024 – Nov 25, 2025

Investor count went down between filings — Lorca FundCo, LLC

The Nov 6, 2024 filing reports 11 investors; the Nov 25, 2025 Form D/A reports 10 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 6, 2024 ↗Form D/A (later) · Nov 25, 2025 ↗Lorca FundCo, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 21, 2023 – Oct 3, 2024

Roy Bade appears on 3 deals that stopped filing before reaching their target

Caliber Core Plus Growth & Income Fund REIT, LLC (last filing Oct 3, 2024; $24,000 sold of $125,000); Ironwood 92 Partners, LLC (last filing Sep 20, 2024; $150,000 sold of $2,000,000); West Frontier FundCo, LLC (last filing Apr 21, 2023; $225,000 sold of $3,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Caliber Core Plus Growth & Income Fund REIT, LLC — PartnerFacts page ↗Ironwood 92 Partners, LLC — PartnerFacts page ↗West Frontier FundCo, LLC — PartnerFacts page ↗
Sources
Worth asking · May 2, 2022 – Feb 9, 2026

9 Form Ds were filed more than 15 days after the first sale

Form D filed 61 days after the first sale — CaliberCos Inc. · Form D filed 322 days after the first sale — CaliberCos Inc. · Form D filed 17 days after the first sale — Caliber HS Steamboat FundCo, LLC · Form D filed 30 days after the first sale — Rifle Storage ManageCo, LLC · Form D filed 29 days after the first sale — SP 10 Preferred Equity, LLC · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 20, 2023 ↗CaliberCos Inc. — PartnerFacts page ↗Form D · Mar 20, 2023 ↗Form D · Feb 9, 2026 ↗
Sources
Note · May 3, 2021 – Feb 14, 2025

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Rifle Storage ManageCo, LLC (latest filing Feb 14, 2025) · No amendment in the last 12 months on an offering that may still be open — Ironwood MezzCo, LLC (latest filing Feb 10, 2025) · No amendment in the last 12 months on an offering that may still be open — SP 10 Preferred Equity, LLC (latest filing Jan 21, 2025) · No amendment in the last 12 months on an offering that may still be open — Caliber Core Plus Growth & Income Fund REIT, LLC (latest filing Oct 3, 2024) · No amendment in the last 12 months on an offering that may still be open — Ironwood 92 Partners, LLC (latest filing Sep 20, 2024) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Feb 14, 2025 ↗Rifle Storage ManageCo, LLC — PartnerFacts page ↗Form D/A · Feb 10, 2025 ↗Ironwood MezzCo, LLC — PartnerFacts page ↗
Sources
Note · Jan 14, 2025 – Jan 21, 2025

Offering amount changed between filings — SP 10 Preferred Equity, LLC

The Jan 14, 2025 filing says $17,200,000 offered; the Jan 21, 2025 Form D/A says $30,200,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jan 14, 2025 ↗Form D/A (later) · Jan 21, 2025 ↗SP 10 Preferred Equity, LLC — PartnerFacts page ↗
Sources
Note · Oct 30, 2024 – Dec 23, 2024

Offering amount changed between filings — Canyon FundCo, LLC

The Oct 30, 2024 filing says $11,000,000 offered; the Dec 23, 2024 Form D/A says $26,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 30, 2024 ↗Form D/A (later) · Dec 23, 2024 ↗Canyon FundCo, LLC — PartnerFacts page ↗
Sources
Note · May 22, 2025 – May 19, 2026

Minimum investment changed between filings — Caliber HS Georgetown FundCo, LLC

The May 22, 2025 filing lists a minimum of $100,000; the May 19, 2026 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 22, 2025 ↗Form D/A (later) · May 19, 2026 ↗Caliber HS Georgetown FundCo, LLC — PartnerFacts page ↗
Sources
Note · Feb 6, 2025 – Feb 11, 2026

Minimum investment changed between filings — Caliber Hospitality Trust, Inc.

The Feb 6, 2025 filing lists a minimum of $10,000; the Feb 11, 2026 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 6, 2025 ↗Form D/A (later) · Feb 11, 2026 ↗Caliber Hospitality Trust, Inc. — PartnerFacts page ↗
Sources
Note · Jan 16, 2024 – Jan 14, 2025

Minimum investment changed between filings — SP 10 Preferred Equity, LLC

The Jan 16, 2024 filing lists a minimum of $100,000; the Jan 14, 2025 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 16, 2024 ↗Form D/A (later) · Jan 14, 2025 ↗SP 10 Preferred Equity, LLC — PartnerFacts page ↗
Sources
Note · Dec 18, 2023 – Dec 12, 2024

Minimum investment changed between filings — Caliber Opportunistic Growth Fund LLC

The Dec 18, 2023 filing lists a minimum of $50,000; the Dec 12, 2024 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 18, 2023 ↗Form D/A (later) · Dec 12, 2024 ↗Caliber Opportunistic Growth Fund LLC — PartnerFacts page ↗
Sources
Note · Feb 14, 2023 – Feb 13, 2024

Minimum investment changed between filings — Ironwood MezzCo, LLC

The Feb 14, 2023 filing lists a minimum of $45,000; the Feb 13, 2024 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 14, 2023 ↗Form D/A (later) · Feb 13, 2024 ↗Ironwood MezzCo, LLC — PartnerFacts page ↗
Sources
Note · Dec 20, 2022 – Dec 18, 2023

Minimum investment changed between filings — Caliber Opportunistic Growth Fund LLC

The Dec 20, 2022 filing lists a minimum of $20,000; the Dec 18, 2023 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 20, 2022 ↗Form D/A (later) · Dec 18, 2023 ↗Caliber Opportunistic Growth Fund LLC — PartnerFacts page ↗
Sources
Note · Aug 8, 2022 – Aug 1, 2023

Minimum investment changed between filings — Caliber Tax Advantaged Opportunity Zone Fund II, LLC

The Aug 8, 2022 filing lists a minimum of $50,000; the Aug 1, 2023 Form D/A lists $36,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 8, 2022 ↗Form D/A (later) · Aug 1, 2023 ↗Caliber Tax Advantaged Opportunity Zone Fund II, LLC — PartnerFacts page ↗
Sources
Note · Feb 22, 2022 – Feb 14, 2023

Minimum investment changed between filings — Ironwood MezzCo, LLC

The Feb 22, 2022 filing lists a minimum of $50,000; the Feb 14, 2023 Form D/A lists $45,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 22, 2022 ↗Form D/A (later) · Feb 14, 2023 ↗Ironwood MezzCo, LLC — PartnerFacts page ↗
Sources
Note · Feb 22, 2022 – Mar 20, 2023

Roy Bade is written 2 different ways on the filings

listed as "Roy Bade" on 49 filings (from Feb 22, 2022), and "Roy John Bade" on 2 filings (from Mar 20, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 22, 2022 ↗Form D · Mar 20, 2023 ↗Roy Bade — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 58 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

21 of 31 offerings report sales commissions totalling $1,774,836; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 21, 2026 D
Tonto Oaks FundCo, LLC
File 021-598278
$93,000$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Aug 6, 2026 D/A
Caliber Tax Advantaged Opportunity Zone Fund II, LLC
File 021-455247
$785,051$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Jul 20, 2026 D/A
Pickleball at Riverwalk Fund, LLC
File 021-519637
$43,206$0$0Tobin & Company Securities, LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Jul 8, 2026 D/A
Pickleball at Riverwalk Opportunity Zone Fund, LLC
File 021-517787
$65,949$0$0Tobin & Company Securities, LLC BrokerCheck CRD 137918 ↗EDGAR ↗
May 19, 2026 D/A
Caliber HS Georgetown FundCo, LLC
File 021-546912
$500$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
May 18, 2026 D/A
Caliber Core Plus Growth & Income Fund LLC
File 021-479881
$58,751$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
May 18, 2026 D/A
Canyon QOF FundCo, LLC
File 021-546512
$90,363 (est.)$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
May 1, 2026 D
CALIBER HS TSMC FUNDCO, LLC
File 021-582608
$0$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Feb 11, 2026 D/A
Caliber Hospitality Trust, Inc.
File 021-495263
$153,262$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Feb 9, 2026 D
Caliber HS Steamboat FundCo, LLC
File 021-573017
$0$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Dec 15, 2025 D/A
Caliber Opportunistic Growth Fund LLC
File 021-468124
$10,400$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Nov 25, 2025 D/A
Lorca FundCo, LLC
File 021-496793
$35,460 (est.)$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Nov 25, 2025 D/A
Canyon FundCo, LLC
File 021-528178
$35,800$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Nov 25, 2025 D/A
Pickleball at Riverwalk FundCo, LLC
File 021-528235
$22,523$0$0Tobin & Company Securities, LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Feb 14, 2025 D
Rifle Storage ManageCo, LLC
File 021-538344
$35,110$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Feb 10, 2025 D/A
Ironwood MezzCo, LLC
File 021-434413
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2025 D/A
SP 10 Preferred Equity, LLC
File 021-502539
$153,782$0$0TOBIN & COMPANY SECURITIES LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Oct 3, 2024 D/A
Caliber Core Plus Growth & Income Fund REIT, LLC
File 021-493612
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2024 D
Ironwood 92 Partners, LLC
File 021-524549
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2024 D
West Ridge FundCo, LLC
File 021-510131
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2023 D
Encore MezzCo, LLC
File 021-491711
$9,138$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Apr 21, 2023 D
West Frontier FundCo, LLC
File 021-479704
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2023 D
CaliberCos Inc.
File 021-476328
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2023 D
CaliberCos Inc.
File 021-476368
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2022 D
Encore MezzCo, LLC
File 021-453292
$49,281$0$0Tobin & Company Securities, LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Jul 15, 2022 D
SouthPointe MezzCo, LLC
File 021-452618
$3,700 (est.)$0$0Tobin & Company Securities, LLC BrokerCheck CRD 137918 ↗EDGAR ↗
May 27, 2022 D
Northsight Crossing AZ, LLC
File 021-447314
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2022 D
Riverwalk Land MezzCo, LLC
File 021-442846
$2,700$0$0Tobin & Company Securities, LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Apr 15, 2022 D
Boardwalk MezzCo, LLC
File 021-442161
$3,700$0$0Tobin & Company Securities, LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Feb 18, 2022 D
Commons FundCo, LLC
File 021-434258
$38,860$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
Feb 15, 2022 D
Southridge MezzCo, LLC
File 021-433690
$84,300$0$0Tobin & Company Securities LLC BrokerCheck CRD 137918 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 29

Every issuer that named Roy Bade on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TO
Other Real Estate · group: Caliber

Tonto Oaks FundCo, LLC

Scottsdale, AZ · Sep 21, 2026
  • Sep 21, 2026 · D · $4,650,000 sold of $6,000,000 · 3 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $4.65M from 3 investors (78% of the $6M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Other Real Estate · group: Caliber

Caliber Tax Advantaged Opportunity Zone Fund II, LLC

Scottsdale, AZ · Aug 8, 2022 → Aug 6, 2026 · 5 filings
  • Aug 6, 2026 · D/A · $39,739,205 sold of $250,000,000 · 111 investors · min. $36,000 · role: Executive Officer EDGAR ↗
  • Aug 6, 2025 · D/A · $38,433,880 sold of $250,000,000 · 104 investors · min. $36,000 · role: Executive Officer EDGAR ↗
  • Aug 1, 2024 · D/A · $32,093,095 sold of $250,000,000 · 90 investors · min. $36,000 · role: Executive Officer EDGAR ↗
  • Aug 1, 2023 · D/A · $20,172,551 sold of $250,000,000 · 62 investors · min. $36,000 · role: Executive Officer EDGAR ↗
  • Aug 8, 2022 · D · $1,375,000 sold of $250,000,000 · 4 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $39.7M from 111 investors (16% of the $250M target) as of the latest filing. Roy is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Other Real Estate · group: Caliber

Pickleball at Riverwalk Fund, LLC

Scottsdale, AZ · Jul 24, 2024 → Jul 20, 2026 · 3 filings
  • Jul 20, 2026 · D/A · $2,176,140 sold of $22,000,000 · 18 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 25, 2025 · D/A · $951,140 sold of $22,000,000 · 11 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 24, 2024 · D · $100,000 sold of $22,000,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.18M from 18 investors (10% of the $22M target) as of the latest filing. Roy is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Other Real Estate · group: Caliber

Pickleball at Riverwalk Opportunity Zone Fund, LLC

Scottsdale, AZ · Jul 3, 2024 → Jul 8, 2026 · 3 filings
  • Jul 8, 2026 · D/A · $3,347,445 sold of $22,000,000 · 18 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 15, 2025 · D/A · $2,697,445 sold of $22,000,000 · 15 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 3, 2024 · D · $250,000 sold of $22,000,000 · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $3.35M from 18 investors (15% of the $22M target) as of the latest filing. Roy is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other Real Estate · group: Caliber

Caliber HS Georgetown FundCo, LLC

Scottsdale, AZ · May 22, 2025 → May 19, 2026 · 2 filings
  • May 19, 2026 · D/A · $25,000 sold of $8,000,000 · 1 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 22, 2025 · D · $0 sold of $8,000,000 · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $25K from 1 investor (0% of the $8M target) as of the latest filing. Roy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Other Real Estate · group: Caliber

Caliber Core Plus Growth & Income Fund LLC

Scottsdale, AZ · Apr 25, 2023 → May 18, 2026 · 4 filings
  • May 18, 2026 · D/A · $2,937,543 sold of Indefinite · 31 investors · min. $35,000 · role: Executive Officer EDGAR ↗
  • May 20, 2025 · D/A · $2,937,543 sold of Indefinite · 31 investors · min. $35,000 · role: Executive Officer EDGAR ↗
  • Apr 24, 2024 · D/A · $2,633,192 sold of Indefinite · 27 investors · min. $35,000 · role: Executive Officer EDGAR ↗
  • Apr 25, 2023 · D · $233,959 sold of Indefinite · 5 investors · min. $35,000 · role: Executive Officer EDGAR ↗

Raised $2.94M from 31 investors as of the latest filing. Roy is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CQ
Other Real Estate · group: Caliber

Canyon QOF FundCo, LLC

Scottsdale, AZ · May 19, 2025 → May 18, 2026 · 2 filings
  • May 18, 2026 · D/A · $5,895,000 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 19, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $5.89M from 17 investors as of the latest filing. Roy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other Real Estate · group: Caliber

CALIBER HS TSMC FUNDCO, LLC

Scottsdale, AZ · May 1, 2026
  • May 1, 2026 · D · $100,000 sold of $25,000,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $100K from 1 investor (0% of the $25M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
REITS and Finance · group: Caliber

Caliber Hospitality Trust, Inc.

Scottsdale, AZ · Feb 11, 2026
  • Feb 11, 2026 · D/A · $22,296,321 sold of $100,000,000 · 108 investors · min. $25,000 · role: Executive Officer (CDO) EDGAR ↗

Raised $28.2M from 108 investors (28% of the $100M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(c) (253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other Real Estate · group: Caliber

Caliber HS Steamboat FundCo, LLC

Scottsdale, AZ · Feb 9, 2026
  • Feb 9, 2026 · D · $100,000 sold of $10,250,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $100K from 1 investor (1% of the $10.3M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Other Real Estate · group: Caliber

Caliber Opportunistic Growth Fund LLC

Scottsdale, AZ · Dec 20, 2022 → Dec 15, 2025 · 4 filings
  • Dec 15, 2025 · D/A · $520,000 sold of $250,000,000 · 7 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Dec 12, 2024 · D/A · $520,000 sold of $250,000,000 · 7 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Dec 18, 2023 · D/A · $380,000 sold of $250,000,000 · 6 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 20, 2022 · D · $20,000 sold of $250,000,000 · 1 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $520K from 7 investors (0% of the $250M target) as of the latest filing. Roy is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Other Real Estate · group: Caliber

Canyon FundCo, LLC

Scottsdale, AZ · Oct 30, 2024 → Nov 25, 2025 · 3 filings
  • Nov 25, 2025 · D/A · $1,790,000 sold of $26,000,000 · 10 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 23, 2024 · D/A · $650,000 sold of $26,000,000 · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2024 · D · $500,000 sold of $11,000,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1.79M from 10 investors (7% of the $26M target) as of the latest filing. Roy is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Other Real Estate · group: Caliber

Lorca FundCo, LLC

Scottsdale, AZ · Nov 8, 2023 → Nov 25, 2025 · 3 filings
  • Nov 25, 2025 · D/A · $1,773,000 sold of $12,000,000 · 10 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Nov 6, 2024 · D/A · $2,553,000 sold of $12,000,000 · 11 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Nov 8, 2023 · D · $73,000 sold of $12,000,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.55M from 11 investors (21% of the $12M target) as of the latest filing. Roy is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Other Real Estate · group: Caliber

Pickleball at Riverwalk FundCo, LLC

Scottsdale, AZ · Oct 30, 2024 → Nov 25, 2025 · 2 filings
  • Nov 25, 2025 · D/A · $1,126,140 sold of $22,000,000 · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2024 · D · $150,000 sold of $22,000,000 · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1.13M from 14 investors (5% of the $22M target) as of the latest filing. Roy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Commercial · group: Caliber

Rifle Storage ManageCo, LLC

Scottsdale, AZ · Feb 14, 2025
  • Feb 14, 2025 · D · $3,511,088 sold of $6,000,000 · 3 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $3.51M from 3 investors (59% of the $6M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IM
Pooled Investment Fund · group: Caliber

Ironwood MezzCo, LLC

Scottsdale, AZ · Feb 22, 2022 → Feb 10, 2025 · 4 filings
  • Feb 10, 2025 · D/A · $13,512,000 sold of Indefinite · 75 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Feb 13, 2024 · D/A · $13,512,000 sold of Indefinite · 75 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Feb 14, 2023 · D/A · $8,815,000 sold of Indefinite · 48 investors · min. $45,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2022 · D · $8,370,000 sold of Indefinite · 40 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $13.5M from 75 investors as of the latest filing. Roy is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S1
Other Real Estate · group: Caliber

SP 10 Preferred Equity, LLC

Scottsdale, AZ · Jan 16, 2024 → Jan 21, 2025 · 3 filings
  • Jan 21, 2025 · D/A · $7,689,100 sold of $30,200,000 · 34 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Jan 14, 2025 · D/A · $7,389,100 sold of $17,200,000 · 31 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Jan 16, 2024 · D · $700,000 sold of $17,200,000 · 7 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $7.69M from 34 investors (25% of the $30.2M target) as of the latest filing. Roy is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
REITS and Finance · group: Caliber

Caliber Core Plus Growth & Income Fund REIT, LLC

Scottsdale, AZ · Oct 2, 2023 → Oct 3, 2024 · 2 filings
  • Oct 3, 2024 · D/A · $24,000 sold of $125,000 · 24 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Oct 2, 2023 · D · $2,000 sold of $125,000 · 2 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $24K from 24 investors (19% of the $125K target) as of the latest filing. Roy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I9
Other Real Estate · group: Caliber

Ironwood 92 Partners, LLC

Scottsdale, AZ · Sep 20, 2024
  • Sep 20, 2024 · D · $150,000 sold of $2,000,000 · 2 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $150K from 2 investors (8% of the $2M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Other Real Estate · group: Caliber

West Ridge FundCo, LLC

Scottsdale, AZ · Apr 10, 2024
  • Apr 10, 2024 · D · $2,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.5M from 1 investor as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Caliber

Encore MezzCo, LLC

Scottsdale, AZ · Jul 21, 2022 → Sep 8, 2023 · 2 filings
  • Sep 8, 2023 · D · $1,065,000 sold of $15,000,000 · 15 investors · min. $30,000 · role: Executive Officer EDGAR ↗
  • Jul 21, 2022 · D · $8,500,000 sold of $8,500,000 · 33 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $8.5M from 33 investors (57% of the $15M target) as of the latest filing. Roy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WF
Other Real Estate · group: Caliber

West Frontier FundCo, LLC

Scottsdale, AZ · Apr 21, 2023
  • Apr 21, 2023 · D · $225,000 sold of $3,000,000 · 3 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $225K from 3 investors (8% of the $3M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Real Estate · group: Caliber

CaliberCos Inc.

Scottsdale, AZ · Mar 20, 2023 → Mar 20, 2023 · 2 filings
  • Mar 20, 2023 · D · $19,329,000 sold of $25,000,000 · 82 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Mar 20, 2023 · D · $10,490,000 sold of $15,000,000 · 56 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $19.3M from 82 investors (77% of the $25M target) as of the latest filing. Roy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Other Real Estate · group: Caliber

SouthPointe MezzCo, LLC

Scottsdale, AZ · Jul 15, 2022
  • Jul 15, 2022 · D · $370,000 sold of $5,600,000 · 3 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $370K from 3 investors (7% of the $5.6M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Other Real Estate · group: Caliber

Northsight Crossing AZ, LLC

Scottsdale, AZ · May 27, 2022
  • May 27, 2022 · D · $6,275,000 sold of $8,100,000 · 36 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $6.28M from 36 investors (77% of the $8.1M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RL
Commercial · group: Caliber

Riverwalk Land MezzCo, LLC

Scottdale, AZ · Apr 21, 2022
  • Apr 21, 2022 · D · $270,000 sold of $10,250,000 · 3 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $270K from 3 investors (3% of the $10.3M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BM
Commercial · group: Caliber

Boardwalk MezzCo, LLC

Scottdale, AZ · Apr 15, 2022
  • Apr 15, 2022 · D · $1,345,636 sold of $6,500,000 · 11 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $1.35M from 11 investors (21% of the $6.5M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Caliber

Commons FundCo, LLC

Scottsdale, AZ · Feb 18, 2022
  • Feb 18, 2022 · D · $1,943,000 sold of $9,000,000 · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1.94M from 8 investors (22% of the $9M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Pooled Investment Fund · group: Caliber

Southridge MezzCo, LLC

Scottdale, AZ · Feb 15, 2022
  • Feb 15, 2022 · D · $4,465,000 sold of $4,810,000 · 25 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $4.46M from 25 investors (93% of the $4.81M target) as of the latest filing. Roy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Roy 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TO
Management entity

Tonto Oaks ManageCo, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roy Bade. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Schrader

Executive Officer, Director · 58 shared filings (29 issuers) · also on 1 other issuer

Jennifer Schrader is on 30 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John C. Loeffler II

Executive Officer, Director · 58 shared filings (29 issuers) · also on 10 other issuers

John C. Loeffler II is on 39 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jade Leung

Executive Officer · 56 shared filings (28 issuers)

Jade Leung is on 28 issuers in total — a repeat sponsor. Their page lists every one.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

Greg James

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as Roy Bade. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John E Hartman

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Roy Bade. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Riggs

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Roy Bade. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James Mullin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roy Bade. Their page shows their other deals.

YA
No photo found yet (own website and image search run after this page is viewed)
Person

Yaron Ashkenazi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Roy Bade. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Caliber

39 issuers · 96 filings · $480.9M reported sold · 2013–2026

One team, 39 deal companies. Roy Bade is listed on 29 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roy Bade.

Same business address

6 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 29 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roy Bade by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 29 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roy Bade is listed on: none on file. No website or social profile named in Caliber Hospitality Trust, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #41,412 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Scottsdale, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Arizona Judicial Branch public access ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Arizona Secretary of State business search ↗OpenCorporates ↗

Change history

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